Chief Compliance Officer

0001072613-21-000632.txt : 20211112 0001072613-21-000632.hdr.sgml : 20211112 20211112160524 ACCESSION NUMBER: 0001072613-21-000632 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Karpus Management, Inc. CENTRAL INDEX KEY: 0001048703 IRS NUMBER: 161290550 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11445 FILM NUMBER: 211403360 BUSINESS ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 BUSINESS PHONE: 5855864680 MAIL ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 FORMER COMPANY: FORMER CONFORMED NAME: KARPUS MANAGEMENT INC DATE OF NAME CHANGE: 19971029 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001048703 XXXXXXXX 09-30-2021 09-30-2021 false Karpus Management, Inc.

183 Sully's Trail Pittsford NY 14534

13F HOLDINGS REPORT 028-11445 Y Karpus Management, Inc. (the "Reporting Person") is owned by City of London Investment Group plc ("Parent"). Parent also owns City of London Investment Management Company Limited ("CLIM"). There are information barriers and procedures in place to ensure that investment discretion by the Reporting Person is exercised independently from Parent and CLIM. As such, the Reporting Person reports the Section 13(f) positions over which it exercises investment discretion on a separate Form 13F from CLIM. Jodi Hedberg Chief Compliance Officer 5855864680 /s/ Jodi Hedberg Pittsford NY 11-12-2021 0 277 3164347 INFORMATION TABLE 2 infotable.xml ATLANTIC COASTAL ACQ CRP; TNT ACQ DT: 3/4/2023; CASH: $10.00 CLASS A COM 048453104 5102 526474 SH SOLE 526474 0 0 ACE GLOBAL BUSINESS ACQ CRP; TNT ACQ DT: 4/6/2022; CASH: $10.20 ORDINARY SHARES G0083E102 5783 575458 SH SOLE 575458 0 0 ACE Convergence Acqu-Class A CL A G0083D120 13543 1366600 SH SOLE 1366600 0 0 ACKRELL ACQ CRP SUBUNIT; TNT ACQ DT: 12/21/2021; CASH: $10.10 UNIT 99/99/9999 00461L303 8561 853149 SH SOLE 853149 0 0 ISHARES MSCI ACWI INDEX FUND MSCI ACWI ETF 464288257 12419 124292 SH SOLE 124292 0 0 ISHARES TR MSCI ACWI EX US MSCI ACWI EX US 464288240 13929 251385 SH SOLE 251385 0 0 26 CAPITAL ACQ CORP TNT ACQ DT: 1/15/2023; CASH: $10.00 COM CL A 90138P100 455 46825 SH SOLE 46825 0 0 ADIT EDTECH ACQ CRP; TNT ACQ DT: 1/12/2023; CASH: $10.00 COMMON STOCK 007024102 7945 815722 SH SOLE 815722 0 0 ALDEL FINANCIAL ACQ CRP; TNT ACQ DT: 10/9/2022; CASH: $10.10 CL A COM 01407X104 1899 188226 SH SOLE 188226 0 0 EDOC ACQ CORP; TNT ACQ DT: 11/10/2021; CASH: $10.17 CL A G4000A102 21047 2075680 SH SOLE 1800580 0 275100 ADARA ACQ CRP; TNT ACQ DT: 2/9/2023; CASH: $10.10 COM CL A 00653H102 9001 918506 SH SOLE 918506 0 0 ADAMS DIVERSIFIED EQUITY FD COM COM 006212104 3168 160022 SH SOLE 160022 0 0 AUTHENTIC EQUITY ACQ CORP TNT ACQ DT: 1/15/2023; CASH: $10.00 CL A SHS G06607108 1328 136939 SH SOLE 136939 0 0 AFRICAN GOLD ACQ CRP; TNT ACQ DT: 2/26/2023; CASH; $10.00 SHS CL A G0112R108 35227 3624215 SH SOLE 3624215 0 0 ISHARES LEHMAN AGG BOND FUND CORE US AGGBD ET 464287226 5324 46365 SH SOLE 37365 0 9000 VIRTUS ALLIANZGI ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPP FD COM 92838Y100 35556 1332673 SH SOLE 1332673 0 0 AMERICAN OPPORTUNITY ACQ CRP; TNT ACQ DT: 3/18/2022; CASH: $10.10 CLASS A COM 02369M102 18260 1848217 SH SOLE 1848217 0 0 ANZU ACQ CRP; TNT ACQ DT: 3/2/2023; CASH: $10.00 COM CL A 03737A101 713 73420 SH SOLE 73420 0 0 STONEBRIDGE ACQ CRP; TNT ACQ DT: 10/16/22; CASH: $10.10 CLASS A ORD SHS G85094103 4484 452916 SH SOLE 452916 0 0 ARROWROOT ACQ CRP; TNT ACQ DT: 3/2/2023; CASH: $10.00 CL A COM 04282M102 3488 360361 SH SOLE 360361 0 0 ATLANTIC STREET ACQ CORP; TNT ACQ DT: 10/2/2022; CASH $10.00 COM CL A 04906P101 15006 1531190 SH SOLE 1531190 0 0 ASTREA ACQ CRP; TNT ACQ DT: 2/4/2023; CASH: $10.00 COM CL A 04637C106 12805 1285612 SH SOLE 1285612 0 0 LIBERTY ALL-STAR GROWTH FD COM 529900102 108 12500 SH SOLE 12500 0 0 ARBI SPAC I; TNT ACQ DT: 8/10/2022; CASH: $10.00 COMMON STOCK 00085X105 802 82000 SH SOLE 82000 0 0 AMERICAS TECHNOLOGY ACQ CRP; TNT ACQ DT: 12/15/2021; CASH: $10.10 SHS G0404A102 328 32707 SH SOLE 32707 0 0 ARCHIMEDES TECH ACQ CRP; TNT ACQ DT: 9/11/2022: CASH: $10.00 UNIT 99/99/9999 039562301 117 12000 SH SOLE 12000 0 0 ARCHIMEDES TECH ACQ CRP UNIT; TNT ACQ DT: 9/11/2022: CASH: $10.00 UNIT 03/10/2026 039562202 1588 159600 SH SOLE 159600 0 0 AURORA ACQ CRP; TNT ACQ DT: 3/4/2023; CASH: $10.00 CLASS A ORD SHS G0698L103 2139 215400 SH SOLE 215400 0 0 BROOKLINE CAPITAL ACQ CRP; TNT ACQ DT: 1/19/23; CASH: $10.00 COM 11374E104 2422 243423 SH SOLE 243423 0 0 BIG CYPRESS ACQ CORP; TNT ACQ DT: 4/12/2022; CASH: $10.10 COM 089115109 10445 1036230 SH SOLE 1010230 0 26000 BENESSERE CAPITAL ACQ CORP; TNT ACQ DT: 1/4/2022; CASH: $10.15 COM CL A 08179B103 28915 2877085 SH SOLE 2877085 0 0 BLACKROCK CALIFORNIA MUNICIPAL INCOME TR SH BEN INT 09248E102 69254 4695212 SH SOLE 4675912 0 19300 BLACKROCK ENHANCED INTERNATIONAL DIVIDEND TRUST COM BENE INTER 092524107 3019 490935 SH SOLE 490935 0 0 BULLL HORN ACQ CRP; TNT ACQ DT: 4/30/2022; CASH: $10.10 SHS G1686P106 2669 268282 SH SOLE 268282 0 0 BIOTECH ACQ CORP; TNT ACQ DT: 1/26/2023; CASH: $10.00 CL A SHS G1125A108 244 25000 SH SOLE 25000 0 0 BITE ACQ CRP; TNT ACQ DT: 2/12/2023; CASH: $10.00 COMMON STOCK 09175K105 3921 403000 SH SOLE 403000 0 0 BLACKROCK MUN INC TRUST II COM 09249N101 2795 184607 SH SOLE 184607 0 0 BRIGHT LIGHTS ACQ CRP; TNT ACQ DT: 1/7/2023; CASH: $10.00 COM CL A 10920K101 974 100000 SH SOLE 100000 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND LONG TERM BOND 921937793 174375 1704048 SH SOLE 1655048 0 49000 BLACKROCK HEALTH SCIENCES TRUST II COM SHS 09260E105 886 32831 SH SOLE 32831 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT TOTAL BND MRKT 921937835 120968 1415655 SH SOLE 1367655 0 48000 BOA ACQ CRP; TNT ACQ DT: 2/24/2021; CASH: $10.00 COM CL A 05601A109 2651 273000 SH SOLE 273000 0 0 BLACKROCK ENHANCED GLOBAL DIVIDEND TRUST COM 092501105 7646 652915 SH SOLE 652915 0 0 BREEZE ACQ CORP; TNT ACQ DT: 11/23/2021; CASH: $10.15 COM 106762107 31049 3077157 SH SOLE 3077157 0 0 BRILLIANT ACQ CORP; TNT ACQ DT: 6/24/21; CASH: $10.00 SHS G1643W111 619 61008 SH SOLE 61008 0 0 B RILEY PRINCIPAL 150 ACQ CRP; TNT ACQ DT: 2/19/2023; CASH: $10.00 COM CL A 05601V103 1023 104925 SH SOLE 104925 0 0 BLUE SAFARI ACQ CRP; TNT ACQ DT: 6/10/2022; CASH: $10.10 CLASS A ORD SHS G1195R106 2712 273894 SH SOLE 273894 0 0 BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 SHS CL A G1739V100 3783 380167 SH SOLE 230167 0 150000 BLACKROCK SCIENCE & TECH TR SHS SHS 09258G104 15310 293527 SH SOLE 293527 0 0 BLACKROCK SCIENCE AND TECHNOLOGY TRUST II SHS BEN INT 09260K101 5769 149527 SH SOLE 149527 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND SHORT TRM BOND 921937827 4314 52650 SH SOLE 52650 0 0 BURGUNDY TECH ACQ CORP; TNT ACQ DT: 2/27/22; CASH: $10.05 CL A G1702T116 2683 269610 SH SOLE 269610 0 0 BETTER WORLD ACQ CRP; TNT ACQ DT: 11/12/2021; CASH: $10.10 COM 08772B104 9068 900008 SH SOLE 900008 0 0 BYTE ACQ CRP; TNT ACQ DT: 3/19/2023; CASH: $10.00 CLASS A ORD SHS G1R25Q105 318 32771 SH SOLE 32771 0 0 CASCADE ACQ CRP, TNT ACQ DT: 5/19/2022; CASH: $10.10 COM CL A 147151104 964 96925 SH SOLE 96925 0 0 CITIC CAPITAL ACQ CORP; TNT ACQ DT: 2/11/2022; CASH: $10.00 COM CL A G21513109 4417 442994 SH SOLE 442994 0 0 CF ACQ CRP V; TNT ACQ DT: 1/19/23; CASH: $10.00 CL A 12520R106 186 18800 SH SOLE 18800 0 0 CF ACQ CRP VI; TNT ACQ DT: 2/19/2023; CASH: $10.00 COM CL A 12521J103 7978 821604 SH SOLE 821604 0 0 CHINA FD INC COM COM 169373107 2402 94438 SH SOLE 93188 0 1250 CHP MERGER CRP; TNT ACQ DT: 11/22/2021; CASH: $10.00 COM CL A 12558Y106 4772 476230 SH SOLE 356230 0 120000 COLONNADE ACQ CRP II; TNT ACQ DT: 3/10/2023; CASH $10.00 SHS CL A G2284B101 440 45000 SH SOLE 45000 0 0 CLEANTECH ACQ CRP; TNT ACQ DT: 7/15/2022 CASH: $10.10 COM 18453L107 3368 339195 SH SOLE 339195 0 0 CLASS ACCELERATION ACQ CORP TNT ACQ DT: 1/15/2023; CASH: $10.00 COM 18274B106 350 36000 SH SOLE 36000 0 0 CHAVANT CAPITAL ACQ CRP; TNT ACQ DT: 7/20/2022; CASH: $10.00 ORDINARY SHARES G2058L103 879 89255 SH SOLE 89255 0 0 CLOVER LEAF CAPITAL ACQ CRP; TNT ACQ DT: 7/20/2022; CASH: $10.15 COM CL A 18915E105 2292 229852 SH SOLE 229852 0 0 CHARDAN NEXTECH ACQ CRP 2; TNT ACQ DT: 8/11/2022; CASH: $10.15 CLASS A COM 159561109 1323 133234 SH SOLE 133234 0 0 CAPSTAR SPECIAL ACQ CORP; TNT ACQ DT: 7/2/2022; CASH: $10.00 COM CL A 14070Y101 881 88808 SH SOLE 88808 0 0 CROWN ACQ CRP; TNT ACQ DT: 2/9/2023; CASH: $10.00 SHS CL A G25741102 485 49700 SH SOLE 49700 0 0 CHURCHILL CAPITAL CORP VII; TNT ACQ DT: 2/12/2023; CASH: $10.00 COM CL A 17144M102 389 40000 SH SOLE 40000 0 0 ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 COM CL A 77584N101 55751 5514423 SH SOLE 5349423 0 165000 DHB ACQ CRP; TNT ACQ DT: 3/2/2023; CASH: $10.00 CL A COM 23291W109 1812 186841 SH SOLE 186841 0 0 DISNEY WALT CO COM DISNEY COM 254687106 425 2515 SH SOLE 2515 0 0 DATA KNIGHTS ACQ CRP; TNT ACQ DT: 5/7/2022; CASH: $10.20 CLASS A COM 237699103 9868 981898 SH SOLE 981898 0 0 DTF TAX-FREE INCOME INC COM COM 23334J107 19138 1324429 SH SOLE 1324429 0 0 DUNE ACQ CRP; TNT ACQ DT: 6/18/2022; CASH: $10.00 COM CL A 265334102 828 83628 SH SOLE 83628 0 0 DIGITAL WORLD ACQ CRP; TNT ACQ DT; 9/3/2022; CASH: $10.20 CLASS A COM 25400Q105 1891 190000 SH SOLE 190000 0 0 DELWINDS INSURANCE ACQ CRP; TNT ACQ DT:6/11/2022; CASH: $10.00 COM CLS A 24803C102 5078 515035 SH SOLE 515035 0 0 EDIFY ACQ CRP; TNT ACQ DT: 1/14/2023; CASH: $10.00 CL A 28059Q103 3739 382675 SH SOLE 382675 0 0 EDTECHX II ACQ CRP; TNT ACQ DT: 6/11/2022; CASH: $10.15 COM CL A 28139A102 10500 1052067 SH SOLE 1052067 0 0 ISHARES TR MSCI EMG MKT ETF MSCI EMG MKT ETF 464287234 1412 28031 SH SOLE 28031 0 0 EATON VANCE MUN BD FD COM COM 27827X101 22282 1665313 SH SOLE 1655603 0 9710 iShares MSCI EM ex China ETF MSCI EMRG CHN 46434G764 2384 39310 SH SOLE 39310 0 0 890 5TH AVENUE PARTNERS ACQ CORP; TNT ACQ DT: 1/12/23; CASH: $10.00 COM CL A 28250A105 295 29750 SH SOLE 29750 0 0 EXECUTIVE NETWORK PARTNERING ACQ CORP; TNT ACQ DT: 9/16/22; CASH: $25.00 CL A 30158L100 12134 1235667 SH SOLE 1235667 0 0 EATON VANCE NEW YORK MUN BD FD COM COM 27827Y109 23779 1938596 SH SOLE 1938596 0 0 EMPOWERMENT & INCLUSION ACQ CRP; TNT ACQ DT: 1/8/2023; CASH: $10.00 COM CL A 29248N100 150 15350 SH SOLE 15350 0 0 EAST RESOURCES ACQ CORP; TNT ACQ DT: 07/23/2020; CASH: $10.00 COM CL A 274681105 17162 1744067 SH SOLE 1744067 0 0 VANGUARD ESG US STOCK ETF ESG US STK ETF 921910733 32915 411134 SH SOLE 411134 0 0 ESM ACQ CRP; TNT ACQ DT: 3/10/2023; CASH: $10.00 SHS CL A G3195H104 952 97500 SH SOLE 97500 0 0 E.MERGE TECH ACQ CORP; TNT ACQ DT: 7/31/22; CASH: $10.00 COM CL A 26873Y104 27268 2776802 SH SOLE 2776802 0 0 EUROPEAN SUSTAINABLE GROWTH ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.0 CL A SHS G3194F109 248 25000 SH SOLE 25000 0 0 EATON VANCE CALIF MUN BD FD COM COM 27828A100 10379 869289 SH SOLE 848689 0 20600 EVO ACQ CRP; TNT ACQ DT: 2/9/2023; CASH: $10.00 COM CL A 30052G108 3855 397843 SH SOLE 397843 0 0 ISHARES MSCI CDA ETF MSCI CDA ETF 464286509 11500 316801 SH SOLE 316801 0 0 ISHARES MSCI JAPAN ETF MSCI JPN ETF NEW 46434G822 8679 123545 SH SOLE 123545 0 0 ISHARES MSCI SOUTH KOREA IND MSCI STH KOR ETF 464286772 6577 81540 SH SOLE 81540 0 0 FLAME ACQ CRP; TNT ACQ DT: 2/25/2023; CASH: $10.00 COM CL A 33850F108 7520 773702 SH SOLE 773702 0 0 FORESIGHT ACQ CRP; TNT ACQ DT: 2/10/2023; CASH: $10.00 CL A 34552Y106 1863 188900 SH SOLE 188900 0 0 FOXWAYNE ENTERPRICES ACQ CORP; TNT ACQ DT: 1/20/2022; CASH: $10.10 COM CL A 35166L109 21009 2128577 SH SOLE 2128577 0 0 FUSION ACQ CRP II; TNT ACQ DT: 2/26/2023; CASH; $10.00 COM CL A 36118N102 583 60001 SH SOLE 60001 0 0 FTAC ATHENA ACQ CRP; TNT ACQ DT: 2/23/2023; CASH $10.00 CL A SHS G37283101 148 15000 SH SOLE 15000 0 0 GLOBAL CONSUMER ACQ CRP; TNT ACQ DT: 6/9/2022; CASH: $10.05 COM 37892B108 12494 1264525 SH SOLE 1264525 0 0 G&P ACQ CRP; TNT ACQ DT: 3/11/2023; CASH: $10.10 COM CL A 36146G103 5083 515029 SH SOLE 515029 0 0 GOLDENBRIDGE ACQ CRP; TNT ACQ DT: 3/2/2022; CASH: $10.00 SHS G3970D104 6409 646049 SH SOLE 646049 0 0 GROWTH CAPITAL ACQ CRP; TNT ACQ DT: 1/29/2023; CASH: $10.00 CL A 39986V107 5307 537158 SH SOLE 537158 0 0 GABELLI DIVD & INCOME TR COM COM 36242H104 28965 1123095 SH SOLE 1123095 0 0 NEW GERMANY FD INC COM COM 644465106 6555 331918 SH SOLE 331918 0 0 GLENFARNE ACQ CRP; TNT ACQ DT: 3/19/2023; CASH: $10.00 CLASS A COM 378579106 314 32400 SH SOLE 32400 0 0 ACQ CRP; TNT ACQ DT: 2/3/2023; CASH: $10.00 COM CL A 364681106 326 33300 SH SOLE 33300 0 0 GIGCAPITAL4 ACQ CRP; TNT ACQ DT: 2/9/2023; CASH: $10.00 COM 37518G101 9150 928029 SH SOLE 928029 0 0 GLOBIS ACQ CRP; TNT ACQ DT: 12/11/2021; CASH: $10.10 COM 379582109 9099 905397 SH SOLE 905397 0 0 CARTESIAN ACQ CRP; TNT ACQ DT: 2/24/2021; CASH: $10.00 CL A SHS G19276107 322 32700 SH SOLE 32700 0 0 GALILEO ACQ CORP; TNT ACQ DT: 10/18/21; CASH: $10.00 SHS G3770A102 2018 200000 SH SOLE 200000 0 0 GLOBAL SPAC PARTNERS ACQ CRP; TNT ACQ DT: 4/9/2022; CASH: $10.10 UNIT 03/12/2026 G3934K103 19445 1948355 SH SOLE 1763355 0 185000 QUEENS GAMBIT GROWTH CAPITAL; TNT ACT DT:A 01/22/2023: CASH $10.00 CL A SHS G7315C101 182 18453 SH SOLE 18453 0 0 GOLDEN PATH ACQ CRP; TNT ACQ DT: 6/22/2022; CASH: $10.10 ORDINARY SHARES G4028H105 5278 532612 SH SOLE 435117 0 97495 GREENCITY ACQ CRP; TNT ACQ DT: 7/24/2021; CASH: $10.15 COM G4086B107 135 13233 SH SOLE 3033 0 10200 GABELLI HLTHCARE & WELLNESS TR SHS SHS 36246K103 6260 473890 SH SOLE 473890 0 0 GLOBAL SYNERGY ACQ CRP; TNT ACQ DT: 7/8/2022; CASH: $10.00 CL A SHS G3934J106 388 39546 SH SOLE 39546 0 0 G SQUARED ACQ CRP; TNT ACQ DT; 2/4/2023; CASH: $10.00 SHS CL A G4204R109 1214 123092 SH SOLE 123092 0 0 HEALTHCARE CAPITAL ACQ CORP TNT ACQ DT: 1/15/2023; CASH: $10.00 COM CL A 42228C101 654 66345 SH SOLE 66345 0 0 HOME DEPOT INC COM COM 437076102 591 1800 SH SOLE 1800 0 0 FTAC HERA ACQ CRP; TNT ACQ DT: 3/4/2023; CASH: $10.00 CLASS A ORD SHS G3728Y103 2914 299200 SH SOLE 299200 0 0 HH&L ACQ CRP; TNT ACQ DT: 2/5/2023; CASH: $10.00 SHS CL A G39714103 171 17600 SH SOLE 17600 0 0 HPX ACQ CORP; TNT ACQ DT: 7/16/2022 CASH: $10.00 SHS CL A G32219100 1890 192050 SH SOLE 192050 0 0 HAYMAKER ACQ CRP II; TNT ACQ DT: 3/2/2023; CASH: $10.00 CLASS A COM 42087R108 4830 496100 SH SOLE 496100 0 0 ISHARES TR CORE MSCI EURO CORE MSCI EURO 46434V738 20665 368616 SH SOLE 368616 0 0 ISHARES TR EUROPE ETF EUROPE ETF 464287861 560 10740 SH SOLE 10740 0 0 VOYA GLBL EQTY DIV & PREM OPP COM COM 92912T100 11149 1889657 SH SOLE 1889657 0 0 WESTERN ASSET INV GRA DEF OP COM 95790A101 219 9900 SH SOLE 9900 0 0 IGNYTE ACQ CORP; TNT ACQ DT: 1/28/2023; CASH: $10.00 COM 45175H106 1528 156049 SH SOLE 51049 0 105000 MORGAN STANLEY INDIA INVS FD COM COM 61745C105 3751 135941 SH SOLE 130941 0 5000 INVESCO VALUE MUN INCOME TR COM COM 46132P108 172 10574 SH SOLE 10574 0 0 INTERNATIONAL MEDIA ACQ CRP; TNT ACQ DT: 7/29/22; CASH: $10.00 CLASS A COM 459867107 4615 470968 SH SOLE 470968 0 0 KLUDEIN I ACQ CORP; TNT ACQ DT: 1/7/2023; CASH: $10.00 CL A 49878L109 1616 163895 SH SOLE 163895 0 0 INTERPRIVATE ACQ CRP II; TNT ACQ DT: 3/5/2023; CASH: $10.00 CL A COM 46064Q108 269 27525 SH SOLE 27525 0 0 INTERPRIVATE ACQ CRP III; TNT ACQ DT: 3/5/2023; CASH: $10.00 COM CL A 46064R106 2117 213700 SH SOLE 213700 0 0 INTERPRIVATE ACQ CRP IV; TNT ACQ DT: 3/5/2023; CASH: $10.00 CLASS A COM 46064T102 2346 242825 SH SOLE 242825 0 0 INVESCO QUALITY MUNI INC TRST COM COM 46133G107 525 39865 SH SOLE 39865 0 0 IRON SPARK ACQ CRP; TNT ACQ DT: 6/9/2023; CASH: $10.40 CLASS A COM 46301G103 1290 128996 SH SOLE 128996 0 0 ISLEWORTH HEALTHCARE ACQ CRP; TNT ACQ DT: 2/25/2023; CASH: $10.00 COM 46468P102 7372 749989 SH SOLE 749989 0 0 INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 COM CL A 456357102 9368 943357 SH SOLE 843725 0 99632 ITHAX ACQ CRP; TNT ACQ DT: 1/28/2023; CASH: $10.00 CL A SHS G49775102 476 48825 SH SOLE 48825 0 0 ITIQUIRA ACQ CRP; TNT ACQ DT: 2/3/2023; CASH: $10.00 CL A SHS G49773107 114 11715 SH SOLE 11715 0 0 ISHARES CORE S&P500 ETF CORE S&P500 ETF 464287200 156543 363360 SH SOLE 363360 0 0 ISHARES RUSSELL 1000 ETF RUS 1000 ETF 464287622 66451 274921 SH SOLE 274921 0 0 NUVEEN CORE EQUITY ALPHA FUND COM COM 67090X107 333 19500 SH SOLE 19500 0 0 ABERDEEN JAPAN EQUITY FUND INC COM 00306J109 6621 679092 SH SOLE 679092 0 0 NUVEEN CORPORATE INCOME TERM TRUST 11/1/2021 COM 67077N106 1798 191655 SH SOLE 191655 0 0 JAPAN SMALLER CAPTLZTN FD INC COM COM 47109U104 6864 758507 SH SOLE 758507 0 0 KAIROS ACQ CRP; TNT ACQ DT: 1/5/2023; CASH: $10.00 CL A SHS G52110114 859 88825 SH SOLE 88825 0 0 KISMET ACQ CRP III; TNT ACQ DT: 2/27/2023; CASH: $10.00 CL A SHARES G5276C110 2450 251800 SH SOLE 251800 0 0 KINS TECHNOLOGY ACQ CRP; TNT ACQ DT: 6/15/2022; CASH: $10.10 COM CL A 49714K109 5890 592571 SH SOLE 572571 0 20000 KL ACQ CRP; TNT ACQ DT: 1/8/2023; CASH: $10.00 COM CL A 49837C109 2148 219875 SH SOLE 219875 0 0 DWS MUNICIPAL INCOME TRUST COM 233368109 36464 3064188 SH SOLE 3064188 0 0 KINGSWOOD ACQ CORP; TNT ACQ DT: 05/19/22; CASH: $10.25 COM CL A 496861105 10622 1052716 SH SOLE 1030382 0 22334 LAKESHORE ACQ CRP; TNT ACQ DT: 9/10/2022 CASH: $10.00 ORDINARY SHARES G53521103 1158 118750 SH SOLE 118750 0 0 LIONHEART ACQ CORP II; TNT ACQ DT: 2/13/2022; CASH: $10.00 COM CL A 53625R104 1658 167323 SH SOLE 167323 0 0 LIGHTJUMP ACQ CRP; TNT ACQ DT: 7/8/2022; CASH: $10.00 COM 53228M106 901 91459 SH SOLE 91459 0 0 LMF ACQ CRP; TNT ACQ DT: 7/26/2022; CASH: $10.20 CL A COM 502015100 14151 1409504 SH SOLE 1383767 0 25737 L&F ACQ CORP; TNT ACQ DT: 5/18/22; CASH: $10.15 SHS CL A G53702109 2301 230147 SH SOLE 230147 0 0 MORINGA ACQ CRP; TNT ACQ DT: 2/17/2021; CASH: $10.00 CL A SHS G6S23K108 698 71975 SH SOLE 71975 0 0 MISSION ADVANCEMENT ACQ CRP; TNT ACQ DT: 3/2/2023; CASH: $10.00 CL A 60501L101 486 50000 SH SOLE 50000 0 0 MCAP ACQ CRP; TNT ACQ DT: 2/26/2023; CASH: $10.00 COM CL A 55282T109 740 75000 SH SOLE 75000 0 0 MALLARD ACQ CORP; TNT ACQ DT: 4/24/2022; CASH: $10.00 COM 561204108 291 29196 SH SOLE 29196 0 0 MAQUIA CAPITAL ACQ CRP; TNT ACQ DT: 5/5/22; CASH: $10.15 CLASS A COM 56564V101 16621 1660474 SH SOLE 1630474 0 30000 M3-BRIGADE ACQ CRP; TNT ACQ DT: 3/4/2023; CASH: $10.00 COM CL A 553800103 1346 135856 SH SOLE 135856 0 0 MOUNTAIN CREST ACQ CRP IV; TNT ACQ DT: 6/29/2022 CASH: $10.00 COM 62403K108 5652 581433 SH SOLE 581433 0 0 MEREDIA ACQ CORP; TNT ACQ DT: 11/5/21; CASH: $10.00 COM 58953M106 15828 1584378 SH SOLE 1571205 0 13173 MHD ACQ CORP; TNT ACQ DT: 2/2/2023; CASH: $10.00 COM CL A 55283P106 815 82700 SH SOLE 82700 0 0 MFS MUNICIPAL INCOME TRUST SH BEN INT 552738106 316 45200 SH SOLE 45200 0 0 MFS GOVT MKTS INCOME TR SH BEN INT SH BEN INT 552939100 8651 2002557 SH SOLE 1772618 0 229939 MACQUARIE GLBL INFRA TOTL RETN COM COM 55608D101 766 32851 SH SOLE 32851 0 0 MFS INTER INCOME TR SH BEN INT SH BEN INT 55273C107 485 133951 SH SOLE 133951 0 0 MALACCA STRAITS ACQ CORP; TNT ACQ DT: 01/17/2022; CASH: $10.00 COM CL A G5859B117 9975 1003554 SH SOLE 903554 0 100000 WESTERN ASST MN PRT FD INC COM COM 95766P108 9738 621411 SH SOLE 621411 0 0 MONUMENT CIRCLE ACQ CORP; TNT ACQ DT: 1/14/23; CASH: $10.00 COM CL A 61531M101 488 50000 SH SOLE 50000 0 0 MODEL PERFORMANCE ACQ CRP; TNT ACQ DT: 4/8/2022; CASH: $10.10 CLASS A ORD SHS G6246M105 4205 421331 SH SOLE 421331 0 0 MICROSOFT CORP COM COM 594918104 479 1700 SH SOLE 1700 0 0 MUDRICK CAPITAL ACQ CRP II; TNT ACQ DT: 9/8/2022; CASH$ 10.15 COM CL A 62477L107 2101 211150 SH SOLE 211150 0 0 BLACKROCK MUNIVEST FUND COM 09253R105 7757 819116 SH SOLE 819116 0 0 BLACKROCK MUNIYIELD CALI FD COM 09254M105 4244 279427 SH SOLE 279427 0 0 NORTH ATLANTIC ACQ CRP; TNT ACQ DT: 1/22/2023; CASH: $10.00 CL A SHS G66139109 1825 187000 SH SOLE 187000 0 0 NUVEEN NY DIVID ADVNTG MUN FD COM COM 67066X107 1245 84590 SH SOLE 75890 0 8700 NUVEEN AMT-FREE MUN INCOME FD COM COM 670657105 10322 679525 SH SOLE 679525 0 0 NEXPOINT CR STRATEGIES FD COM NEW COM NEW 65340G205 3728 267989 SH SOLE 267989 0 0 VIRTUS ALLIANZGI EQUITY & CONVERTIB INC FD COM 92841M101 15491 525643 SH SOLE 525643 0 0 NORTHERN LIGHTS ACQ CRP; TNT ACQ DT: 6/4/21; CASH: $10.20 CLASS A COM 66538L105 9442 943300 SH SOLE 943300 0 0 NUVEEN NY MUNI VALUE FUND COM 67062M105 1280 127741 SH SOLE 127741 0 0 NOBLE ROCK ACQ CRP; TNT ACQ DT: 2/2/2023; CASH: $10.00 CL A SHS G6546R101 437 45000 SH SOLE 45000 0 0 NUVEEN NY AMT FREE MUN INCOME COM COM 670656107 162301 11735411 SH SOLE 11625489 0 109922 NORTHERN STAR ACQ CRP; TNT ACQ DT: 3/2/2023; CASH: $10.00 COM CL A 66575B101 255 26000 SH SOLE 26000 0 0 NUVEEN OHIO QUALITY INCOME MUN COM COM 670980101 16510 1041630 SH SOLE 1041630 0 0 NOVUS CAPITAL ACQ CRP II; TNT ACQ DT: 2/4/2023; CASH: $10.00 COM CL A 67012W104 475 47977 SH SOLE 47977 0 0 OMNICHANNEL ACQ CRP; TNT ACQ DT: 5/19/2022; CASH: $10.00 COM CL A 68218L108 1189 120100 SH SOLE 94100 0 26000 OCA ACQ CRP; TNT ACQ DT: 7/14/2022; CASH: $10.15 COM CL A 670865104 29226 2952146 SH SOLE 2816846 0 135300 ORACLE CORP COM COM 68389X105 309 3550 SH SOLE 3550 0 0 OYSTER ACQ CRP; TNT ACQ DT: 1/20/2023; CASH: $10.00 COM CL A 69242M104 7615 781075 SH SOLE 781075 0 0 OCEANTECH ACQ CRP; TNT ACQ DT: 5/22/2022 CASH: $10.10 CLASS A COM 675507107 2893 291951 SH SOLE 291951 0 0 OTR ACQ CORP; TNT ACQ DT: 5/17/2022; CASH: $10.25 COM CL A 67113Q105 8841 878839 SH SOLE 878839 0 0 PACIFICO ACQ CRP; TNT ACQ DT; 9/4/2022; CASH: $10.10 COM 69512X103 788 80200 SH SOLE 80200 0 0 PETRA ACQ CORP; TNT ACQ DT: 10/8/2021; CASH: $10.10 COM 716421102 8848 877820 SH SOLE 777820 0 100000 PEPSICO INC COM COM 713448108 226 1500 SH SOLE 1500 0 0 PROCTER & GAMBLE CO COM COM 742718109 221 1584 SH SOLE 1584 0 0 PROGRESS ACQ CRP; TNT ACQ DT: 11/9/2022; CASH: $10.00 COM CL A 74327P105 3365 343015 SH SOLE 343015 0 0 PRIVETERRA ACQ CRP; TNT ACQ DT: 2/9/2023; CASH: $10.00 CL A 74275N102 244 25000 SH SOLE 25000 0 0 PMV CONSUMER ACQ CORP; TNT ACQ DT: 9/21/2022; CASH: $10.00 COM 693486102 435 44349 SH SOLE 44349 0 0 POEMA GLOBAL ACQ CRP; TNT ACQ DT: 1/5/2023; CASH: $10.00 CL A SHS G7154B107 1141 115825 SH SOLE 115825 0 0 PROPERTY SOLUTIONS ACQ CRP II; TNT ACQ DT: 2/25/2023; CASH: $10.00 COM CL A 74350A108 17844 1845255 SH SOLE 1845255 0 0 PROPERTY SOLUTIONS ACQ CRP II UNIT; TNT ACQ DT: 2/25/2023; CASH: $10.00 UNIT 03/01/2026 74350A207 2232 225500 SH SOLE 225500 0 0 GOAL ACQ CRP; TNT ACQ DT: 2/11/2023; CASH: $10.00 COM 38021H107 3492 359283 SH SOLE 359283 0 0 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN NATL AMT MUNI 46138E537 14736 548606 SH SOLE 548606 0 0 QUANTUM FINTECH ACQ CRP; TNT ACQ DT: 2/5/2023; CASH: $10.00 COMMON STOCK 74767A105 7155 726378 SH SOLE 726378 0 0 ISHARES EDGE MSCI USA QUALITY MSCI USA QLT FCT 46432F339 16656 126438 SH SOLE 126438 0 0 Aries I Acq Crp; Tnt Acq Dt: 5/18/2022; Cash: $10.00 CLASS A ORD SHS G0542N107 4043 405100 SH SOLE 405100 0 0 RECHARGE ACQ CORP; TNT ACQ DT: 10/05/22; CASH: $10.10 COM CL A 756229100 2425 244996 SH SOLE 244996 0 0 ROSECLIFF ACQ CRP; TNT ACQ DT: 2/12/2023; CASH: $10.00 COM CL A 77732R103 189 19500 SH SOLE 19500 0 0 RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND COM 76883H104 5354 228723 SH SOLE 228723 0 0 AGRICO ACQ CRP; TNT ACQ DT; 7/7/2022; CASH: $10.20 CLASS A ORD SHS G41089106 407 40644 SH SOLE 40644 0 0 RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND COM 76883F108 3557 153863 SH SOLE 153863 0 0 RIVERNORTH MANAGED DURATION COM 76882H105 14500 730464 SH SOLE 723964 0 6500 ROYCE MICRO-CAP TRUST INC COM 780915104 16930 1482499 SH SOLE 1482499 0 0 ROTH CH ACQ CRP III; TNT ACQ DT: 2/23/2023; CASH $10.00 COM 77867Q102 596 60000 SH SOLE 60000 0 0 COHEN & STEERS QUAL INC RLTY COM 19247L106 306 20557 SH SOLE 20557 0 0 RIVERNORTH MARKETPLACE LENDING CORPORATION COM 76882B108 1344 69988 SH SOLE 69988 0 0 RXR AACQ CRP; TNT ACQ DT: 3/4/2023; CASH: $10.00 CLASS A COM 74981W107 1329 136677 SH SOLE 136677 0 0 WESTERN ASSET INTERMEDIATE COM 958435109 7540 773374 SH SOLE 773374 0 0 SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 COM CL A 812227106 26800 2664006 SH SOLE 2639506 0 24500 SPDR SER TR NUVN BR SHT MUNI NUVEEN BLMBRG SR 78468R739 23148 468585 SH SOLE 454885 0 13700 SILVER CREST ACQ CRP; TNT ACQ DT; 1/14/2023; CASH: $10.00 CL A SHS G81355102 1465 149022 SH SOLE 149022 0 0 SPK ACQ CRP; TNT ACQ DT: 6/8/2022; CASH: $10.00 COM 848651105 124 12600 SH SOLE 12600 0 0 SPORTSTEK ACQ CRP; TNT ACQ DT: 2/17/2021; CASH: $10.00 COM CL A 849196100 761 78000 SH SOLE 78000 0 0 SPDR S&P 500 ETF TR TR UNIT TR UNIT 78462F103 558 1300 SH SOLE 1300 0 0 SEMPRA ENERGY COM COM 816851109 253 2000 SH SOLE 2000 0 0 ISHARES SHORT TERM NATIONAL MUNI BOND SHRT NAT MUN ETF 464288158 7396 68751 SH SOLE 68751 0 0 ATHLON ACQ CRP; TNT ACQ DT: 1/12/2023; CASH: $10.00 COM CL A 04748A106 245 25000 SH SOLE 25000 0 0 TREPONT ACQ CRP; TNT ACQ DT: 6/2/2022; CASH: $10.10 SHS CL A G9095M101 640 64239 SH SOLE 64239 0 0 TUATARA ACQ CRP; TNT ACQ DT: 2/12/2023; CASH: $10.00 CL A SHS G9118J101 1236 127000 SH SOLE 127000 0 0 TIGA ACQ CRP; TNT ACQ DT: 5/24/2021; CASH: $10.10 SHS CL A G88672103 1914 188917 SH SOLE 188917 0 0 ISHARES LEHMAN 20 plus YR TREAS 20 YR TR BD ETF 464287432 16250 112595 SH SOLE 91595 0 21000 TASTEMAKER ACQ CORP; TNT ACQ DT: 1/8/2023; CASH: $10.00 COM CL A 876545104 19565 1984237 SH SOLE 1834237 0 150000 SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 CL A 84677L109 34163 3375747 SH SOLE 3375747 0 0 TWIN RIDGE CAPITAL ACQ CRP; TNT ACQ DT: 3/4/2023; CASH: $10.00 SHS CL A G9151L104 6402 660000 SH SOLE 660000 0 0 THAYER VENTURES ACQ CRP; TNT ACQ DT: 6/11/2022; CASH: $10.20 COM CL A 88332T100 2993 296023 SH SOLE 296023 0 0 TWELVE SEASACQ CRP II; TNT ACQ DT: 2/26/2023; CASH; $10.00 COM CL A 90118T106 30696 3159699 SH SOLE 3159699 0 0 TWELVE SEASACQ CRP II UNIT; TNT ACQ DT: 2/26/2023; CASH; $10.00 UNIT 99/99/9999 90118T205 2178 220001 SH SOLE 207401 0 12600 TAIWAN FD INC COM COM 874036106 5128 145645 SH SOLE 142645 0 3000 TAILWIND ACQ CRP II; TNT ACQ DT: 2/19/2023; CASH: $10.00 COM CL A G8662F101 484 49925 SH SOLE 49925 0 0 TRADEUP ACQ CRP; TNT ACQ DT: 1/15/2023; CASH: $10.20 COM 89268A107 7706 778400 SH SOLE 778400 0 0 VANGUARD INDEX FDS SMALL CP ETF SMALL CP ETF 922908751 111986 512125 SH SOLE 512125 0 0 VICKERS ACQ CRP; TNT ACQ DT: 1/7/2022; CASH: $9.85 SHS G9440B107 16204 1623696 SH SOLE 1623696 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF FTSE DEV MKT ETF 921943858 20034 396800 SH SOLE 396800 0 0 VENUS ACQ CRP; TNT ACQ DT: 2/9/2022; CASH: $10.10 SHS G9420F102 6087 607460 SH SOLE 607460 0 0 VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US ALLWRLD EX US 922042775 21034 345040 SH SOLE 345040 0 0 VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF FTSE EUROPE ETF 922042874 91430 1393538 SH SOLE 1393538 0 0 VANGUARD WORLD FDS INF TECH ETF INF TECH ETF 92204A702 29037 72359 SH SOLE 72359 0 0 VIVEON HEALTH ACQ CRP; TNT ACQ DT: 3/22/2022; CASH: $10.10 COMMON STOCK 92853V106 14373 1438729 SH SOLE 1438729 0 0 VISTAS MEDIA ACQ CORP; TNT ACQ DT: 2/7/2021; CASH: $10.00 COM CL A 92840T107 18819 1868851 SH SOLE 1868851 0 0 VANGUARD INDEX FDS S&P 500 ETF SH S&P 500 ETF SHS 922908363 172530 437449 SH SOLE 437449 0 0 VIRTUOSO ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.00 COM CL A 92837J104 163 16487 SH SOLE 16487 0 0 VANGUARD FTSE PACIFIC ETF FTSE PACIFIC ETF 922042866 36676 452567 SH SOLE 452567 0 0 INVESCO PA VALUE MUN INCOME TR COM COM 46132K109 1750 132013 SH SOLE 132013 0 0 VANGUARD ESG INTERNATIONAL STOCK ETF ESG INTL STK ETF 921910725 22263 360592 SH SOLE 360592 0 0 VANGUARD TOTAL WORLD STOCK ETF TT WRLD ST ETF 922042742 22285 218849 SH SOLE 218849 0 0 VENTOUX CCM ACQ CRP; TNT ACQ DT: 3/24/2022; CASH: $10.10 COM 92280L101 6407 640730 SH SOLE 640730 0 0 VANGUARD TAX-EXEMPT BOND ETF TAX EXEMPT BD 922907746 10417 190200 SH SOLE 182200 0 8000 VANGUARD INDEX FDS TOTAL STK MKT TOTAL STK MKT 922908769 39660 178602 SH SOLE 178602 0 0 VANGUARD GROWTH ETF GROWTH ETF 922908736 6361 21922 SH SOLE 21922 0 0 VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF FTSE EMR MKT ETF 922042858 90148 1802599 SH SOLE 1769599 0 33000 WARRIOR TECH ACQ CRP; TNT ACQ DT: 8/26/2022; CASH: $10.00 COM CL A 936273101 8029 818489 SH SOLE 818489 0 0 WARRIOR TECH ACQ CRP UNIT; TNT ACQ DT: 8/26/2022; CASH: $10.00 UNIT 03/31/2028 936273200 1002 100000 SH SOLE 100000 0 0 WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT COM SH BEN INT 95766Q106 63266 4591159 SH SOLE 4340753 0 250406 WESTERN ASSET INFLATION-LINKED OPP & INC FD COM 95766R104 934 70304 SH SOLE 70304 0 0 YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 COM G9879L105 2538 256885 SH SOLE 256885 0 0 YELLOWSTONE ACQ CORP; TNT ACQ DT: 01/26/22; CASH: $10.20 COM CL A 98566K105 17732 1747040 SH SOLE 1747040 0 0 YUNHONG ACQ CORP; TNT ACQ DT: 2/18/21; CASH: $10.00 CL A SHS G98882106 1931 188186 SH SOLE 188186 0 0 ZANITE ACQ CRP; TNT ACQ DT: 5/17/2021; CASH: $10.10 COM CL A 98907K103 23609 2335258 SH SOLE 2185258 0 150000