0001048703-20-000094.txt : 20200615 0001048703-20-000094.hdr.sgml : 20200615 20200615152738 ACCESSION NUMBER: 0001048703-20-000094 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200522 FILED AS OF DATE: 20200615 DATE AS OF CHANGE: 20200615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karpus Management, Inc. CENTRAL INDEX KEY: 0001048703 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22014 FILM NUMBER: 20963131 BUSINESS ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 BUSINESS PHONE: 5855864680 MAIL ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 FORMER NAME: FORMER CONFORMED NAME: KARPUS MANAGEMENT INC DATE OF NAME CHANGE: 19971029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KARPUS GEORGE W CENTRAL INDEX KEY: 0001223048 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22014 FILM NUMBER: 20963132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pioneer Diversified High Income Trust CENTRAL INDEX KEY: 0001388126 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-742-7825 MAIL ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: Pioneer Diversified Income Opportunity Trust DATE OF NAME CHANGE: 20070129 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2020-05-22 0 0001388126 Pioneer Diversified High Income Trust HNW 0001048703 Karpus Management, Inc. 183 SULLY'S TRAIL PITTSFORD NY 14534 0 0 1 0 0001223048 KARPUS GEORGE W C/O KARPUS INVESTMENT MANAGEMENT 183 SULLY'S TRAIL PITTSFORD NY 14526 0 0 1 0 Common Stock 2130977 D Common Stock 87557 D This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. Shares of Common Stock beneficially owned by Karpus. Mr. Karpus beneficially owns 13,125 Shares. In addition, Mr. Karpus may be deemed to beneficially own 74,432 Shares held by The Karpus Family Foundation, Inc. and the Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund. Karpus Management, Inc. by /s/ Daniel L. Lippincott, CFA, Director of Investment Personnel and Sr. Tax-Sensitive Mgr. 2020-06-15 George W. Karpus 2020-06-15