0001048703-20-000094.txt : 20200615
0001048703-20-000094.hdr.sgml : 20200615
20200615152738
ACCESSION NUMBER: 0001048703-20-000094
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200522
FILED AS OF DATE: 20200615
DATE AS OF CHANGE: 20200615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Karpus Management, Inc.
CENTRAL INDEX KEY: 0001048703
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22014
FILM NUMBER: 20963131
BUSINESS ADDRESS:
STREET 1: 183 SULLY'S TRAIL
CITY: PITTSFORD
STATE: NY
ZIP: 14534
BUSINESS PHONE: 5855864680
MAIL ADDRESS:
STREET 1: 183 SULLY'S TRAIL
CITY: PITTSFORD
STATE: NY
ZIP: 14534
FORMER NAME:
FORMER CONFORMED NAME: KARPUS MANAGEMENT INC
DATE OF NAME CHANGE: 19971029
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KARPUS GEORGE W
CENTRAL INDEX KEY: 0001223048
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22014
FILM NUMBER: 20963132
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pioneer Diversified High Income Trust
CENTRAL INDEX KEY: 0001388126
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 60 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617-742-7825
MAIL ADDRESS:
STREET 1: 60 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: Pioneer Diversified Income Opportunity Trust
DATE OF NAME CHANGE: 20070129
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2020-05-22
0
0001388126
Pioneer Diversified High Income Trust
HNW
0001048703
Karpus Management, Inc.
183 SULLY'S TRAIL
PITTSFORD
NY
14534
0
0
1
0
0001223048
KARPUS GEORGE W
C/O KARPUS INVESTMENT MANAGEMENT
183 SULLY'S TRAIL
PITTSFORD
NY
14526
0
0
1
0
Common Stock
2130977
D
Common Stock
87557
D
This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
Shares of Common Stock beneficially owned by Karpus.
Mr. Karpus beneficially owns 13,125 Shares. In addition, Mr. Karpus may be deemed to beneficially own 74,432 Shares held by The Karpus Family Foundation, Inc. and the Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund.
Karpus Management, Inc. by /s/ Daniel L. Lippincott, CFA, Director of Investment Personnel and Sr. Tax-Sensitive Mgr.
2020-06-15
George W. Karpus
2020-06-15