0001072613-20-000291.txt : 20200817 0001072613-20-000291.hdr.sgml : 20200817 20200817165531 ACCESSION NUMBER: 0001072613-20-000291 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200817 DATE AS OF CHANGE: 20200817 EFFECTIVENESS DATE: 20200817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Karpus Management, Inc. CENTRAL INDEX KEY: 0001048703 IRS NUMBER: 161290550 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11445 FILM NUMBER: 201110916 BUSINESS ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 BUSINESS PHONE: 5855864680 MAIL ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 FORMER COMPANY: FORMER CONFORMED NAME: KARPUS MANAGEMENT INC DATE OF NAME CHANGE: 19971029 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001048703 XXXXXXXX 06-30-2020 06-30-2020 true 1 RESTATEMENT false Karpus Management, Inc.
183 Sully's Trail Pittsford NY 14534
13F HOLDINGS REPORT 028-11445 N
Jodi Hedberg Chief Compliance Officer 5855864680 /s/ Jodi Hedberg Pittsford NY 08-17-2020 0 197 2540861
INFORMATION TABLE 2 infotable.xml ABERDEEN EMERGING MARKETS EQUITY INCOME FUND INC COM 00301w105 3333 550873 SH SOLE 550873 0 0 ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 1056 118207 SH SOLE 118207 0 0 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 8192 1057075 SH SOLE 1057075 0 0 ABERDEEN TOTAL DYNAMIC DIVID COM 00326l100 17247 2239895 SH SOLE 2239895 0 0 ADAMS DIVERSIFIED EQUITY FD COM 006212104 7101 476233 SH SOLE 476233 0 0 ALLIANCEBERNSTEIN NATL MUNI IN COM COM 01864u106 1868 139918 SH SOLE 139918 0 0 ALLIANZGI ARTIFICIAL INTELLI COM 01883M101 17085 865931 SH SOLE 865931 0 0 ALLIANZGI EQUITY & CONV INCO COM 018829101 17532 779890 SH SOLE 779890 0 0 ALUSSA ENERGY ACQUISITION CO COM G0232J101 4637 470800 SH SOLE 470800 0 0 AMPLITUDE HLTHCRE AQUSTIN CO COM 03212A105 1327 132650 SH SOLE 132650 0 0 AMPLITUDE HLTHCRE AQUSTIN CO COM 03212A204 749 74002 SH SOLE 74002 0 0 BLACKROCK CALIF MUN INCOME T COM 09248E102 25574 1941868 SH SOLE 1941868 0 0 BLACKROCK CORE BD TR COM 09249E101 5287 343969 SH SOLE 343969 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 12150 920443 SH SOLE 920443 0 0 BLACKROCK ENH CAP & INC FD I COM 09256A109 7936 548431 SH SOLE 548431 0 0 BLACKROCK ENHANCED GLOBAL DI COM 092501105 15563 1652084 SH SOLE 1652084 0 0 BLACKROCK ENHANCED GOVT FD I COM 09255K108 1129 86675 SH SOLE 86675 0 0 BLACKROCK ENHANCED INTL DIV COM 092524107 14985 2915380 SH SOLE 2915380 0 0 BLACKROCK FL MUNI 2020 TERM COM 09250m109 3228 218678 SH SOLE 218678 0 0 BLACKROCK INCOME TR INC COM 09247F100 37296 6044593 SH SOLE 6044593 0 0 BLACKROCK MUN 2020 TERM TR COM 09249X109 31758 2114373 SH SOLE 2114373 0 0 BLACKROCK MUN INCOME INVT TR COM 09248H105 636 49986 SH SOLE 49986 0 0 BLACKROCK MUN INCOME QUALITY COM 092479104 18025 1315671 SH SOLE 1315671 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 325 23572 SH SOLE 23572 0 0 BLACKROCK MUNIENHANCED FUND COM 09253y100 3303 301390 SH SOLE 301390 0 0 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 280 20900 SH SOLE 20900 0 0 BLACKROCK MUNIHOLDINGS NY INSURED FD COM 09255c106 34834 2623035 SH SOLE 2623035 0 0 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 24481 1732547 SH SOLE 1732547 0 0 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 9352 723251 SH SOLE 723251 0 0 BLACKROCK MUNIHOLDINGS QUALI COM 09254C107 8597 693883 SH SOLE 693883 0 0 BLACKROCK MUNIHOLDINGS QUALI COM 09254A101 4747 391036 SH SOLE 391036 0 0 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 511 36719 SH SOLE 36719 0 0 BLACKROCK MUNIYIELD CALIF QU COM 09254N103 18039 1300541 SH SOLE 1300541 0 0 BLACKROCK MUNIYIELD N Y QUAL COM 09255E102 26784 2135924 SH SOLE 2135924 0 0 BLACKROCK MUNIYIELD INSURED COM 09254e103 88963 6832822 SH SOLE 6832822 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254G108 14572 1141120 SH SOLE 1141120 0 0 BLACKROCK MUNIYLD MICH QLTY COM 09254V105 8482 625542 SH SOLE 625542 0 0 BLACKROCK NEW YORK MUNI INC COM 09248l106 1201 88891 SH SOLE 88891 0 0 BLACKROCK NY MUN INCOME TR I COM 09249R102 2904 211197 SH SOLE 211197 0 0 BLACKROCK NY MUNI INC QLTY T COM 09249U105 5981 453129 SH SOLE 453129 0 0 BLACKROCK RES & COMMODITIES COM 09257A108 61 10000 SH SOLE 10000 0 0 BLACKROCK SCIENCE & TECH TR COM 09260K101 12950 571253 SH SOLE 571253 0 0 CHARDAN HEALTHCR ACQSTN 2 CO COM 15957T107 1905 191891 SH SOLE 191891 0 0 CHINA FD INC COM 169373107 3535 158301 SH SOLE 158301 0 0 CIIG MERGER CORP COM 12559C103 984 99350 SH SOLE 99350 0 0 CITIC CAPITAL ACQUISITION CO COM G21513109 5995 610500 SH SOLE 610500 0 0 COHEN & STEERS QUALITY INCOM COM 19247L106 29419 2691610 SH SOLE 2691610 0 0 COLLECTIVE GROWTH CORP COM 19424L101 1414 144000 SH SOLE 144000 0 0 CORNERSTONE STRATEGIC VALUE COM 21924b302 223 21826 SH SOLE 21826 0 0 DIAMONDPEAK ACQ CORP; TNT ACQ DT: 2/28/21; CASH: $10.00 COM 25280h100 129 12500 SH SOLE 12500 0 0 DISNEY WALT CO COM 254687106 280 2515 SH SOLE 2515 0 0 DTF TAX-FREE INCOME INC COM 23334J107 29463 2071937 SH SOLE 2071937 0 0 DUFF & PHELPS UTILITY & CORPORATE BOND TR COM 26432k108 90339 9661900 SH SOLE 9661900 0 0 DWS MUN INCOME TR COM 233368109 24567 2274743 SH SOLE 2274743 0 0 DWS STRATEGIC MUN INCOME TR COM 23342Q101 138 13100 SH SOLE 13100 0 0 EAGLE GROWTH & INCOME FUND COM 26958j105 11392 843845 SH SOLE 843845 0 0 EAST STONE ACQUISITION CORP COM G2911D108 161 16325 SH SOLE 16325 0 0 EAST STONE ACQUISITION CORP COM G2911D124 997 98200 SH SOLE 98200 0 0 EATON VANCE CALIF MUN BD FD COM 27828A100 30581 2747664 SH SOLE 2747664 0 0 EATON VANCE CALIF MUN INCOM COM 27826F101 6790 515146 SH SOLE 515146 0 0 EATON VANCE ENH EQTY INC FD COM 278277108 4747 269562 SH SOLE 269562 0 0 EATON VANCE ENHANCED EQ INC COM 278274105 10475 739727 SH SOLE 739727 0 0 EATON VANCE MUN BD FD COM 27827X101 113375 8913126 SH SOLE 8913126 0 0 EATON VANCE MUNI INCOME TRUS COM 27826U108 12147 972533 SH SOLE 972533 0 0 EATON VANCE NEW YORK MUN BD COM 27827Y109 20374 1741355 SH SOLE 1741355 0 0 EATON VANCE NY MUNICIPAL INC COM 27826w104 1871 148136 SH SOLE 148136 0 0 EATON VANCE TAX ADVT DIV INC COM 27828G107 7367 382920 SH SOLE 382920 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 12612 1708975 SH SOLE 1708975 0 0 EATON VANCE TX ADV GLBL DIV FD COM COM 27828s101 12579 880863 SH SOLE 880863 0 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 22619 2098279 SH SOLE 2098279 0 0 EATON VANCE TXMGD GL BUYWR O COM 27829C105 5934 685982 SH SOLE 685982 0 0 EUROPEAN EQUITY FD INC COM 298768102 1544 185537 SH SOLE 185537 0 0 FINSERV ACQUISITION CORP COM 318085107 1057 106250 SH SOLE 106250 0 0 FIRST TR ABERDEEN GLBL OPP F COM 337319107 30061 3030305 SH SOLE 3030305 0 0 FIRST TR ENHANCED EQTY INC F COM 337318109 520 35773 SH SOLE 35773 0 0 FORTRESS VALUE ACQUISITION C COM 34962V106 1077 108000 SH SOLE 108000 0 0 GABELLI DIVID & INCOME TR COM 36242H104 25669 1458490 SH SOLE 1458490 0 0 GABELLI HLTHCARE & WELLNESS COM 36246K103 11506 1146022 SH SOLE 1146022 0 0 GENERAL AMERN INVS INC COM 368802104 3465 108914 SH SOLE 108914 0 0 GIGCAPITAL2 INC COM 375036100 168 16600 SH SOLE 16600 0 0 GREENROSE ACQUISITION CORP COM 395392103 3873 394350 SH SOLE 394350 0 0 GREENROSE ACQUISITION CORP COM 395392202 18323 1830475 SH SOLE 1830475 0 0 GREENVISION ACQUISITION CORP COM 39678G103 6282 631400 SH SOLE 631400 0 0 GUGGENHEIM ENHNCD EQTY INCM FD COM COM 40167b100 5617 1034497 SH SOLE 1034497 0 0 HANCOCK JOHN INCOME SECS TR COM 410123103 1386 95956 SH SOLE 95956 0 0 JOHN HANCOCK TAX-ADV GLOBAL SHRHLDR YIELD COM 41013p749 5194 991140 SH SOLE 991140 0 0 JOHN HANCOCK T/A DVD INCOME COM 41013v100 8697 451560 SH SOLE 451560 0 0 HOME DEPOT INC COM 437076102 451 1800 SH SOLE 1800 0 0 INSIGHT SELECT INCOME FUND COM 45781w109 5693 289744 SH SOLE 289744 0 0 INTERPRIVATE ACQUISITION COR COM 46064A103 1743 175725 SH SOLE 175725 0 0 INVESCO ADVANTAGE MUN INCOME COM 46132E103 9602 918011 SH SOLE 918011 0 0 INVESCO BD FD COM 46132L107 1348 67316 SH SOLE 67316 0 0 INVESCO CALIF MUN INCOME TR COM 46132P108 30272 2094926 SH SOLE 2094926 0 0 INVESCO CALIF VALUE MUN INCO COM 46132H106 921 78842 SH SOLE 78842 0 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 300 25300 SH SOLE 25300 0 0 INVESCO MUN TR COM 46131J103 1461 124233 SH SOLE 124233 0 0 INVESCO PA VALUE MUN INC TR COM 46132K109 339 28559 SH SOLE 28559 0 0 INVESCO QUALITY MUN INCOME T COM 46133G107 13240 1110763 SH SOLE 1110763 0 0 INVESCO TR INVT GRADE MUNS COM 46131M106 12255 1017845 SH SOLE 1017845 0 0 INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS COM 46131t101 6512 534649 SH SOLE 534649 0 0 ISHARES INC COM 464286509 8300 320722 SH SOLE 320722 0 0 ISHARES INC COM 46434G822 1105 20115 SH SOLE 20115 0 0 ISHARES TR COM 46432F339 1048 10935 SH SOLE 10935 0 0 ISHARES TR COM 464287200 67352 217482 SH SOLE 217482 0 0 ISHARES TR COM 464287226 405 3425 SH SOLE 3425 0 0 ISHARES TR COM 464287861 485 12010 SH SOLE 12010 0 0 ISHARES TR COM 464288257 774 10508 SH SOLE 10508 0 0 ISHARES TR COM 464288240 1973 45625 SH SOLE 45625 0 0 ISHARES TR COM 464287234 1315 32896 SH SOLE 32896 0 0 ISHARES TR COM 464287622 31647 184337 SH SOLE 184337 0 0 ISHARES TR COM 464288158 21793 202048 SH SOLE 202048 0 0 ISHARES TR COM 46434V738 977 22854 SH SOLE 22854 0 0 ISHARES TR COM 464288885 13382 161020 SH SOLE 161020 0 0 JAPAN SMALLER CAPITALIZATION COM 47109U104 8314 1063161 SH SOLE 1063161 0 0 LAZARD GLOBAL TOTAL RETURN & COM 52106W103 2390 169608 SH SOLE 169608 0 0 LGL SYS ACQUISITION CORP COM 50201G106 4957 499950 SH SOLE 499950 0 0 LIBERTY ALL STAR EQUITY FD COM 530158104 11568 2022426 SH SOLE 2022426 0 0 LIBERTY ALL-STAR GROWTH FD I COM 529900102 921 146410 SH SOLE 146410 0 0 LIV CAP ACQUISITION CORP COM G5510C108 557 56500 SH SOLE 56500 0 0 LIVE OAK ACQUISITION CORP COM 53804F103 1259 128500 SH SOLE 128500 0 0 MANNING & NAPIER, INC. COM 56382q102 609 212892 SH SOLE 212892 0 0 MERIDA MERGER CORP I COM 58953M106 5770 589325 SH SOLE 589325 0 0 MFS GOVT MKTS INCOME TR COM 552939100 16472 3580842 SH SOLE 3580842 0 0 MFS INTER INCOME TR COM 55273C107 15439 4172725 SH SOLE 4172725 0 0 MFS INVT GRADE MUN TR SH BEN INT COM 59318b108 6293 666943 SH SOLE 666943 0 0 MORGAN STANLEY INDIA INVT FD COM 61745C105 2987 183954 SH SOLE 183954 0 0 NEUBERGER BERMAN CA INT MUNI COM 64123c101 216 16822 SH SOLE 16822 0 0 NEUBERGER BERMAN NY INTMD MU COM 64124k102 983 84915 SH SOLE 84915 0 0 NEW GERMANY FD INC COM 644465106 10532 693775 SH SOLE 693775 0 0 NEW PROVIDENCE ACQUISITION COM 64822P106 204 20200 SH SOLE 20200 0 0 NEXPOINT STRATEGIC OPORTUNT COM 65340G205 3200 304212 SH SOLE 304212 0 0 NOVUS CAP CORP COM 67012U108 2292 233680 SH SOLE 233680 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 76219 5483336 SH SOLE 5483336 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 4033 282592 SH SOLE 282592 0 0 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 1207 80876 SH SOLE 80876 0 0 NUVEEN CORE EQUITY ALPHA FD COM 67090X107 4104 336430 SH SOLE 336430 0 0 NUVEEN INT DUR QUAL MUN TRM COM 670677103 6146 432491 SH SOLE 432491 0 0 NUVEEN INTER DURATION MN TMF COM 670671106 2280 172599 SH SOLE 172599 0 0 NUVEEN MUN 2021 TARGET TERM COM 670687102 7212 729911 SH SOLE 729911 0 0 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 139486 10829630 SH SOLE 10829630 0 0 NUVEEN NEW YORK MUN VALUE FD COM 670706100 2344 171961 SH SOLE 171961 0 0 NUVEEN NEW YORK QLT MUN INC COM 67066X107 11846 878134 SH SOLE 878134 0 0 NUVEEN OHIO QLTY MUN INCOME COM 670980101 12306 819851 SH SOLE 819851 0 0 NUVEEN PENNSYLVANIA QLT MUN COM 670972108 387 28500 SH SOLE 28500 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 150255 10717186 SH SOLE 10717186 0 0 NUVEEN REAL ESTATE INCOME FD COM 67071b108 1383 185155 SH SOLE 185155 0 0 ORISUN ACQUISITION CORP COM 68632T109 133 13100 SH SOLE 13100 0 0 OSPREY TECHNLGY AQUISTION CO COM 68839R104 2528 251675 SH SOLE 251675 0 0 PIMCO ETF TR COM 72201R833 10996 108130 SH SOLE 108130 0 0 PIONEER DIVERSIFIED HIGH INC COM 723653101 24823 2065864 SH SOLE 2065864 0 0 PIONEER MUN HIGH INCOME ADVA COM 723762100 9520 905810 SH SOLE 905810 0 0 RIVERNORTH SPECIALTY FIN COR COM 76882B108 7751 521936 SH SOLE 521936 0 0 ROYCE VALUE TR INC COM 780910105 182 14480 SH SOLE 14480 0 0 SC HEALTH ACQ CORP; TNT ACQ DT: 01/12/2021; CASH: $10.00 COM g78516203 4112 406750 SH SOLE 406750 0 0 SILVER SPIKE ACQUISITION COR COM G8136L106 6447 636350 SH SOLE 636350 0 0 SOFTWARE ACQUISITION GROUP I COM 83406B101 1598 158958 SH SOLE 158958 0 0 SPDR S&P 500 ETF TR COM 78462F103 500 1620 SH SOLE 1620 0 0 SPDR SER TR COM 78468R739 17299 346887 SH SOLE 346887 0 0 STABLE RD ACQUISITION CORP COM 85236Q109 1492 149950 SH SOLE 149950 0 0 SWISS HELVETIA FD INC COM 870875101 791 100930 SH SOLE 100930 0 0 SWITCHBACK ENERGY ACQUISTN C COM 87105M102 3264 324900 SH SOLE 324900 0 0 TAIWAN FD INC COM 874036106 2947 138953 SH SOLE 138953 0 0 TEKLA HEALTHCARE INVS COM 87911J103 6100 286003 SH SOLE 286003 0 0 TEKLA LIFE SCIENCES INVESTORS COM 87911k100 1171 65215 SH SOLE 65215 0 0 TEMPLETON DRAGON FD INC COM 88018T101 3107 153943 SH SOLE 153943 0 0 TEMPLETON EMERGING MKTS FD COM 880191101 1244 90926 SH SOLE 90926 0 0 TOTTENHAM ACQ CORP; TNT ACQ DT: 8/2/2019; CASH: $10.00 COM g8959n106 165 15400 SH SOLE 15400 0 0 FIRST TR DYNAMIC EUROPE EQUI COM 33740D107 119 11530 SH SOLE 11530 0 0 TRI CONTL CORP COM 895436103 1379 55817 SH SOLE 55817 0 0 TUSCAN HOLDINGS II ACQ CORP; TNT ACQ DT: 4/12/21; CASH $10.00 COM 90070a103 133 13200 SH SOLE 13200 0 0 TUSCAN HOLDINGS ACQ CORP; TNT ACQ DT: 12/5/2020; CASH: $10.00 COM 90069k104 943 92200 SH SOLE 92200 0 0 UNION ACQUISITION CORP II COM G9402Q100 568 56750 SH SOLE 56750 0 0 VANECK VECTORS ETF TR AMT FREE SHORT M COM 92189f528 669 37143 SH SOLE 37143 0 0 VANGUARD BD INDEX FDS COM 921937793 792 7090 SH SOLE 7090 0 0 VANGUARD BD INDEX FDS COM 921937827 4676 56250 SH SOLE 56250 0 0 VANGUARD BD INDEX FDS COM 921937835 12249 138660 SH SOLE 138660 0 0 VANGUARD INDEX FDS COM 922908736 73898 365671 SH SOLE 365671 0 0 VANGUARD INDEX FDS COM 922908751 67693 464541 SH SOLE 464541 0 0 VANGUARD INDEX FDS COM 922908595 4877 24435 SH SOLE 24435 0 0 VANGUARD INDEX FDS COM 922908769 29075 185749 SH SOLE 185749 0 0 VANGUARD INDEX FDS COM 922908363 101681 358751 SH SOLE 358751 0 0 VANGUARD INTL EQUITY INDEX F COM 922042775 15934 334687 SH SOLE 334687 0 0 VANGUARD INTL EQUITY INDEX F COM 922042858 53057 1339505 SH SOLE 1339505 0 0 VANGUARD INTL EQUITY INDEX F COM 922042874 34668 688823 SH SOLE 688823 0 0 VANGUARD INTL EQUITY INDEX F COM 922042866 26884 422378 SH SOLE 422378 0 0 VANGUARD WORLD FD COM 921910733 446 7905 SH SOLE 7905 0 0 VANGUARD FINANCIALS ETF COM 92204a405 12560 219585 SH SOLE 219585 0 0 VANGUARD WORLD FDS COM 92204A702 18509 66407 SH SOLE 66407 0 0 VOYA GLBL ADV & PREM OPP FD COM 92912R104 457 55776 SH SOLE 55776 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 20707 4287337 SH SOLE 4287337 0 0 VOYA INFRASTRUCTURE INDLS & COM 92912X101 5014 555892 SH SOLE 555892 0 0 VOYA INTL HIGH DIVID EQTY IN COM 92912Y109 1256 304206 SH SOLE 304206 0 0 WESTERN ASSET INVESTMENT GRA COM 95766T100 331 22078 SH SOLE 22078 0 0 WESTERN ASSET MUN HIGH INCOM COM 95766N103 335 47117 SH SOLE 47117 0 0 WESTERN ASSET MUN PARTNERS F COM 95766P108 5246 370767 SH SOLE 370767 0 0 WESTERN ASSET PREMIER BD FD COM 957664105 3250 247567 SH SOLE 247567 0 0 WESTERN ASST INFLTN LKD INM COM 95766Q106 81509 6919265 SH SOLE 6919265 0 0