0001179110-11-004856.txt : 20110314 0001179110-11-004856.hdr.sgml : 20110314 20110314151834 ACCESSION NUMBER: 0001179110-11-004856 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110310 FILED AS OF DATE: 20110314 DATE AS OF CHANGE: 20110314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VERENIUM CORP CENTRAL INDEX KEY: 0001049210 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 223297375 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 CAMBRIDGE PARKWAY CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 617 674 5300 MAIL ADDRESS: STREET 1: 55 CAMBRIDGE PARKWAY CITY: CAMBRIDGE STATE: MA ZIP: 02142 FORMER COMPANY: FORMER CONFORMED NAME: DIVERSA CORP DATE OF NAME CHANGE: 19991201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUCH JOSHUA CENTRAL INDEX KEY: 0000943431 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29173 FILM NUMBER: 11685298 MAIL ADDRESS: STREET 1: C/O RHO CAPITAL PARTNERS, INC. STREET 2: 152 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 4 1 edgar.xml FORM 4 - X0303 4 2011-03-10 0 0001049210 VERENIUM CORP VRNM 0000943431 RUCH JOSHUA 152 WEST 57TH STREET, 23RD FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock 2011-03-10 4 J 0 67520 0 A 482190 I See Footnote These securities were received in pro rata distributions from HealthCare Ventures IV, L.P., HealthCare Ventures V, L.P. and Healthcare Ventures VI, L.P. (the "HCV Limited Partnerships") for no consideration in a transaction exempt under Rule 16a-9(a). Rho Management Trust II ("RMT II"), which is a limited partner in the HCV Limited Partnerships, received 52,679 shares in the distributions. Rho Investment Partners "H", L.P. ("RIP H"), which is also a limited partner in the HCV Limited Partnerships, received 14,841 shares in the distributions. Includes 188,864 shares held by RMT II, 73,019 shares held by RIP H, 3,993 shares held by Rho Management Partners L.P.("RMP"), 41 shares held in the Reporting Person's 401(k) Plan and 12 shares held by the Reporting Person's family members. The Reporting Person is a managing partner of the investment advisor to Rho Management Trust II and disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. The Reporting Person is the President and sole stockholder of the General Partner to RIP H and disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. The Reporting Person is the President and sole stockholder of the General Partner to RMP and disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. Also includes 66,434 shares held by Rho Ventures IV GmbH & Co. Beteiligungs KG ("RV IV KG"), 58,999 shares held by Rho Management Trust I ("RMT I"), 63,751 shares held by Rho Ventures IV (QP), L.P. ("RV IV QP") and 27,077 held by Rho Ventures IV, L.P. ("RV IV LP"). The reporting person is a managing director of RV IV KG, managing partner of the investment advisor to RMT I and a managing member of the general partner of RV IV QP and RV IV LP. The reporting person disclaims beneficial ownership of all of these shares except to the extent of his pecuniary interest therein. s/ Joshua Ruch 2011-03-14