0001072613-25-000511.txt : 20250807 0001072613-25-000511.hdr.sgml : 20250807 20250807160452 ACCESSION NUMBER: 0001072613-25-000511 CONFORMED SUBMISSION TYPE: SCHEDULE 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20250807 DATE AS OF CHANGE: 20250807 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Sound Point Meridian Capital, Inc. CENTRAL INDEX KEY: 0001930147 ORGANIZATION NAME: EIN: 882315951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SCHEDULE 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-94548 FILM NUMBER: 251193851 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212.895.2280 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 FORMER COMPANY: FORMER CONFORMED NAME: Sound Point Meridian Capital, LLC DATE OF NAME CHANGE: 20220519 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Karpus Management, Inc. CENTRAL INDEX KEY: 0001048703 ORGANIZATION NAME: EIN: 161290550 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SCHEDULE 13G/A BUSINESS ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 BUSINESS PHONE: 5855864680 MAIL ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 FORMER COMPANY: FORMER CONFORMED NAME: KARPUS MANAGEMENT INC DATE OF NAME CHANGE: 19971029 SCHEDULE 13G/A 1 primary_doc.xml SCHEDULE 13G/A 0001072613-24-000915 0001048703 XXXXXXXX LIVE 2 Preferred 07/31/2025 0001930147 Sound Point Meridian Capital, Inc. 83617A207 375 Park Avenue 34th Floor New York NY 10152 Rule 13d-1(b) KARPUS MANAGEMENT, INC. b NY 435044.00 0.00 435044.00 0.00 435044.00 N 9.46 IA Sound Point Meridian Capital, Inc. 375 Park Avenue, 34th Floor, New York, NY 10152 This statement is being filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus" or the "Reporting Person"). Karpus is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. Karpus is controlled by City of London Investment Group plc ("CLIG"), which is listed on the London Stock Exchange. However, in accordance with SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established between Karpus and CLIG such that voting and investment power over the subject securities is exercised by Karpus independently of CLIG, and, accordingly, attribution of beneficial ownership is not required between Karpus and CLIG. The Shares to which this Schedule 13G relates are owned directly by the accounts managed by Karpus. 183 Sully's Trail, Pittsford, New York 14534 The members of the Karpus Management Committee are US citizens. Karpus is a New York corporation. N IA 435,044.00 9.46 % 435,044.00 0.00 435,044.00 0.00 As of June 30, 2025 the Reporting Person beneficially owned 432,671 shares, representing 18.81% of the class. Of those shares, the Reporting Person has sole power to vote or direct the vote of 432,671 shares, and sole power to dispose or direct the disposition of 432,671 shares. Y Y Y Y Y N By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11. KARPUS MANAGEMENT, INC. /s/ Jodi L. Hedberg 08/07/2025