-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VMpPsORUE0i9I3n9G6AXlxb+gnn9s162uDm4ezJwhRMgETFYEHLlGqPVBhgx8qcC Q3+MR/WpH4vfNskbX6aI+Q== 0000891839-07-000001.txt : 20070117 0000891839-07-000001.hdr.sgml : 20070117 20070117113947 ACCESSION NUMBER: 0000891839-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070115 FILED AS OF DATE: 20070117 DATE AS OF CHANGE: 20070117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTH MANAGEMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000792985 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-GENERAL MEDICAL & SURGICAL HOSPITALS, NEC [8062] IRS NUMBER: 610963645 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5811 PELICAN BAY BLVD STREET 2: SUITE 500 CITY: NAPLES STATE: FL ZIP: 34108-2710 BUSINESS PHONE: 239-5983131 MAIL ADDRESS: STREET 1: 5811 PELICAN BAY BLVD STREET 2: SUITE 500 CITY: NAPLES STATE: FL ZIP: 34108-2710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAUTEN KENT P CENTRAL INDEX KEY: 0001049128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11141 FILM NUMBER: 07533960 BUSINESS ADDRESS: BUSINESS PHONE: 8472365350 MAIL ADDRESS: STREET 1: KEYSTONE CAPITAL INC STREET 2: 520 LAKE COOK ROAD SUITE 450 CITY: DEERFIELD STATE: IL ZIP: 60015 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-01-15 0000792985 HEALTH MANAGEMENT ASSOCIATES INC HMA 0001049128 DAUTEN KENT P 520 LAKE COOK ROAD, SUITE 650 DEERFIELD IL 60015 1 0 0 0 Class A Common Stock, $.01 par value 2007-01-15 4 A 0 3500 0 A 411763 D Stock Option (Right to Buy) 16.60 2005-05-15 2011-05-14 Class A Common Stock, $.01 par value 1250 1250 D Stock Option (Right to Buy) 19.95 2006-05-21 2012-05-20 Class A Common Stock, $.01 par value 2500 2500 D Stock Option (Right to Buy) 18.56 2013-05-13 Class A Common Stock, $.01 par value 3750 3750 D Stock Option (Right to Buy) 22.77 2014-05-17 Class A Common Stock, $.01 par value 5000 5000 D Stock Option (Right to Buy) 24.75 2015-05-23 Class A Common Stock, $.01 par value 5000 5000 D This restricted stock award was granted under the Issuer's 2006 Outside Director Restricted Stock Award Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. Certain of these shares are owned jointly by Mr. Dauten and his wife. This option was previously reported by Mr. Dauten. This option was previously reported by Mr. Dauten. Mr. Dauten can exercise this option as follows: 1,250 shares on 5/20/04 (exercised on 6/18/04), 1,250 shares on 5/20/05, 1,250 shares on 5/20/06, and 1,250 shares on 5/20/07. This option was previously reported by Mr. Dauten. Mr. Dauten can exercise this option as follows: 1,250 shares on 5/18/05, 1,250 shares on 5/18/06, 1,250 shares on 5/18/07, and 1,250 shares on 5/18/08. This option was previously reported by Mr. Dauten. Mr. Dauten can exercise this option as follows: 1,250 shares on 5/24/06, 1,250 shares on 5/24/07, 1,250 shares on 5/24/08, and 1,250 shares on 5/24/09. /s/ Timothy R. Parry, Attorney-in-fact for Kent P. Dauten 2007-01-16 -----END PRIVACY-ENHANCED MESSAGE-----