0001140361-11-052071.txt : 20111107 0001140361-11-052071.hdr.sgml : 20111107 20111107164426 ACCESSION NUMBER: 0001140361-11-052071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111104 FILED AS OF DATE: 20111107 DATE AS OF CHANGE: 20111107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAUL KIMBERLY D CENTRAL INDEX KEY: 0001190878 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13647 FILM NUMBER: 111185138 MAIL ADDRESS: STREET 1: 5330 EAST 31ST ST CITY: TULSA STATE: OK ZIP: 74135 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOLLAR THRIFTY AUTOMOTIVE GROUP INC CENTRAL INDEX KEY: 0001049108 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AUTO RENTAL & LEASING (NO DRIVERS) [7510] IRS NUMBER: 731356520 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5330 EAST 31ST STREET CITY: TULSA STATE: OK ZIP: 74135 BUSINESS PHONE: 9186607700 MAIL ADDRESS: STREET 1: 5330 EAST 31ST STREET CITY: TULSA STATE: OK ZIP: 74135 4 1 doc1.xml FORM 4 X0304 4 2011-11-04 0 0001049108 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DTG 0001190878 PAUL KIMBERLY D 5330 EAST 31ST STREET TULSA OK 74135 0 1 0 0 VP and CAO Common Stock 2011-11-04 4 M 0 10000 0.97 A 17757 D Common Stock 2011-11-04 4 S 0 10000 63.16 D 7757 D Common Stock 970 I By Deferred Compensation Plan Common Stock 160 I By 401(k) Plan Employee Stock Option (right to buy) 0.97 2011-11-04 4 M 0 10000 0 D 2018-10-12 Common Stock 20000 10000 D Employee Stock Option (right to buy) 24.38 2011-01-31 2018-01-30 Common Stock 3858 3858 D Employee Stock Option (right to buy) 4.44 2019-05-13 Common Stock 25000 25000 D The amount of securities owned as of 11/04/11 is comprised of 296.6251 units of the Company's 401(k) Plan Stock Fund. As of 11/04/11 each unit consisted of 0.54 shares of Common Stock and $0.60 in cash. Exercisable in 3 installments on 10/31/09, 10/31/10 and 10/31/11. Exercisable in 3 installments of 20%, 20% and 60% on 5/13/10, 5/13/11 and 5/13/12, respectively. This transaction was executed in multiple trades at prices ranging from $62.79 to $63.55. The price reported above represents the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC Staff, DTG or a shareholder of DTG full information regarding the numbers of shares and prices at which the transaction was effected. Kimberly D. Paul 2011-11-07