Chief Compliance Officer

0001072613-21-000423.txt : 20210517 0001072613-21-000423.hdr.sgml : 20210517 20210517160706 ACCESSION NUMBER: 0001072613-21-000423 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Karpus Management, Inc. CENTRAL INDEX KEY: 0001048703 IRS NUMBER: 161290550 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11445 FILM NUMBER: 21930488 BUSINESS ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 BUSINESS PHONE: 5855864680 MAIL ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 FORMER COMPANY: FORMER CONFORMED NAME: KARPUS MANAGEMENT INC DATE OF NAME CHANGE: 19971029 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001048703 XXXXXXXX 03-31-2021 03-31-2021 false Karpus Management, Inc.

183 Sully's Trail Pittsford NY 14534

13F HOLDINGS REPORT 028-11445 Y Karpus Management, Inc. (the "Reporting Person") is owned by City of London Investment Group plc ("Parent"). Parent also owns City of London Investment Management Company Limited ("CLIM"). There are information barriers and procedures in place to ensure that investment discretion by the Reporting Person is exercised independently from Parent and CLIM. As such, the Reporting Person reports the Section 13(f) positions over which it exercises investment discretion on a separate Form 13F from CLIM. Jodi Hedberg Chief Compliance Officer 5855864680 /s/ Jodi Hedberg Pittsford NY 05-17-2021 0 304 3309321 INFORMATION TABLE 2 infotable.xml 890 5TH AVENUE PARTNERS ACQ CORP; TNT ACQ DT: 1/12/23; CASH: $10.00 COM 28250A105 492 50800 SH SOLE 50800 0 0 ACKRELL ACQ CRP SUBUNIT; TNT ACQ DT: 12/21/2021; CASH: $10.10 COM 00461L303 2003 202772 SH SOLE 202772 0 0 ADAMS DIVERSIFIED EQUITY FD COM COM 006212104 8115 444419 SH SOLE 444419 0 0 ADARA ACQ CRP WARRANT; TNT ACQ DT: 2/9/2023; CASH: $10.10 COM 00653H110 179 351055 SH SOLE 351055 0 0 ADARA ACQ CRP; TNT ACQ DT: 2/9/2023; CASH: $10.10 COM 00653H102 8280 859864 SH SOLE 859864 0 0 ADIT EDTECH ACQ CRP; TNT ACQ DT: 1/12/2023; CASH: $10.00 COM 007024102 7825 812602 SH SOLE 812602 0 0 AFRICAN GOLD ACQ CRP WARRANT; TNT ACQ DT: 2/26/2023; CASH; $10.00 COM G0112R124 189 357450 SH SOLE 357450 0 0 AFRICAN GOLD ACQ CRP; TNT ACQ DT: 2/26/2023; CASH; $10.00 COM G0112R108 4566 476600 SH SOLE 476600 0 0 AFRICAN GOLD ACQ CRP UNIT; TNT ACQ DT: 2/26/2023; CASH; $10.00 COM G0112R116 29743 3010400 SH SOLE 3010400 0 0 AMERICAN OPPORTUNITY ACQ CRP UNIT; TNT ACQ DT: 3/18/2022; CASH: $10.10 COM 02369M201 10443 1046347 SH SOLE 1046347 0 0 AMERICAS TECHNOLOGY ACQ CRP; TNT ACQ DT: 12/15/2021; CASH: $10.10 COM G0404A102 190 19124 SH SOLE 19124 0 0 AMPLITUDE HEALTHCARE ACQ CORP; TNT ACQ DT: 11/20/21; CASH: $10.00 COM 03212A105 3958 399839 SH SOLE 399839 0 0 ANZU ACQ CRP UNIT; TNT ACQ DT: 3/2/2023; CASH: $10.00 COM 03737A200 733 73420 SH SOLE 73420 0 0 AON PLC COM G0403H108 604 2626 SH SOLE 2626 0 0 APPLE INC COM COM 037833100 340 2780 SH SOLE 2780 0 0 ARCHIMEDES TECH ACQ CRP UNIT; TNT ACQ DT: 9/11/2022: CASH: $10.00 COM 039562202 1718 173700 SH SOLE 173700 0 0 ARROWROOT ACQ CRP UNIT; TNT ACQ DT: 3/2/2023; CASH: $10.00 COM 04282M201 3571 360361 SH SOLE 360361 0 0 ASTREA ACQ CRP; TNT ACQ DT: 2/4/2023; CASH: $10.00 COM 04637C106 13621 1413012 SH SOLE 1413012 0 0 ATHLON ACQ CRP; TNT ACQ DT: 1/12/2023; CASH: $10.00 COM 04748A106 241 25000 SH SOLE 25000 0 0 ATLANTIC STREET ACQ CORP; TNT ACQ DT: 10/2/2022; CASH $10.00 COM 04906P101 14405 1486584 SH SOLE 1486584 0 0 ATLANTIC COASTAL ACQ CRP UNIT; TNT ACQ DT: 3/4/2023; CASH: $10.00 COM 048453203 5190 526874 SH SOLE 526874 0 0 ATLAS CREST ACQ CRP II UNIT; TNT ACQ DT: 2/4/2023; CASH: $10.00 COM 049287204 500 50000 SH SOLE 50000 0 0 AURORA ACQ CRP UNIT; TNT ACQ DT: 3/4/2023; CASH: $10.00 COM G0698L111 2784 269000 SH SOLE 269000 0 0 B RILEY PRINCIPAL 150 ACQ CRP UNIT; TNT ACQ DT: 2/19/2023; CASH: $10.00 COM 05601V202 2250 225000 SH SOLE 225000 0 0 BENESSERE CAPITAL ACQ CORP; TNT ACQ DT: 1/4/2022; CASH: $10.15 COM 08179B103 29277 2945381 SH SOLE 2945381 0 0 BETTER WORLD ACQ CRP; TNT ACQ DT: 11/12/2021; CASH: $10.10 COM 08772B104 1025 103034 SH SOLE 103034 0 0 BIG CYPRESS ACQ CORP; TNT ACQ DT: 4/12/2022; CASH: $10.10 COM 089115109 5842 594885 SH SOLE 594885 0 0 BIOTECH ACQ CORP; TNT ACQ DT: 1/26/2023; CASH: $10.00 COM G1125A108 243 25000 SH SOLE 25000 0 0 BITE ACQ CRP UNIT; TNT ACQ DT: 2/12/2023; CASH: $10.00 COM 09175K204 3984 403600 SH SOLE 403600 0 0 BLACKROCK CALIFORNIA MUNICIPAL INCOME TR COM 09248E102 71995 5013550 SH SOLE 4994250 0 0 BLACKROCK ENH CAP & INC FD INC COM COM 09256A109 9310 482140 SH SOLE 482140 0 0 BLACKROCK ENHANCED GLOBAL DIVIDEND TRUST COM 092501105 23015 2003086 SH SOLE 2003086 0 0 BLACKROCK ENHANCED INTERNATIONAL DIVIDEND TRUST COM 092524107 18226 3002651 SH SOLE 3002651 0 0 BLACKROCK HEALTH SCIENCES TRUST II COM 09260E105 4908 186631 SH SOLE 186631 0 0 BLACKROCK FLORIDA MUNI IN TR COM 09248H105 3285 236337 SH SOLE 236337 0 0 BLACKROCK MUNIENHANCED FUND COM 09253y100 6989 591255 SH SOLE 591255 0 0 BLACKROCK MUNIHOLDINGS NY INSURED FD COM 09255c106 17496 1241745 SH SOLE 1228455 0 0 BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND COM 09254P108 1452 101600 SH SOLE 101600 0 0 BLACKROCK MUNIHOLDINGS IN II COM 09254C107 472 35229 SH SOLE 35229 0 0 BLACKROCK MUNIVEST FUND COM 09253R105 10163 1092744 SH SOLE 1092744 0 0 BLACKROCK MUNIYIELD CALI FD COM 09254M105 4450 301899 SH SOLE 301899 0 0 BLACKROCK MUNIYIELD CA INSUR COM 09254N103 328 22300 SH SOLE 22300 0 0 BLACKROCK MUNIYIELD FL FUND COM 09254R104 241 17276 SH SOLE 17276 0 0 BLACKROCK MUNIYIELD NEW JERSEY FUND COM 09254Y109 548 37789 SH SOLE 37789 0 0 BLACKROCK MUNIYIELD NY INSUR COM 09255E102 16751 1245391 SH SOLE 1245391 0 0 BLACKROCK MUNIYIELD INSURED COM 09254e103 62614 4390861 SH SOLE 4390861 0 0 BLACKROCK NY MUNI INC QLTY TR COM COM 09249U105 5621 390892 SH SOLE 373892 0 0 BLACKROCK SCIENCE AND TECHNOLOGY TRUST II COM 09260K101 13866 388507 SH SOLE 388507 0 0 BLUE WATER ACQ CORP; TNT ACQ DT: 12/15/2021; CASH: $10.20 COM 09607T104 7029 698047 SH SOLE 698047 0 0 BOA ACQ CRP UNIT; TNT ACQ DT: 2/24/2021; CASH: $10.00 COM 05601A208 2894 292000 SH SOLE 292000 0 0 BREEZE ACQ CORP; TNT ACQ DT: 11/23/2021; CASH: $10.15 COM 106762107 26921 2705650 SH SOLE 2705650 0 0 BRIGHT LIGHTS ACQ CRP; TNT ACQ DT: 1/7/2023; CASH: $10.00 COM 10920K101 960 100000 SH SOLE 100000 0 0 BRILLIANT ACQ CORP; TNT ACQ DT: 6/24/21; CASH: $10.00 COM G1643W111 606 61008 SH SOLE 61008 0 0 BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 COM G1739V100 3916 400000 SH SOLE 250000 0 0 BROOKLINE CAPITAL ACQ CRP; TNT ACQ DT: 1/19/23; CASH: $10.00 COM 11374E104 1280 130242 SH SOLE 130242 0 0 BULLL HORN ACQ CRP; TNT ACQ DT: 4/30/2022; CASH: $10.10 COM G1686P106 1127 115356 SH SOLE 115356 0 0 BURGUNDY TECH ACQ CORP; TNT ACQ DT: 2/27/22; CASH: $10.05 COM G1702T116 1236 125000 SH SOLE 125000 0 0 CA HEALTHCARE ACQ CRP; TNT ACQ DT: 1/27/2023; CASH: $10.00 COM 12510W107 97 10000 SH SOLE 10000 0 0 CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND COM 128117108 2676 188151 SH SOLE 188151 0 0 CAPSTAR SPECIAL ACQ CORP; TNT ACQ DT: 7/2/2022; CASH: $10.00 COM 14070Y101 1849 189408 SH SOLE 189408 0 0 CARTESIAN ACQ CRP UNIT; TNT ACQ DT: 2/24/2021; CASH: $10.00 COM G19276123 492 49450 SH SOLE 49450 0 0 CASCADE ACQ CRP, TNT ACQ DT: 5/19/2022; CASH: $10.10 COM 147151104 903 92000 SH SOLE 92000 0 0 CF ACQ CRP V; TNT ACQ DT: 1/19/23; CASH: $10.00 COM 12520R106 229 23800 SH SOLE 23800 0 0 CF ACQ CRP VI UNIT; TNT ACQ DT: 2/19/2023; CASH: $10.00 COM 12521J202 8192 825804 SH SOLE 825804 0 0 CHINA FD INC COM COM 169373107 3986 136190 SH SOLE 134940 0 0 CHURCHILL CAPITAL CORP VII UNIT; TNT ACQ DT: 2/12/2023; CASH: $10.00 COM 17144M201 399 40000 SH SOLE 40000 0 0 CLASS ACCELERATION ACQ CORP TNT ACQ DT: 1/15/2023; CASH: $10.00 COM 18274B106 1256 130000 SH SOLE 130000 0 0 COHEN & STEERS QUAL INC RLTY COM 19247L106 22443 1612258 SH SOLE 1612258 0 0 COLONNADE ACQ CRP II UNIT; TNT ACQ DT: 3/10/2023; CASH $10.00 COM G2284B127 443 45000 SH SOLE 45000 0 0 CROWN ACQ CRP UNIT; TNT ACQ DT: 2/9/2023; CASH: $10.00 COM G25741128 497 50000 SH SOLE 50000 0 0 DELWINDS INSURANCE ACQ CRP; TNT ACQ DT:6/11/2022; CASH: $10.00 COM 24803C102 204 20999 SH SOLE 20999 0 0 DHB ACQ CRP UNIT; TNT ACQ DT: 3/2/2023; CASH: $10.00 COM 23291W208 1853 186841 SH SOLE 186841 0 0 DISNEY WALT CO COM DISNEY COM 254687106 419 2272 SH SOLE 2272 0 0 DISNEY WALT CO COM DISNEY COM 254687106 464 2515 SH SOLE 2515 0 0 DNP SELECT INCOME FUND INC COM 23325P104 72792 7367620 SH SOLE 7161620 0 0 DTF TAX-FREE INCOME INC COM COM 23334J107 18762 1307475 SH SOLE 1307475 0 0 DUNE ACQ CRP; TNT ACQ DT: 6/18/2022; CASH: $10.00 COM 265334102 138 14123 SH SOLE 14123 0 0 DWS MUNICIPAL INCOME TRUST COM 233368109 48605 4172074 SH SOLE 4172074 0 0 DWS STRATEGIC MUNI INCOME TR COM 23342Q101 135 11450 SH SOLE 11450 0 0 E.MERGE TECH ACQ CORP; TNT ACQ DT: 7/31/22; CASH: $10.00 COM 26873Y104 27235 2793327 SH SOLE 2793327 0 0 EATON VANCE CALIF MUN BD FD COM COM 27828A100 24390 2095393 SH SOLE 2074793 0 0 EATON VANCE ENHANCED EQ INC FD COM COM 278274105 2085 123973 SH SOLE 123973 0 0 EATON VANCE MUN BD FD COM COM 27827X101 42315 3181576 SH SOLE 3171866 0 0 EATON VANCE MUNICIPAL INCOME COM 27826U108 403 29300 SH SOLE 29300 0 0 EATON VANCE NEW YORK MUN BD FD COM COM 27827Y109 24023 1969061 SH SOLE 1969061 0 0 EATON VANCE TAX ADVT DIV INCM COM COM 27828G107 4784 182125 SH SOLE 182125 0 0 EATON VANCE TX MGD DIV EQ INCM COM COM 27828N102 11716 917474 SH SOLE 917474 0 0 EATON VANCE TAX MNGD GBL DV EQ COM COM 27829F108 10148 1091149 SH SOLE 1091149 0 0 EATON VANCE TX ADV GLBL DIV FD COM COM 27828s101 16918 886211 SH SOLE 886211 0 0 EDIFY ACQ CRP; TNT ACQ DT: 1/14/2023; CASH: $10.00 COM 28059Q103 3868 398800 SH SOLE 398800 0 0 EDOC ACQ CORP; TNT ACQ DT: 11/10/2021; CASH: $10.17 COM G4000A102 15166 1518921 SH SOLE 1243821 0 0 EDTECHX II ACQ CRP; TNT ACQ DT: 6/11/2022; CASH: $10.15 COM 28139A102 4820 490317 SH SOLE 490317 0 0 EMPOWERMENT & INCLUSION ACQ CRP; TNT ACQ DT: 1/8/2023; CASH: $10.00 COM 29248N100 148 15350 SH SOLE 15350 0 0 ESM ACQ CRP UNIT; TNT ACQ DT: 3/10/2023; CASH: $10.00 COM G3195H120 969 97500 SH SOLE 97500 0 0 EUROPEAN SUSTAINABLE GROWTH ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.0 COM G3194F109 243 25000 SH SOLE 25000 0 0 EVO ACQ CRP UNIT; TNT ACQ DT: 2/9/2023; CASH: $10.00 COM 30052G207 4346 437683 SH SOLE 437683 0 0 EXECUTIVE NETWORK PARTNERING ACQ CORP; TNT ACQ DT: 9/16/22; CASH: $25.00 COM 30158L100 8126 836010 SH SOLE 836010 0 0 EXXON MOBIL CORP COM COM 30231G102 606 10852 SH SOLE 10852 0 0 FIRST TR ABERDEEN GLBL OPP FD COM SHS COM 337319107 16319 1628603 SH SOLE 1581474 0 0 FIRST TR ENHANCED EQTY INC FD COM COM 337318109 840 44898 SH SOLE 44898 0 0 FLAME ACQ CRP UNIT; TNT ACQ DT: 2/25/2023; CASH: $10.00 COM 33850F207 7946 800202 SH SOLE 800202 0 0 FORESIGHT ACQ CRP UNIT; TNT ACQ DT: 2/10/2023; CASH: $10.00 COM 34552Y205 496 50000 SH SOLE 50000 0 0 FOXWAYNE ENTERPRICES ACQ CORP; TNT ACQ DT: 1/20/2022; CASH: $10.10 COM 35166L109 21049 2154427 SH SOLE 2154427 0 0 FTAC ATHENA ACQ CRP UNIT; TNT ACQ DT: 2/23/2023; CASH $10.00 COM G37283127 250 25000 SH SOLE 25000 0 0 FTAC HERA ACQ CRP UNIT; TNT ACQ DT: 3/4/2023; CASH: $10.00 COM G3728Y129 2997 300000 SH SOLE 300000 0 0 FUSION ACQ CRP II UNIT; TNT ACQ DT: 2/26/2023; CASH; $10.00 COM 36118N201 745 75001 SH SOLE 75001 0 0 G&P ACQ CRP UNIT; TNT ACQ DT: 3/11/2023; CASH: $10.10 COM 36146G202 5213 525526 SH SOLE 525526 0 0 GABELLI DIVD & INCOME TR COM COM 36242H104 44775 1868733 SH SOLE 1868733 0 0 GABELLI HLTHCARE & WELLNESS TR SHS COM 36246K103 14099 1131540 SH SOLE 1131540 0 0 GALILEO ACQ CORP; TNT ACQ DT: 10/18/21; CASH: $10.00 COM G3770A102 347 34650 SH SOLE 34650 0 0 ACQ CRP UNIT; TNT ACQ DT: 2/3/2023; CASH: $10.00 COM 364681205 546 55184 SH SOLE 55184 0 0 GENERAL AMERN INVS INC COM COM 368802104 303 7597 SH SOLE 7597 0 0 GIGCAPITAL4 ACQ CRP UNIT; TNT ACQ DT: 2/9/2023; CASH: $10.00 COM 37518G200 3960 401181 SH SOLE 401181 0 0 GLENFARNE ACQ CRP UNIT; TNT ACQ DT: 3/19/2023; CASH: $10.00 COM 378579205 329 33200 SH SOLE 33200 0 0 GLOBIS ACQ CRP; TNT ACQ DT: 12/11/2021; CASH: $10.10 COM 379582109 5954 600857 SH SOLE 600857 0 0 GOAL ACQ CRP UNIT; TNT ACQ DT: 2/11/2023; CASH: $10.00 COM 38021H206 2499 249700 SH SOLE 249700 0 0 GOLDENBRIDGE ACQ CRP UNIT; TNT ACQ DT: 3/2/2022; CASH: $10.00 COM G3970D112 487 48798 SH SOLE 48798 0 0 GREENROSE ACQ CORP; TNT ACQ DT: 8/10/2021; CASH: $10.00 COM 395392103 23854 2395025 SH SOLE 2372025 0 0 GROWTH CAPITAL ACQ CRP WARRANT; TNT ACQ DT: 1/29/2023; CASH: $10.00 COM 39986V115 18 34535 SH SOLE 34535 0 0 GROWTH CAPITAL ACQ CRP; TNT ACQ DT: 1/29/2023; CASH: $10.00 COM 39986V107 1690 174213 SH SOLE 174213 0 0 GUGGENHEIM ENHNCD EQTY INCM FD COM COM 40167b100 43677 6057891 SH SOLE 6057891 0 0 JOHN HANCOCK T/A DVD INCOME COM 41013v100 10692 455154 SH SOLE 455154 0 0 HAYMAKER ACQ CRP II UNIT; TNT ACQ DT: 3/2/2023; CASH: $10.00 COM 42087R207 4940 497000 SH SOLE 497000 0 0 HEALTHCARE CAPITAL ACQ CORP TNT ACQ DT: 1/15/2023; CASH: $10.00 COM 42228C101 483 50000 SH SOLE 50000 0 0 HOME DEPOT INC COM COM 437076102 325 1066 SH SOLE 1066 0 0 HOME DEPOT INC COM COM 437076102 549 1800 SH SOLE 1800 0 0 HPX ACQ CORP; TNT ACQ DT: 7/16/2022 CASH: $10.00 COM G32219100 2298 234050 SH SOLE 234050 0 0 IGNYTE ACQ CORP; TNT ACQ DT: 1/28/2023; CASH: $10.00 COM 45175H106 1564 162100 SH SOLE 57100 0 0 INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 COM 456357102 11958 1193420 SH SOLE 1093788 0 0 INSIGHT SELECT INCOME FUND COM 45781w109 790 38616 SH SOLE 38616 0 0 INTERPRIVATE ACQ CRP II UNIT; TNT ACQ DT: 3/5/2023; CASH: $10.00 COM 46064Q207 277 28000 SH SOLE 28000 0 0 INTERPRIVATE ACQ CRP III UNIT; TNT ACQ DT: 3/5/2023; CASH: $10.00 COM 46064R205 2248 228000 SH SOLE 228000 0 0 INTERPRIVATE ACQ CRP IV UNIT; TNT ACQ DT: 3/5/2023; CASH: $10.00 COM 46064T201 2419 244325 SH SOLE 244325 0 0 INVESCO ADVANTAGE MUNICIPAL IN SH BEN INT COM 46132E103 156 13174 SH SOLE 13174 0 0 INVESCO BD FD COM COM 46132L107 343 17163 SH SOLE 17163 0 0 INVESCO S&P 500 EQUAL WEIGHT ETF COM 46137v357 35821 252867 SH SOLE 252867 0 0 INVESCO PA VALUE MUN INCOME TR COM COM 46132K109 1472 112787 SH SOLE 112787 0 0 INVESCO QUALITY MUNI INC TRST COM COM 46133G107 2443 188329 SH SOLE 188329 0 0 INVESCO TR INVT GRADE MUNS COM COM 46131M106 1012 75091 SH SOLE 75091 0 0 INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS COM 46131t101 12407 946408 SH SOLE 946408 0 0 INVESCO VALUE MUN INCOME TR COM COM 46132P108 18670 1191431 SH SOLE 1184031 0 0 ISHARES MSCI JAPAN ETF COM 46434G822 3363 49085 SH SOLE 49085 0 0 ISHARES MSCI CDA ETF COM 464286509 10181 298987 SH SOLE 298987 0 0 ISHARES MSCI SOUTH KOREA IND COM 464286772 7821 87190 SH SOLE 87190 0 0 ISHARES EDGE MSCI USA QUALITY COM 46432F339 980 8050 SH SOLE 8050 0 0 ISHARES LEHMAN 20 PLUS YR TREAS COM 464287432 5079 37500 SH SOLE 20000 0 0 ISHARES TR CORE MSCI EURO COM 46434V738 885 16404 SH SOLE 16404 0 0 ISHARES CORE S&P500 ETF COM 464287200 87493 219931 SH SOLE 219931 0 0 ISHARES LEHMAN AGG BOND FUND COM 464287226 390 3425 SH SOLE 3425 0 0 ISHARES MSCI EAFE GROWTH INX COM 464288885 11330 112778 SH SOLE 112778 0 0 ISHARES MSCI EAFE VALUE INX COM 464288877 7793 152890 SH SOLE 152890 0 0 ISHARES TR EUROPE ETF COM 464287861 540 10740 SH SOLE 10740 0 0 ISHARES MSCI ACWI INDEX FUND COM 464288257 724 7613 SH SOLE 7613 0 0 ISHARES TR MSCI ACWI EX US COM 464288240 2038 36935 SH SOLE 36935 0 0 ISHARES MSCI CHINA ETF COM 46429b671 2300 28150 SH SOLE 26650 0 0 ISHARES TR MSCI EMG MKT ETF COM 464287234 1575 29531 SH SOLE 29531 0 0 ISHARES RUSSELL 1000 ETF COM 464287622 59539 266002 SH SOLE 266002 0 0 ISHARES RUSSELL 2000 COM 464287655 10858 49145 SH SOLE 49145 0 0 ISHARES SHORT TERM NATIONAL MUNI BOND COM 464288158 7687 71296 SH SOLE 71296 0 0 ISLEWORTH HEALTHCARE ACQ CRP WARRANT;TNT ACQ DT: 2/25/2023; CASH: $10.00 COM 46468P110 94 201426 SH SOLE 201426 0 0 ISLEWORTH HEALTHCARE ACQ CRP; TNT ACQ DT: 2/25/2023; CASH: $10.00 COM 46468P102 7747 799525 SH SOLE 799525 0 0 ITHAX ACQ CRP WARRANT; TNT ACQ DT: 1/28/2023; CASH: $10.00 COM G49775128 21 25000 SH SOLE 25000 0 0 ITHAX ACQ CRP; TNT ACQ DT: 1/28/2023; CASH: $10.00 COM G49775102 488 50000 SH SOLE 50000 0 0 ITIQUIRA ACQ CRP UNIT; TNT ACQ DT: 2/3/2023; CASH: $10.00 COM G49773123 116 11715 SH SOLE 11715 0 0 JAPAN SMALLER CAPTLZTN FD INC COM COM 47109U104 8686 933944 SH SOLE 933944 0 0 JOHNSON & JOHNSON COM COM 478160104 500 3044 SH SOLE 3044 0 0 JPMORGAN CHASE & CO COM COM 46625H100 260 1709 SH SOLE 1709 0 0 KAIROS ACQ CRP; TNT ACQ DT: 1/5/2023; CASH: $10.00 COM G52110114 916 93900 SH SOLE 93900 0 0 KENSINGTON ACQ CRP II UNIT; TNT ACQ DT: 2/26/2023; CASH; $10.00 COM 49006L203 103 10000 SH SOLE 10000 0 0 KIMBERLY CLARK CORP COM COM 494368103 438 3152 SH SOLE 3152 0 0 KINGSWOOD ACQ CORP; TNT ACQ DT: 05/19/22; CASH: $10.25 COM 496861105 9242 929939 SH SOLE 907605 0 0 KINS TECHNOLOGY ACQ CRP; TNT ACQ DT: 6/15/2022; CASH: $10.10 COM 49714K109 4388 447255 SH SOLE 427255 0 0 KISMET ACQ CRP III UNIT; TNT ACQ DT: 2/27/2023; CASH: $10.00 COM G5276C128 2488 251800 SH SOLE 251800 0 0 KL ACQ CRP; TNT ACQ DT: 1/8/2023; CASH: $10.00 COM 49837C109 2183 225000 SH SOLE 225000 0 0 KLUDEIN I ACQ CORP; TNT ACQ DT: 1/7/2023; CASH: $10.00 COM 49878L109 1283 131859 SH SOLE 131859 0 0 L&F ACQ CORP; TNT ACQ DT: 5/18/22; CASH: $10.15 COM G53702109 713 72394 SH SOLE 72394 0 0 LEGATO ACQ CRP; TNT ACQ DT: 7/20/2022; CASH: $10.00 COM 52473X106 22205 2293929 SH SOLE 2188929 0 0 LENNOX INTL INC COM COM 526107107 25994 83424 SH SOLE 83424 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT COM 530158104 6462 846864 SH SOLE 846864 0 0 LIBERTY ALL-STAR GROWTH FD COM 529900102 108 12500 SH SOLE 12500 0 0 LIGHTJUMP ACQ CRP; TNT ACQ DT: 7/8/2022; CASH: $10.00 COM 53228M106 887 91430 SH SOLE 91430 0 0 LIONHEART ACQ CORP II; TNT ACQ DT: 2/13/2022; CASH: $10.00 COM 53625R104 15341 1562248 SH SOLE 1562248 0 0 LIV CAPITAL ACQ CORP; TNT ACQ DT: 9/11/21; CASH: $10.00 COM G5510C108 6116 615252 SH SOLE 465252 0 0 LMF ACQ CRP; TNT ACQ DT: 7/26/2022; CASH: $10.20 COM 502015100 6176 629601 SH SOLE 603864 0 0 LMP CAPITAL AND INCOME FUND INC COM 50208a102 4606 362670 SH SOLE 362670 0 0 LOCUST WALK ACQ CRP; TNT ACQ DT: 1/8/2023; CASH: $10.00 COM 54015L103 1300 135150 SH SOLE 135150 0 0 LOWES COS INC COM COM 548661107 342 1800 SH SOLE 1800 0 0 M3-BRIGADE ACQ CRP UNIT; TNT ACQ DT: 3/4/2023; CASH: $10.00 COM 553800202 1348 135856 SH SOLE 135856 0 0 MALACCA STRAITS ACQ CORP; TNT ACQ DT: 01/17/2022; CASH: $10.00 COM G5859B117 9008 912654 SH SOLE 812654 0 0 MALLARD ACQ CORP; TNT ACQ DT: 4/24/2022; CASH: $10.00 COM 561204108 177 17981 SH SOLE 17981 0 0 MCAP ACQ CRP UNIT; TNT ACQ DT: 2/26/2023; CASH: $10.00 COM 55282T208 746 75000 SH SOLE 75000 0 0 MHD ACQ CORP UNIT; TNT ACQ DT: 2/2/2023; CASH: $10.00 COM 55283P205 994 100000 SH SOLE 100000 0 0 MEREDIA ACQ CORP; TNT ACQ DT: 11/5/21; CASH: $10.00 COM 58953M106 10446 1057292 SH SOLE 1044119 0 0 MFS GOVT MKTS INCOME TR SH BEN INT COM 552939100 15751 3579880 SH SOLE 3104880 0 0 MFS INTER INCOME TR SH BEN INT COM 55273C107 13361 3591706 SH SOLE 3591706 0 0 MFS INVT GRADE MUN TR SH BEN INT COM 59318b108 3287 335031 SH SOLE 335031 0 0 MFS MUNICIPAL INCOME TRUST COM 552738106 308 45200 SH SOLE 45200 0 0 MICROSOFT CORP COM COM 594918104 2062 8745 SH SOLE 8745 0 0 MICROSOFT CORP COM COM 594918104 401 1700 SH SOLE 1700 0 0 MISSION ADVANCEMENT ACQ CRP UNIT; TNT ACQ DT: 3/2/2023; CASH: $10.00 COM 60501L200 498 50000 SH SOLE 50000 0 0 MONTES ARCHIMEDES ACQ CORP; TNT ACT DT: 10/7/2022; CASH: $10.00 COM 612657106 1134 115974 SH SOLE 115974 0 0 MONUMENT CIRCLE ACQ CORP; TNT ACQ DT: 1/14/23; CASH: $10.00 COM 61531M101 481 50000 SH SOLE 50000 0 0 MORGAN STANLEY INDIA INVS FD COM COM 61745C105 2962 127061 SH SOLE 122061 0 0 MORINGA ACQ CRP UNIT; TNT ACQ DT: 2/17/2021; CASH: $10.00 COM G6S23K116 1490 150000 SH SOLE 150000 0 0 NEUBERGER BERMAN CA INT MUNI COM 64123c101 774 57321 SH SOLE 57321 0 0 NEUBERGER BERMAN NY INTMD MU COM 64124k102 4937 401412 SH SOLE 401412 0 0 NEW GERMANY FD INC COM COM 644465106 9580 484580 SH SOLE 484580 0 0 NEXPOINT CR STRATEGIES FD COM NEW COM 65340G205 3276 287636 SH SOLE 287636 0 0 NOBLE ROCK ACQ CRP UNIT; TNT ACQ DT: 2/2/2023; CASH: $10.00 COM G6546R127 989 100000 SH SOLE 100000 0 0 NORTH ATLANTIC ACQ CRP; TNT ACQ DT: 1/22/2023; CASH: $10.00 COM G66139109 1989 199920 SH SOLE 199920 0 0 NORTHERN STAR ACQ CRP UNIT; TNT ACQ DT: 3/2/2023; CASH: $10.00 COM 66575B200 258 26000 SH SOLE 26000 0 0 NOVANTA INC COM 67000B104 275 2083 SH SOLE 2083 0 0 NOVUS CAPITAL ACQ CRP II UNIT; TNT ACQ DT: 2/4/2023; CASH: $10.00 COM 67012W203 462 46225 SH SOLE 46225 0 0 NUCOR CORP COM COM 670346105 335 4168 SH SOLE 4168 0 0 NUVEEN AMT-FREE MUN INCOME FD COM COM 670657105 15965 1077265 SH SOLE 1068565 0 0 NUVEEN CORE EQUITY ALPHA FUND COM COM 67090X107 11193 735914 SH SOLE 735914 0 0 NUVEEN CORPORATE INCOME TERM TRUST 11/1/2021 COM 67077N106 1796 191655 SH SOLE 191655 0 0 NUVEEN INT DUR QUAL MUN TRM FD COM COM 670677103 3178 216764 SH SOLE 207964 0 0 NUVEEN INTER DURATION MN TMFD COM COM 670671106 2071 145061 SH SOLE 145061 0 0 NUVEEN NY AMT FREE MUN INCOME COM COM 670656107 187739 13753751 SH SOLE 13546751 0 0 NUVEEN NY MUNI VALUE FUND 2 COM 670706100 2400 163472 SH SOLE 163472 0 0 NUVEEN NY DIVID ADVNTG MUN FD COM COM 67066X107 6309 442766 SH SOLE 434066 0 0 NUVEEN OHIO QUALITY INCOME MUN COM COM 670980101 16967 1087629 SH SOLE 1087629 0 0 NUVEEN PA INVT QUALITY MUN FD COM COM 670972108 337 23500 SH SOLE 23500 0 0 NUVEEN DIVID ADVANTAGE MUN FD COM COM 67066V101 50744 3351635 SH SOLE 3227581 0 0 OCA ACQ CRP; TNT ACQ DT: 7/14/2022; CASH: $10.15 COM 670865104 7334 750638 SH SOLE 750638 0 0 OTR ACQ CORP; TNT ACQ DT: 5/17/2022; CASH: $10.25 COM 67113Q105 5221 524148 SH SOLE 524148 0 0 OYSTER ACQ CRP; TNT ACQ DT: 1/20/2023; CASH: $10.00 COM 69242M104 7630 791500 SH SOLE 791500 0 0 PAYCHEX INC COM COM 704326107 453 4626 SH SOLE 4626 0 0 PETRA ACQ CORP; TNT ACQ DT: 10/8/2021; CASH: $10.10 COM 716421102 7637 764433 SH SOLE 664433 0 0 PIONEER DIVERSIFIED HIGH INCOME TRUST COM 723653101 29007 1979976 SH SOLE 1979976 0 0 PIONEER MUNI HI INC ADV TRST COM 723762100 267 22590 SH SOLE 22590 0 0 PMV CONSUMER ACQ CORP; TNT ACQ DT: 9/21/2022; CASH: $10.00 COM 693486102 430 44349 SH SOLE 44349 0 0 POEMA GLOBAL ACQ CRP; TNT ACQ DT: 1/5/2023; CASH: $10.00 COM G7154B107 538 55000 SH SOLE 55000 0 0 PRIVETERRA ACQ CRP UNIT; TNT ACQ DT: 2/9/2023; CASH: $10.00 COM 74275N201 249 25000 SH SOLE 25000 0 0 PROCTER & GAMBLE CO COM COM 742718109 355 2622 SH SOLE 2622 0 0 PROGRESS ACQ CRP; TNT ACQ DT: 11/9/2022; CASH: $10.00 COM 74327P105 3518 365734 SH SOLE 365734 0 0 PROPERTY SOLUTIONS ACQ CRP II UNIT; TNT ACQ DT: 2/25/2023; CASH: $10.00 COM 74350A207 21334 2170330 SH SOLE 2170330 0 0 PTK ACQ CORP; TNT ACQ DT: 01/15/2022; CASH: $10.00 COM 69375F108 9865 1002019 SH SOLE 1002019 0 0 QUANTUM FINTECH ACQ CRP WARRANT; TNT ACQ DT: 2/5/2023; CASH: $10.00 COM 74767A113 224 745078 SH SOLE 745078 0 0 QUANTUM FINTECH ACQ CRP; TNT ACQ DT: 2/5/2023; CASH: $10.00 COM 74767A105 7267 752278 SH SOLE 752278 0 0 RECHARGE ACQ CORP; TNT ACQ DT: 10/05/22; CASH: $10.10 COM 756229100 3623 370063 SH SOLE 370063 0 0 RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND COM 76883H104 5075 230073 SH SOLE 230073 0 0 RIVERNORTH MANAGED DURATION COM 76882H105 14102 758156 SH SOLE 751656 0 0 RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND COM 76883F108 3431 156163 SH SOLE 156163 0 0 RIVERNORTH MARKETPLACE LENDING CORPORATION COM 76882B108 12114 676791 SH SOLE 676791 0 0 ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 COM 77584N101 55416 5569488 SH SOLE 5404488 0 0 ROSECLIFF ACQ CRP UNIT; TNT ACQ DT: 2/12/2023; CASH: $10.00 COM 77732R202 298 30000 SH SOLE 30000 0 0 ROTH CH ACQ CRP III; TNT ACQ DT: 2/23/2023; CASH $10.00 COM 77867Q102 594 60000 SH SOLE 60000 0 0 ROYCE MICRO-CAP TRUST INC COM 780915104 19610 1735377 SH SOLE 1735377 0 0 RXR AACQ CRP UNIT; TNT ACQ DT: 3/4/2023; CASH: $10.00 COM 74981W206 1378 139902 SH SOLE 139902 0 0 SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 COM 812227106 26272 2678109 SH SOLE 2653609 0 0 SEMPRA ENERGY COM COM 816851109 265 2000 SH SOLE 2000 0 0 SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 COM 84677L109 30178 3063779 SH SOLE 3063779 0 0 SPDR S&P 500 ETF TR TR UNIT COM 78462F103 515 1300 SH SOLE 1300 0 0 SPDR SER TR NUVN BR SHT MUNI COM 78468R739 29640 598059 SH SOLE 577659 0 0 SPORTSTEK ACQ CRP UNIT; TNT ACQ DT: 2/17/2021; CASH: $10.00 COM 849196209 775 78000 SH SOLE 78000 0 0 SQUARE INC CL A COM 852234103 454 2000 SH SOLE 2000 0 0 TAILWIND ACQ CRP II UNIT; TNT ACQ DT: 2/19/2023; CASH: $10.00 COM G8662F127 495 50000 SH SOLE 50000 0 0 TAIWAN FD INC COM COM 874036106 3887 137588 SH SOLE 134588 0 0 TASTEMAKER ACQ CORP; TNT ACQ DT: 1/8/2023; CASH: $10.00 COM 876545104 18102 1858510 SH SOLE 1708510 0 0 THAYER VENTURES ACQ CRP; TNT ACQ DT: 6/11/2022; CASH: $10.20 COM 88332T100 1849 186740 SH SOLE 186740 0 0 TUATARA ACQ CRP UNIT; TNT ACQ DT: 2/12/2023; CASH: $10.00 COM G9118J127 1270 127000 SH SOLE 127000 0 0 TWELVE SEASACQ CRP II UNIT; TNT ACQ DT: 2/26/2023; CASH; $10.00 COM 90118T205 33936 3445300 SH SOLE 3432700 0 0 TWIN RIDGE CAPITAL ACQ CRP UNIT; TNT ACQ DT: 3/4/2023; CASH: $10.00 COM G9151L112 6965 700000 SH SOLE 700000 0 0 UNION II ACQ CORP; TNT ACQ DT: 4/18/2021; CASH: $10.00 COM G9402Q100 553 55000 SH SOLE 55000 0 0 VANECK VECTORS ETF TR AMT FREE SHORT M COM 92189f528 637 35343 SH SOLE 35343 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND COM 921937827 11707 142435 SH SOLE 142435 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT COM 921937835 52073 614648 SH SOLE 554898 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND COM 921937793 129455 1319088 SH SOLE 1270088 0 0 VANGUARD INDEX FDS TOTAL STK MKT COM 922908769 32886 159110 SH SOLE 159110 0 0 VANGUARD INDEX FDS SMALL CP ETF COM 922908751 103082 481510 SH SOLE 481510 0 0 VANGUARD GROWTH ETF COM 922908736 33712 131156 SH SOLE 131156 0 0 VANGUARD INDEX FDS S&P 500 ETF SH COM 922908363 118954 326527 SH SOLE 326527 0 0 VANGUARD INDEX FDS VANGUARD SMALL-CAP VALUE ETF COM 922908611 9978 60250 SH SOLE 60250 0 0 VANGUARD INDEX FUNDS - VANGUARD SMALL-CAP GROWTH ETF COM 922908595 11378 41426 SH SOLE 41426 0 0 VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF COM 922042858 97366 1870629 SH SOLE 1837629 0 0 VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US COM 922042775 21124 348125 SH SOLE 348125 0 0 VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF COM 922042874 53627 851222 SH SOLE 851222 0 0 VANGUARD FTSE PACIFIC ETF COM 922042866 34541 422982 SH SOLE 422982 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF COM 921943858 13710 279178 SH SOLE 279178 0 0 VANGUARD ESG US STOCK ETF COM 921910733 28903 391905 SH SOLE 391905 0 0 VANGUARD ESG INTERNATIONAL STOCK ETF COM 921910725 17208 280405 SH SOLE 280405 0 0 VANGUARD WORLD FDS INF TECH ETF COM 92204A702 20488 57150 SH SOLE 57150 0 0 VENTOUX CCM ACQ CRP; TNT ACQ DT: 3/24/2022; CASH: $10.10 COM 92280L101 5334 544826 SH SOLE 544826 0 0 VENUS ACQ CRPUNIT; TNT ACQ DT: 2/9/2022; CASH: $10.10 COM G9420F136 3348 334130 SH SOLE 334130 0 0 VICKERS ACQ CRP; TNT ACQ DT: 1/7/2022; CASH: $9.85 COM G9440B107 8757 886368 SH SOLE 886368 0 0 VIRTUOSO ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.00 COM 92837J104 145 15000 SH SOLE 15000 0 0 VIRTUS ALLIANZGI ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPP FD COM 92838Y100 37709 1419766 SH SOLE 1419766 0 0 VIRTUS ALLIANZGI DIVERSIFIED INCOME & CONV FUND COM 92840N100 3407 108413 SH SOLE 108413 0 0 VIRTUS ALLIANZGI EQUITY & CONVERTIB INC FD COM 92841M101 25345 904844 SH SOLE 904844 0 0 VISA INC COM CL A COM 92826C839 276 1305 SH SOLE 1305 0 0 VISTAS MEDIA ACQ CORP; TNT ACQ DT: 2/7/2021; CASH: $10.00 COM 92840T107 19938 2013546 SH SOLE 2013546 0 0 VIVEON HEALTH ACQ CRP; TNT ACQ DT: 3/22/2022; CASH: $10.10 COM 92853V106 9735 991338 SH SOLE 991338 0 0 VOYA GLBL EQTY DIV & PREM OPP COM COM 92912T100 22269 3906920 SH SOLE 3906920 0 0 VOYA INFRASTRUCTURE INDUSTRIALS COM 92912X101 2456 198422 SH SOLE 198422 0 0 WARRIOR TECH ACQ CRP UNIT; TNT ACQ DT: 8/26/2022; CASH: $10.00 COM 936273200 2090 211100 SH SOLE 211100 0 0 WESTERN ASSET INFLATION-LINKED OPP & INC FD COM 95766R104 580 47737 SH SOLE 47737 0 0 WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT COM 95766Q106 64087 5010702 SH SOLE 4760296 0 0 WESTERN ASSET INTERMEDIATE COM 958435109 7189 773824 SH SOLE 773824 0 0 WESTERN ASSET MANAGED MUNICI COM 95766M105 303 23300 SH SOLE 23300 0 0 WESTERN ASST MN PRT FD INC COM COM 95766P108 7014 457854 SH SOLE 457854 0 0 YELLOWSTONE ACQ CORP; TNT ACQ DT: 01/26/22; CASH: $10.20 COM 98566K105 11049 1107145 SH SOLE 1107145 0 0 YUNHONG ACQ CORP; TNT ACQ DT: 2/18/21; CASH: $10.00 COM G98882106 1115 111186 SH SOLE 111186 0 0