The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA-PACIFIC INCOME COM | COM | 003009107 | 40 | 11,750 | SH | SOLE | 11,750 | 0 | 0 | ||
ABERDEEN EMRG MRKTS EQT INM COM | COM | 00301w105 | 2,867 | 553,553 | SH | SOLE | 553,553 | 0 | 0 | ||
ABERDEEN GLOBAL DYNAMIC DIVI COM | COM | 00302M106 | 930 | 126,752 | SH | SOLE | 126,752 | 0 | 0 | ||
ABERDEEN JAPAN EQUITY FD INC COM | COM | 00306J109 | 6,550 | 1,048,038 | SH | SOLE | 1,048,038 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT | COM | 00326l100 | 16,899 | 2,568,163 | SH | SOLE | 2,480,163 | 0 | 0 | ||
ADAMS DIVERSIFIED EQUITY FD COM | COM | 006212104 | 6,229 | 494,750 | SH | SOLE | 494,750 | 0 | 0 | ||
ALLEGRO MERGER CORP COM | COM | 01749n103 | 1,610 | 142,750 | SH | SOLE | 142,750 | 0 | 0 | ||
ALLIANCEBERNSTEIN NATL MUNI COM | COM | 01864u106 | 2,537 | 198,987 | SH | SOLE | 198,987 | 0 | 0 | ||
ALLIANZGI ARTIFICIAL INTELLI COM | COM | 01883M101 | 8,575 | 535,964 | SH | SOLE | 535,964 | 0 | 0 | ||
ALLIANZGI EQUITY & CONV INCO COM | COM | 018829101 | 14,816 | 796,556 | SH | SOLE | 761,556 | 0 | 0 | ||
ALLIANZGI NFJ DIVID INT & PR COM | COM | 01883a107 | 1,809 | 188,269 | SH | SOLE | 188,269 | 0 | 0 | ||
ALUSSA ENERGY ACQUISITION CO SHS CL A ADDED | COM | G0232J101 | 957 | 99,700 | SH | SOLE | 99,700 | 0 | 0 | ||
AMCI ACQUISITION CORP CLASS A | COM | 00165r101 | 202 | 19,850 | SH | SOLE | 19,850 | 0 | 0 | ||
AMPLITUDE HLTHCRE AQUSTIN CO COM CL A ADDED | COM | 03212A105 | 1,267 | 132,650 | SH | SOLE | 132,650 | 0 | 0 | ||
AMPLITUDE HLTHCRE AQUSTIN CO UNIT 12/01/2026 | COM | 03212A204 | 734 | 75,327 | SH | SOLE | 75,327 | 0 | 0 | ||
ANDINA ACQUISITION CORP III SHS | COM | G04415108 | 3,083 | 306,200 | SH | SOLE | 306,200 | 0 | 0 | ||
BLACKROCK CALIF MUN INCOME T SH BEN INT | COM | 09248E102 | 20,488 | 1,614,535 | SH | SOLE | 1,614,535 | 0 | 0 | ||
BLACKROCK CORE BD TR SHS BEN INT | COM | 09249E101 | 6,591 | 498,213 | SH | SOLE | 396,346 | 0 | 0 | ||
BLACKROCK CR ALLOCATION INCO COM | COM | 092508100 | 12,557 | 1,076,958 | SH | SOLE | 931,043 | 0 | 0 | ||
BLACKROCK ENH CAP & INC FD I COM | COM | 09256A109 | 7,962 | 612,918 | SH | SOLE | 567,918 | 0 | 0 | ||
BLACKROCK ENHANCED EQUITY DI COM | COM | 09251A104 | 5,414 | 829,142 | SH | SOLE | 829,142 | 0 | 0 | ||
BLACKROCK ENHANCED GLOBAL DI COM | COM | 092501105 | 14,638 | 1,765,756 | SH | SOLE | 1,765,756 | 0 | 0 | ||
BLACKROCK ENHANCED GOVT FD I COM | COM | 09255K108 | 158 | 12,291 | SH | SOLE | 12,291 | 0 | 0 | ||
BLACKROCK ENHANCED INTL DIV COM BENE INTER | COM | 092524107 | 14,369 | 3,193,222 | SH | SOLE | 3,084,147 | 0 | 0 | ||
BLACKROCK FLA MUN 2020 TERM COM SHS | COM | 09250m109 | 424 | 29,368 | SH | SOLE | 29,368 | 0 | 0 | ||
BLACKROCK HEALTH SCIENCS TR COM SHS ADDED | COM | 09260E105 | 5,413 | 302,397 | SH | SOLE | 302,397 | 0 | 0 | ||
BLACKROCK INCOME TR INC COM | COM | 09247F100 | 41,062 | 7,128,794 | SH | SOLE | 6,418,569 | 0 | 0 | ||
BLACKROCK MUN 2020 TERM TR COM SHS | COM | 09249X109 | 8,208 | 559,491 | SH | SOLE | 559,491 | 0 | 0 | ||
BLACKROCK MUN BD TR COM | COM | 09249h104 | 1,100 | 76,940 | SH | SOLE | 76,940 | 0 | 0 | ||
BLACKROCK MUNI INTER DR FD I COM | COM | 09253X102 | 308 | 23,572 | SH | SOLE | 23,572 | 0 | 0 | ||
BLACKROCK MUNI N Y INTER DUR COM | COM | 09255F109 | 174 | 11,896 | SH | SOLE | 11,896 | 0 | 0 | ||
BLACKROCK MUNICIPL INC QLTY COM | COM | 092479104 | 19,233 | 1,451,532 | SH | SOLE | 1,451,532 | 0 | 0 | ||
BLACKROCK MUNIENHANCED FD IN COM | COM | 09253y100 | 6,006 | 563,376 | SH | SOLE | 563,376 | 0 | 0 | ||
BLACKROCK MUNIHLDGS NJ QLTY COM | COM | 09254X101 | 276 | 20,900 | SH | SOLE | 20,900 | 0 | 0 | ||
BLACKROCK MUNIHLDGS NY QLTY COM | COM | 09255c106 | 30,207 | 2,397,341 | SH | SOLE | 2,397,341 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS CALI QL COM | COM | 09254L107 | 24,143 | 1,811,184 | SH | SOLE | 1,811,184 | 0 | 0 | ||
BLACKROCK MUNIHLDS INVSTM QL COM | COM | 09254P108 | 14,154 | 1,082,134 | SH | SOLE | 1,082,134 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS QUALI COM | COM | 09254C107 | 12,191 | 1,015,894 | SH | SOLE | 1,015,894 | 0 | 0 | ||
BLACKROCK MUNIHOLDNGS QLTY I COM | COM | 09254A101 | 4,843 | 405,232 | SH | SOLE | 405,232 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALI QLT COM | COM | 09254N103 | 19,620 | 1,450,130 | SH | SOLE | 1,335,130 | 0 | 0 | ||
BLACKROCK MUNIYIELD MICH QUA COM | COM | 09254f100 | 5,871 | 403,530 | SH | SOLE | 393,530 | 0 | 0 | ||
BLACKROCK MUNIYIELD NY QLTY COM | COM | 09255E102 | 20,969 | 1,714,545 | SH | SOLE | 1,714,545 | 0 | 0 | ||
BLACKROCK MUNIYIELD QLTY FD COM | COM | 09254e103 | 85,841 | 6,716,805 | SH | SOLE | 6,716,805 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUALITY COM | COM | 09254G108 | 22,570 | 1,827,499 | SH | SOLE | 1,827,499 | 0 | 0 | ||
BLACKROCK MUNIYLD MICH QLTY COM | COM | 09254V105 | 7,677 | 579,406 | SH | SOLE | 579,406 | 0 | 0 | ||
BLACKROCK N Y MUN INCOME TR SH BEN INT | COM | 09248l106 | 1,738 | 131,146 | SH | SOLE | 131,146 | 0 | 0 | ||
BLACKROCK NY MUN INCOME TR I COM | COM | 09249R102 | 2,731 | 210,865 | SH | SOLE | 210,865 | 0 | 0 | ||
BLACKROCK NY MUNI INC QLTY T COM | COM | 09249U105 | 5,348 | 427,879 | SH | SOLE | 427,879 | 0 | 0 | ||
BLACKROCK RES & COMMODITIES SHS | COM | 09257A108 | 50 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BLACKROCK SCIENCE & TECH TR SHS BEN INT | COM | 09260K101 | 14,325 | 858,301 | SH | SOLE | 858,301 | 0 | 0 | ||
BLACKROCK SCIENCE & TECHNOLO SHS | COM | 09258G104 | 8,414 | 293,266 | SH | SOLE | 293,266 | 0 | 0 | ||
BNY MELLON MUN BD INFRASTRUC COM SHS | COM | 09662W109 | 253 | 20,400 | SH | SOLE | 20,400 | 0 | 0 | ||
BNY MELLON STRATEGIC MUN BD COM | COM | 09662E109 | 77 | 10,741 | SH | SOLE | 10,741 | 0 | 0 | ||
BROOKFIELD REAL ASSETS INCOM SHS BEN INT | COM | 112830104 | 185 | 12,607 | SH | SOLE | 12,607 | 0 | 0 | ||
CALAMOS STRATEGIC TOTL RETN COM SH BEN INT | COM | 128125101 | 6,904 | 706,684 | SH | SOLE | 706,684 | 0 | 0 | ||
CF FIN ACQUISITION CORP COM CL A | COM | 12528n107 | 294 | 28,600 | SH | SOLE | 28,600 | 0 | 0 | ||
CHINA FD INC COM | COM | 169373107 | 3,659 | 198,198 | SH | SOLE | 198,198 | 0 | 0 | ||
CIIG MERGER CORP COM CL A ADDED | COM | 12559C103 | 942 | 99,825 | SH | SOLE | 99,825 | 0 | 0 | ||
COHEN & STEERS QUALITY INCOM COM | COM | 19247L106 | 25,811 | 2,855,232 | SH | SOLE | 2,805,232 | 0 | 0 | ||
COLUMBIA SELIGM PREM TECH GR COM | COM | 19842X109 | 3,928 | 222,064 | SH | SOLE | 222,064 | 0 | 0 | ||
CORNERSTONE STRATEGIC VALUE COM | COM | 21924b302 | 18,464 | 2,273,846 | SH | SOLE | 2,234,256 | 0 | 0 | ||
CORNERSTONE TOTAL RETURN FD COM | COM | 21924U300 | 11,324 | 1,422,630 | SH | SOLE | 1,422,630 | 0 | 0 | ||
DIAMONDPEAK HLDGS COR COM CL A | COM | 25280h100 | 255 | 24,500 | SH | SOLE | 24,500 | 0 | 0 | ||
DTF TAX-FREE INCOME INC COM | COM | 23334J107 | 29,088 | 2,085,139 | SH | SOLE | 2,085,139 | 0 | 0 | ||
DUFF & PHELPS UTIL CORP BD T COM | COM | 26432k108 | 80,480 | 9,615,272 | SH | SOLE | 8,469,272 | 0 | 0 | ||
DWS MUN INCOME TR COM | COM | 233368109 | 15,435 | 1,431,777 | SH | SOLE | 1,431,777 | 0 | 0 | ||
EAGLE GRWTH & INCOME OPPTY F COM SHS BEN IN | COM | 26958j105 | 8,161 | 769,864 | SH | SOLE | 769,864 | 0 | 0 | ||
EAST STONE ACQUISITION CORP UNIT 12/31/2026 ADDED | COM | G2911D124 | 970 | 98,950 | SH | SOLE | 98,950 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD COM | COM | 27828A100 | 25,368 | 2,404,530 | SH | SOLE | 2,404,530 | 0 | 0 | ||
EATON VANCE ENH EQTY INC FD COM | COM | 278277108 | 13,395 | 965,789 | SH | SOLE | 965,789 | 0 | 0 | ||
EATON VANCE ENHANCED EQ INC COM | COM | 278274105 | 9,109 | 752,207 | SH | SOLE | 752,207 | 0 | 0 | ||
EATON VANCE MUN BD FD COM | COM | 27827X101 | 109,471 | 8,771,738 | SH | SOLE | 8,462,138 | 0 | 0 | ||
EATON VANCE MUNI INCOME TRUS SH BEN INT | COM | 27826U108 | 11,267 | 940,478 | SH | SOLE | 940,478 | 0 | 0 | ||
EATON VANCE NEW YORK MUN BD COM | COM | 27827Y109 | 16,188 | 1,399,166 | SH | SOLE | 1,399,166 | 0 | 0 | ||
EATON VANCE NY MUNI INCOME T SH BEN INT | COM | 27826w104 | 1,275 | 102,835 | SH | SOLE | 102,835 | 0 | 0 | ||
EATON VANCE SR INCOME TR SH BEN INT | COM | 27826S103 | 67 | 14,600 | SH | SOLE | 14,600 | 0 | 0 | ||
EATON VANCE TAX ADVT DIV INC COM | COM | 27828G107 | 7,498 | 445,520 | SH | SOLE | 445,520 | 0 | 0 | ||
EATON VANCE TAX-MANAGED GLOB COM | COM | 27829F108 | 21,818 | 3,419,702 | SH | SOLE | 3,319,702 | 0 | 0 | ||
EATON VANCE TX ADV GLBL DIV COM | COM | 27828s101 | 15,973 | 1,336,614 | SH | SOLE | 1,336,614 | 0 | 0 | ||
EATON VANCE TX MGD DIV EQ IN COM | COM | 27828N102 | 18,863 | 2,023,941 | SH | SOLE | 1,981,271 | 0 | 0 | ||
EATON VANCE TXMGD GL BUYWR O COM | COM | 27829C105 | 5,090 | 682,312 | SH | SOLE | 682,312 | 0 | 0 | ||
EATON VNCE CALFRN MUN INC TR SH BEN INT | COM | 27826F101 | 6,865 | 515,802 | SH | SOLE | 515,802 | 0 | 0 | ||
EUROPEAN EQUITY FUND COM | COM | 298768102 | 1,592 | 225,140 | SH | SOLE | 215,922 | 0 | 0 | ||
FEDERATED PREM MUN INC FD COM | COM | 31423P108 | 437 | 33,500 | SH | SOLE | 33,500 | 0 | 0 | ||
FIRST TR ABERDEEN GLBL OPP F COM SHS | COM | 337319107 | 26,697 | 3,033,792 | SH | SOLE | 2,778,855 | 0 | 0 | ||
FIRST TR DYNAMIC EUROPE EQT COM SHS | COM | 33740D107 | 483 | 52,711 | SH | SOLE | 52,711 | 0 | 0 | ||
FIRST TR ENHANCED EQTY INC F COM | COM | 337318109 | 611 | 48,585 | SH | SOLE | 48,585 | 0 | 0 | ||
FORUM MERGER II CORP CL A | COM | 34986f103 | 153 | 14,900 | SH | SOLE | 14,900 | 0 | 0 | ||
GABELLI DIVID & INCOME TR COM | COM | 36242H104 | 20,773 | 1,402,608 | SH | SOLE | 1,352,608 | 0 | 0 | ||
GABELLI HLTHCARE & WELLNESS SHS | COM | 36246K103 | 9,566 | 1,104,597 | SH | SOLE | 1,104,597 | 0 | 0 | ||
GENERAL AMERN INVS INC COM | COM | 368802104 | 3,099 | 112,985 | SH | SOLE | 112,985 | 0 | 0 | ||
GIGCAPITAL2 INC COM | COM | 375036100 | 165 | 16,600 | SH | SOLE | 16,600 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO COM CLASS A | COM | 382788107 | 3,434 | 323,989 | SH | SOLE | 323,989 | 0 | 0 | ||
GRAF INDL CORP COM | COM | 384278107 | 961 | 94,500 | SH | SOLE | 94,500 | 0 | 0 | ||
GREENROSE ACQUISITION CORP UNIT 02/28/2024 ADDED | COM | 395392202 | 18,165 | 1,872,675 | SH | SOLE | 1,872,675 | 0 | 0 | ||
GREENVISION ACQUISITION CORP COM | COM | 39678G103 | 6,424 | 662,225 | SH | SOLE | 662,225 | 0 | 0 | ||
HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW | COM | 409735206 | 987 | 53,830 | SH | SOLE | 53,830 | 0 | 0 | ||
HANCOCK JOHN INCOME SECS TR COM | COM | 410123103 | 1,461 | 104,781 | SH | SOLE | 99,781 | 0 | 0 | ||
HANCOCK JOHN INVT TR TAX ADV GLB SH | COM | 41013p749 | 6,748 | 1,346,812 | SH | SOLE | 1,276,912 | 0 | 0 | ||
HANCOCK JOHN TAX-ADVANTAGED COM | COM | 41013v100 | 6,938 | 394,446 | SH | SOLE | 394,446 | 0 | 0 | ||
HENNESSY CAP ACQUSTION CORP CL A COM | COM | 42589c104 | 525 | 51,975 | SH | SOLE | 51,975 | 0 | 0 | ||
HOME DEPOT INC COM | COM | 437076102 | 336 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
INSIGHT SELECT INCOME FD COM | COM | 45781w109 | 4,587 | 232,360 | SH | SOLE | 192,360 | 0 | 0 | ||
INTERPRIVATE ACQUISITION COR COM ADDED | COM | 46064A103 | 11,090 | 1,167,325 | SH | SOLE | 1,052,575 | 0 | 0 | ||
INVESCO ADVANTAGE MUN INCOME SH BEN INT | COM | 46132E103 | 9,442 | 919,389 | SH | SOLE | 919,389 | 0 | 0 | ||
INVESCO BD FD COM | COM | 46132L107 | 1,363 | 76,986 | SH | SOLE | 76,986 | 0 | 0 | ||
INVESCO CALIF VALUE MUN INCO COM | COM | 46132H106 | 742 | 65,508 | SH | SOLE | 65,508 | 0 | 0 | ||
INVESCO MUN OPPORTUNITY TR COM | COM | 46132C107 | 9,130 | 797,406 | SH | SOLE | 797,406 | 0 | 0 | ||
INVESCO MUN TR COM | COM | 46131J103 | 6,643 | 567,743 | SH | SOLE | 567,743 | 0 | 0 | ||
INVESCO PA VALUE MUN INC TR COM | COM | 46132K109 | 320 | 26,352 | SH | SOLE | 26,352 | 0 | 0 | ||
INVESCO QUALITY MUNI INC TRS COM | COM | 46133G107 | 13,591 | 1,160,669 | SH | SOLE | 1,160,669 | 0 | 0 | ||
INVESCO SR INCOME TR COM | COM | 46131h107 | 56 | 17,463 | SH | SOLE | 17,463 | 0 | 0 | ||
INVESCO TR INVT GRADE MUNS COM | COM | 46131M106 | 17,261 | 1,427,716 | SH | SOLE | 1,277,716 | 0 | 0 | ||
INVESCO TR INVT GRADE NEW YO COM | COM | 46131t101 | 4,626 | 382,290 | SH | SOLE | 382,290 | 0 | 0 | ||
INVESCO VALUE MUN INCOME TR COM | COM | 46132P108 | 33,296 | 2,354,718 | SH | SOLE | 2,241,218 | 0 | 0 | ||
ISHARES INC MSCI CDA ETF | COM | 464286509 | 9,662 | 442,202 | SH | SOLE | 428,402 | 0 | 0 | ||
ISHARES TR CORE DIV GRWTH | COM | 46434v621 | 1,177 | 36,130 | SH | SOLE | 15,505 | 0 | 0 | ||
ISHARES TR CORE MSCI EURO | COM | 46434V738 | 1,587 | 42,794 | SH | SOLE | 42,794 | 0 | 0 | ||
ISHARES TR CORE S&P500 ETF | COM | 464287200 | 68,290 | 264,282 | SH | SOLE | 261,882 | 0 | 0 | ||
ISHARES TR EUROPE ETF | COM | 464287861 | 780 | 22,085 | SH | SOLE | 22,085 | 0 | 0 | ||
ISHARES TR MSCI ACWI ETF | COM | 464288257 | 1,204 | 19,248 | SH | SOLE | 14,043 | 0 | 0 | ||
ISHARES TR MSCI ACWI EX US | COM | 464288240 | 1,869 | 49,630 | SH | SOLE | 49,630 | 0 | 0 | ||
ISHARES TR MSCI EMG MKT ETF | COM | 464287234 | 1,583 | 46,376 | SH | SOLE | 46,376 | 0 | 0 | ||
ISHARES TR RUS 1000 ETF | COM | 464287622 | 1,676 | 11,845 | SH | SOLE | 11,845 | 0 | 0 | ||
ISHARES TR SHRT NAT MUN ETF | COM | 464288158 | 22,786 | 214,358 | SH | SOLE | 214,358 | 0 | 0 | ||
ISHARES TR USA QUALITY FCTR | COM | 46432F339 | 2,078 | 25,641 | SH | SOLE | 20,641 | 0 | 0 | ||
JAPAN SMALLER CAPITALIZATION COM | COM | 47109U104 | 7,882 | 1,118,031 | SH | SOLE | 1,041,031 | 0 | 0 | ||
KAYNE ANDERSON MDSTM ENERGY COM | COM | 48661e108 | 5,553 | 1,667,448 | SH | SOLE | 1,667,448 | 0 | 0 | ||
LANDCADIA HLDGS II INC CL A | COM | 51476x105 | 802 | 81,825 | SH | SOLE | 81,825 | 0 | 0 | ||
LAZARD GLOBAL TOTAL RETURN & COM | COM | 52106W103 | 4,934 | 410,806 | SH | SOLE | 410,806 | 0 | 0 | ||
LF CAP ACQUISITION CORP CL A | COM | 50200k108 | 632 | 61,675 | SH | SOLE | 61,675 | 0 | 0 | ||
LIBERTY ALL STAR EQUITY FD SH BEN INT | COM | 530158104 | 6,751 | 1,394,732 | SH | SOLE | 1,394,732 | 0 | 0 | ||
LIBERTY ALL-STAR GROWTH FD I COM | COM | 529900102 | 103 | 22,170 | SH | SOLE | 22,170 | 0 | 0 | ||
LIV CAP ACQUISITION CORP CL A ADDED | COM | G5510C108 | 1,904 | 200,000 | SH | SOLE | 56,500 | 0 | 0 | ||
MANNING & NAPIER INC CL A | COM | 56382q102 | 319 | 254,942 | SH | SOLE | 254,942 | 0 | 0 | ||
MEGALITH FINL ACQUISITION CO CL A COM | COM | 58518F109 | 836 | 81,230 | SH | SOLE | 81,230 | 0 | 0 | ||
MERIDA MERGER CORP I COM | COM | 58953M106 | 2,708 | 279,500 | SH | SOLE | 266,500 | 0 | 0 | ||
MEXICO FD INC COM | COM | 592835102 | 161 | 19,300 | SH | SOLE | 19,300 | 0 | 0 | ||
MFS GOVT MKTS INCOME TR SH BEN INT | COM | 552939100 | 20,945 | 4,623,539 | SH | SOLE | 3,633,539 | 0 | 0 | ||
MFS INTER INCOME TR SH BEN INT | COM | 55273C107 | 16,483 | 4,578,477 | SH | SOLE | 4,213,964 | 0 | 0 | ||
MFS INVT GRADE MUN TR SH BEN INT | COM | 59318b108 | 6,671 | 727,528 | SH | SOLE | 727,528 | 0 | 0 | ||
MONOCLE ACQUISITION CORP COM | COM | 609754106 | 141 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
MORGAN STANLEY INDIA INVS FD COM | COM | 61745C105 | 2,427 | 189,477 | SH | SOLE | 189,477 | 0 | 0 | ||
NETFIN ACQUISITION CORP SHS CL A | COM | g6455a107 | 179 | 18,200 | SH | SOLE | 18,200 | 0 | 0 | ||
NEW GERMANY FD INC COM | COM | 644465106 | 8,820 | 759,726 | SH | SOLE | 749,049 | 0 | 0 | ||
NEW PROVIDENCE ACQUISITION COM CL A | COM | 64822P106 | 227 | 23,200 | SH | SOLE | 23,200 | 0 | 0 | ||
NEXPOINT STRATEGIC OPORTUNT COM NEW | COM | 65340G205 | 2,611 | 316,087 | SH | SOLE | 316,087 | 0 | 0 | ||
NUVEEN AMT FREE MUN CR INC F COM | COM | 67071L106 | 15,760 | 1,073,568 | SH | SOLE | 1,073,568 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC COM | COM | 670657105 | 110,901 | 8,190,633 | SH | SOLE | 7,495,333 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME COM | COM | 67066Y105 | 3,869 | 282,592 | SH | SOLE | 282,592 | 0 | 0 | ||
NUVEEN CALIFORNIA AMT QLT MU COM | COM | 670651108 | 1,145 | 80,876 | SH | SOLE | 80,876 | 0 | 0 | ||
NUVEEN CORE EQUITY ALPHA FD COM | COM | 67090X107 | 2,279 | 212,598 | SH | SOLE | 212,598 | 0 | 0 | ||
NUVEEN INT DUR QUAL MUN TRM COM | COM | 670677103 | 5,791 | 434,435 | SH | SOLE | 434,435 | 0 | 0 | ||
NUVEEN INTER DURATION MN TMF COM | COM | 670671106 | 2,242 | 172,599 | SH | SOLE | 172,599 | 0 | 0 | ||
NUVEEN MUN 2021 TARGET TERM COM | COM | 670687102 | 7,150 | 756,659 | SH | SOLE | 756,659 | 0 | 0 | ||
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT | COM | 67070X101 | 3,365 | 239,182 | SH | SOLE | 239,182 | 0 | 0 | ||
NUVEEN NASDAQ 100 DYNAMIC OV COM SHS | COM | 670699107 | 550 | 28,928 | SH | SOLE | 28,928 | 0 | 0 | ||
NUVEEN NEW YORK AMT QLT MUNI COM | COM | 670656107 | 121,841 | 9,747,240 | SH | SOLE | 9,358,265 | 0 | 0 | ||
NUVEEN NEW YORK MUN VALUE FD COM | COM | 670706100 | 2,316 | 170,494 | SH | SOLE | 170,494 | 0 | 0 | ||
NUVEEN NEW YORK QLT MUN INC COM | COM | 67066X107 | 11,536 | 878,632 | SH | SOLE | 878,632 | 0 | 0 | ||
NUVEEN OHIO QLTY MUN INCOME COM | COM | 670980101 | 10,979 | 745,350 | SH | SOLE | 745,350 | 0 | 0 | ||
NUVEEN PENNSYLVANIA QLT MUN COM | COM | 670972108 | 379 | 28,500 | SH | SOLE | 28,500 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME COM | COM | 67066V101 | 175,237 | 12,753,789 | SH | SOLE | 11,999,564 | 0 | 0 | ||
NUVEEN REAL ESTATE INCOME FD COM | COM | 67071b108 | 1,417 | 208,638 | SH | SOLE | 208,638 | 0 | 0 | ||
OPES ACQUISITION CORP COM | COM | 68373p100 | 288 | 27,575 | SH | SOLE | 27,575 | 0 | 0 | ||
ORISUN ACQUISITION CORP COM | COM | 68632T109 | 133 | 13,100 | SH | SOLE | 13,100 | 0 | 0 | ||
OSPREY TECHNLGY AQUISTION CO COM CL A | COM | 68839R104 | 2,480 | 255,150 | SH | SOLE | 255,150 | 0 | 0 | ||
PIONEER DIVERSIFIED HIGH INC COM | COM | 723653101 | 20,136 | 1,919,557 | SH | SOLE | 1,824,557 | 0 | 0 | ||
PIONEER MUN HIGH INCOME ADVA COM | COM | 723762100 | 8,753 | 859,837 | SH | SOLE | 859,837 | 0 | 0 | ||
PROFICIENT ALPHA ACQUSTN COR COM | COM | 74317h105 | 205 | 20,300 | SH | SOLE | 20,300 | 0 | 0 | ||
PUTNAM MANAGED MUN INCOME TR COM | COM | 746823103 | 990 | 137,501 | SH | SOLE | 137,501 | 0 | 0 | ||
RIVERNORTH MARKETPLACE LENDI COM | COM | 76882B108 | 5,199 | 321,704 | SH | SOLE | 321,704 | 0 | 0 | ||
ROYCE VALUE TR INC COM | COM | 780910105 | 189 | 19,500 | SH | SOLE | 19,500 | 0 | 0 | ||
SC HEALTH CORP COM CL A | COM | g78516203 | 4,593 | 457,050 | SH | SOLE | 457,050 | 0 | 0 | ||
SCHULTZE SPL PURP ACQUSTN CO COM | COM | 80821r109 | 1,586 | 156,725 | SH | SOLE | 156,725 | 0 | 0 | ||
SILVER SPIKE ACQUISITION COR CL A SHS | COM | G8136L106 | 6,548 | 666,150 | SH | SOLE | 666,150 | 0 | 0 | ||
SOFTWARE ACQUISITION GROUP I COM CL A ADDED | COM | 83406B101 | 1,582 | 161,283 | SH | SOLE | 161,283 | 0 | 0 | ||
SPDR S&P 500 ETF TR TR UNIT | COM | 78462F103 | 3,255 | 12,628 | SH | SOLE | 12,628 | 0 | 0 | ||
SPDR SER TR NUVEEN BLMBRG SR | COM | 78468R739 | 5,194 | 106,226 | SH | SOLE | 106,226 | 0 | 0 | ||
STABLE RD ACQUISITION CORP COM CL A | COM | 85236Q109 | 1,248 | 128,000 | SH | SOLE | 18,000 | 0 | 0 | ||
SWISS HELVETIA FD INC COM | COM | 870875101 | 713 | 102,605 | SH | SOLE | 102,605 | 0 | 0 | ||
SWITCHBACK ENERGY ACQUISTN C COM CL A | COM | 87105M102 | 4,583 | 474,900 | SH | SOLE | 324,900 | 0 | 0 | ||
TAIWAN FD INC COM | COM | 874036106 | 2,382 | 144,831 | SH | SOLE | 144,831 | 0 | 0 | ||
TEKLA HEALTHCARE INVS SH BEN INT | COM | 87911J103 | 8,654 | 485,907 | SH | SOLE | 473,907 | 0 | 0 | ||
TEKLA HEALTHCARE OPPORTUNITI SHS | COM | 879105104 | 4,498 | 292,843 | SH | SOLE | 292,843 | 0 | 0 | ||
TEKLA LIFE SCIENCES INVS SH BEN INT | COM | 87911k100 | 2,061 | 137,555 | SH | SOLE | 137,555 | 0 | 0 | ||
TEMPLETON DRAGON FD INC COM | COM | 88018T101 | 2,728 | 159,998 | SH | SOLE | 159,998 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FD I COM | COM | 880191101 | 1,328 | 119,101 | SH | SOLE | 119,101 | 0 | 0 | ||
TENZING ACQUISITION CORP ORD SHS | COM | g8708a116 | 138 | 13,150 | SH | SOLE | 13,150 | 0 | 0 | ||
TOTTENHAM ACQUISITION I LTD SHS | COM | g8959n106 | 591 | 56,300 | SH | SOLE | 56,300 | 0 | 0 | ||
TRI CONTL CORP COM | COM | 895436103 | 1,592 | 76,148 | SH | SOLE | 76,148 | 0 | 0 | ||
TRINE ACQUISITION CORP COM CL A | COM | 89628u108 | 113 | 11,400 | SH | SOLE | 11,400 | 0 | 0 | ||
TUSCAN HLDGS CORP II COM | COM | 90070a103 | 146 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
TUSCAN HOLDINGS CORP COM | COM | 90069k104 | 229 | 22,950 | SH | SOLE | 22,950 | 0 | 0 | ||
UNION ACQUISITION CORP II SHS | COM | G9402Q100 | 1,447 | 147,975 | SH | SOLE | 147,975 | 0 | 0 | ||
VANECK VECTORS ETF TR AMT FREE SHORT M | COM | 92189f528 | 646 | 37,143 | SH | SOLE | 37,143 | 0 | 0 | ||
VANGUARD BD INDEX FDS LONG TERM BOND | COM | 921937793 | 757 | 7,090 | SH | SOLE | 7,090 | 0 | 0 | ||
VANGUARD BD INDEX FDS SHORT TRM BOND | COM | 921937827 | 4,432 | 53,925 | SH | SOLE | 53,925 | 0 | 0 | ||
VANGUARD INDEX FDS GROWTH ETF | COM | 922908736 | 64,925 | 414,352 | SH | SOLE | 404,962 | 0 | 0 | ||
VANGUARD INDEX FDS S&P 500 ETF SHS | COM | 922908363 | 161,674 | 682,688 | SH | SOLE | 656,688 | 0 | 0 | ||
VANGUARD INDEX FDS SMALL CP ETF | COM | 922908751 | 54,069 | 468,377 | SH | SOLE | 457,577 | 0 | 0 | ||
VANGUARD INDEX FDS TOTAL STK MKT | COM | 922908769 | 38,746 | 300,564 | SH | SOLE | 300,564 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US | COM | 922042775 | 20,703 | 504,711 | SH | SOLE | 504,711 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF | COM | 922042858 | 60,083 | 1,790,863 | SH | SOLE | 1,738,083 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF | COM | 922042874 | 56,049 | 1,295,024 | SH | SOLE | 1,244,999 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF | COM | 922042866 | 31,325 | 567,898 | SH | SOLE | 550,898 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS LG-TERM COR BD | COM | 92206c813 | 389 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF | COM | 921943858 | 286 | 8,593 | SH | SOLE | 8,593 | 0 | 0 | ||
VANGUARD WORLD FD ESG US STK ETF | COM | 921910733 | 25,249 | 551,411 | SH | SOLE | 535,701 | 0 | 0 | ||
VANGUARD WORLD FDS INF TECH ETF | COM | 92204A702 | 967 | 4,565 | SH | SOLE | 4,565 | 0 | 0 | ||
VOYA EMERGING MKTS HIGH DIVI COM | COM | 92912P108 | 344 | 59,077 | SH | SOLE | 59,077 | 0 | 0 | ||
VOYA GLBL ADV & PREM OPP FD COM | COM | 92912R104 | 701 | 91,489 | SH | SOLE | 91,489 | 0 | 0 | ||
VOYA GLBL EQTY DIV & PREM OP COM | COM | 92912T100 | 20,579 | 4,512,954 | SH | SOLE | 4,427,954 | 0 | 0 | ||
VOYA INFRASTRUCTURE INDLS & COM | COM | 92912X101 | 4,410 | 542,440 | SH | SOLE | 542,440 | 0 | 0 | ||
VOYA INTL HIGH DIVID EQTY IN COM | COM | 92912Y109 | 1,130 | 295,142 | SH | SOLE | 295,142 | 0 | 0 | ||
WEALTHBRIDGE ACQUISITION LTD SHS | COM | G4887W110 | 439 | 42,863 | SH | SOLE | 42,863 | 0 | 0 | ||
WELLS FARGO GLOBAL DIVIDEND COM | COM | 94987C103 | 1,625 | 439,233 | SH | SOLE | 439,233 | 0 | 0 | ||
WESTERN ASSET HGH YLD DFNDFD COM | COM | 95768b107 | 218 | 17,650 | SH | SOLE | 17,650 | 0 | 0 | ||
WESTERN ASSET INVESTMENT GRA COM | COM | 95766T100 | 305 | 22,878 | SH | SOLE | 22,878 | 0 | 0 | ||
WESTERN ASSET INVT GRADE DEF COM | COM | 95790A101 | 201 | 10,752 | SH | SOLE | 10,752 | 0 | 0 | ||
WESTERN ASSET MANAGED MUNS F COM | COM | 95766M105 | 952 | 79,629 | SH | SOLE | 79,629 | 0 | 0 | ||
WESTERN ASSET MUN HIGH INCOM COM | COM | 95766N103 | 179 | 25,322 | SH | SOLE | 25,322 | 0 | 0 | ||
WESTERN ASSET MUN PARTNERS F COM | COM | 95766P108 | 3,604 | 263,818 | SH | SOLE | 263,818 | 0 | 0 | ||
WESTERN ASSET PREMIER BD FD SHS BEN INT | COM | 957664105 | 2,918 | 258,886 | SH | SOLE | 250,686 | 0 | 0 | ||
WESTERN ASST INFLTN LKD INM COM SH BEN INT | COM | 95766Q106 | 71,407 | 6,794,162 | SH | SOLE | 5,921,162 | 0 | 0 |