0001048703-20-000090.txt : 20200518 0001048703-20-000090.hdr.sgml : 20200518 20200515215507 ACCESSION NUMBER: 0001048703-20-000090 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200518 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Karpus Management, Inc. CENTRAL INDEX KEY: 0001048703 IRS NUMBER: 161290550 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11445 FILM NUMBER: 20887611 BUSINESS ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 BUSINESS PHONE: 5855864680 MAIL ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 FORMER COMPANY: FORMER CONFORMED NAME: KARPUS MANAGEMENT INC DATE OF NAME CHANGE: 19971029 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001048703 XXXXXXXX 03-31-2020 03-31-2020 Karpus Management, Inc.
183 SULLY'S TRAIL PITTSFORD NY 14534
13F HOLDINGS REPORT 028-11445 N
Jodi Hedberg Chief Compliance Officer 5855864680 Jodi Hedberg Pittsford NY 05-15-2020 0 225 2607789 false
INFORMATION TABLE 2 kmi.13f_q1-2020.xml ABERDEEN ASIA-PACIFIC INCOME COM COM 003009107 40 11750 SH SOLE 11750 0 0 ABERDEEN EMRG MRKTS EQT INM COM COM 00301w105 2867 553553 SH SOLE 553553 0 0 ABERDEEN GLOBAL DYNAMIC DIVI COM COM 00302M106 930 126752 SH SOLE 126752 0 0 ABERDEEN JAPAN EQUITY FD INC COM COM 00306J109 6550 1048038 SH SOLE 1048038 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT COM 00326l100 16899 2568163 SH SOLE 2480163 0 0 ADAMS DIVERSIFIED EQUITY FD COM COM 006212104 6229 494750 SH SOLE 494750 0 0 ALLEGRO MERGER CORP COM COM 01749n103 1610 142750 SH SOLE 142750 0 0 ALLIANCEBERNSTEIN NATL MUNI COM COM 01864u106 2537 198987 SH SOLE 198987 0 0 ALLIANZGI ARTIFICIAL INTELLI COM COM 01883M101 8575 535964 SH SOLE 535964 0 0 ALLIANZGI EQUITY & CONV INCO COM COM 018829101 14816 796556 SH SOLE 761556 0 0 ALLIANZGI NFJ DIVID INT & PR COM COM 01883a107 1809 188269 SH SOLE 188269 0 0 ALUSSA ENERGY ACQUISITION CO SHS CL A ADDED COM G0232J101 957 99700 SH SOLE 99700 0 0 AMCI ACQUISITION CORP CLASS A COM 00165r101 202 19850 SH SOLE 19850 0 0 AMPLITUDE HLTHCRE AQUSTIN CO COM CL A ADDED COM 03212A105 1267 132650 SH SOLE 132650 0 0 AMPLITUDE HLTHCRE AQUSTIN CO UNIT 12/01/2026 COM 03212A204 734 75327 SH SOLE 75327 0 0 ANDINA ACQUISITION CORP III SHS COM G04415108 3083 306200 SH SOLE 306200 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT COM 09248E102 20488 1614535 SH SOLE 1614535 0 0 BLACKROCK CORE BD TR SHS BEN INT COM 09249E101 6591 498213 SH SOLE 396346 0 0 BLACKROCK CR ALLOCATION INCO COM COM 092508100 12557 1076958 SH SOLE 931043 0 0 BLACKROCK ENH CAP & INC FD I COM COM 09256A109 7962 612918 SH SOLE 567918 0 0 BLACKROCK ENHANCED EQUITY DI COM COM 09251A104 5414 829142 SH SOLE 829142 0 0 BLACKROCK ENHANCED GLOBAL DI COM COM 092501105 14638 1765756 SH SOLE 1765756 0 0 BLACKROCK ENHANCED GOVT FD I COM COM 09255K108 158 12291 SH SOLE 12291 0 0 BLACKROCK ENHANCED INTL DIV COM BENE INTER COM 092524107 14369 3193222 SH SOLE 3084147 0 0 BLACKROCK FLA MUN 2020 TERM COM SHS COM 09250m109 424 29368 SH SOLE 29368 0 0 BLACKROCK HEALTH SCIENCS TR COM SHS ADDED COM 09260E105 5413 302397 SH SOLE 302397 0 0 BLACKROCK INCOME TR INC COM COM 09247F100 41062 7128794 SH SOLE 6418569 0 0 BLACKROCK MUN 2020 TERM TR COM SHS COM 09249X109 8208 559491 SH SOLE 559491 0 0 BLACKROCK MUN BD TR COM COM 09249h104 1100 76940 SH SOLE 76940 0 0 BLACKROCK MUNI INTER DR FD I COM COM 09253X102 308 23572 SH SOLE 23572 0 0 BLACKROCK MUNI N Y INTER DUR COM COM 09255F109 174 11896 SH SOLE 11896 0 0 BLACKROCK MUNICIPL INC QLTY COM COM 092479104 19233 1451532 SH SOLE 1451532 0 0 BLACKROCK MUNIENHANCED FD IN COM COM 09253y100 6006 563376 SH SOLE 563376 0 0 BLACKROCK MUNIHLDGS NJ QLTY COM COM 09254X101 276 20900 SH SOLE 20900 0 0 BLACKROCK MUNIHLDGS NY QLTY COM COM 09255c106 30207 2397341 SH SOLE 2397341 0 0 BLACKROCK MUNIHLDNGS CALI QL COM COM 09254L107 24143 1811184 SH SOLE 1811184 0 0 BLACKROCK MUNIHLDS INVSTM QL COM COM 09254P108 14154 1082134 SH SOLE 1082134 0 0 BLACKROCK MUNIHOLDINGS QUALI COM COM 09254C107 12191 1015894 SH SOLE 1015894 0 0 BLACKROCK MUNIHOLDNGS QLTY I COM COM 09254A101 4843 405232 SH SOLE 405232 0 0 BLACKROCK MUNIYIELD CALI QLT COM COM 09254N103 19620 1450130 SH SOLE 1335130 0 0 BLACKROCK MUNIYIELD MICH QUA COM COM 09254f100 5871 403530 SH SOLE 393530 0 0 BLACKROCK MUNIYIELD NY QLTY COM COM 09255E102 20969 1714545 SH SOLE 1714545 0 0 BLACKROCK MUNIYIELD QLTY FD COM COM 09254e103 85841 6716805 SH SOLE 6716805 0 0 BLACKROCK MUNIYIELD QUALITY COM COM 09254G108 22570 1827499 SH SOLE 1827499 0 0 BLACKROCK MUNIYLD MICH QLTY COM COM 09254V105 7677 579406 SH SOLE 579406 0 0 BLACKROCK N Y MUN INCOME TR SH BEN INT COM 09248l106 1738 131146 SH SOLE 131146 0 0 BLACKROCK NY MUN INCOME TR I COM COM 09249R102 2731 210865 SH SOLE 210865 0 0 BLACKROCK NY MUNI INC QLTY T COM COM 09249U105 5348 427879 SH SOLE 427879 0 0 BLACKROCK RES & COMMODITIES SHS COM 09257A108 50 10000 SH SOLE 10000 0 0 BLACKROCK SCIENCE & TECH TR SHS BEN INT COM 09260K101 14325 858301 SH SOLE 858301 0 0 BLACKROCK SCIENCE & TECHNOLO SHS COM 09258G104 8414 293266 SH SOLE 293266 0 0 BNY MELLON MUN BD INFRASTRUC COM SHS COM 09662W109 253 20400 SH SOLE 20400 0 0 BNY MELLON STRATEGIC MUN BD COM COM 09662E109 77 10741 SH SOLE 10741 0 0 BROOKFIELD REAL ASSETS INCOM SHS BEN INT COM 112830104 185 12607 SH SOLE 12607 0 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT COM 128125101 6904 706684 SH SOLE 706684 0 0 CF FIN ACQUISITION CORP COM CL A COM 12528n107 294 28600 SH SOLE 28600 0 0 CHINA FD INC COM COM 169373107 3659 198198 SH SOLE 198198 0 0 CIIG MERGER CORP COM CL A ADDED COM 12559C103 942 99825 SH SOLE 99825 0 0 COHEN & STEERS QUALITY INCOM COM COM 19247L106 25811 2855232 SH SOLE 2805232 0 0 COLUMBIA SELIGM PREM TECH GR COM COM 19842X109 3928 222064 SH SOLE 222064 0 0 CORNERSTONE STRATEGIC VALUE COM COM 21924b302 18464 2273846 SH SOLE 2234256 0 0 CORNERSTONE TOTAL RETURN FD COM COM 21924U300 11324 1422630 SH SOLE 1422630 0 0 DIAMONDPEAK HLDGS COR COM CL A COM 25280h100 255 24500 SH SOLE 24500 0 0 DTF TAX-FREE INCOME INC COM COM 23334J107 29088 2085139 SH SOLE 2085139 0 0 DUFF & PHELPS UTIL CORP BD T COM COM 26432k108 80480 9615272 SH SOLE 8469272 0 0 DWS MUN INCOME TR COM COM 233368109 15435 1431777 SH SOLE 1431777 0 0 EAGLE GRWTH & INCOME OPPTY F COM SHS BEN IN COM 26958j105 8161 769864 SH SOLE 769864 0 0 EAST STONE ACQUISITION CORP UNIT 12/31/2026 ADDED COM G2911D124 970 98950 SH SOLE 98950 0 0 EATON VANCE CALIF MUN BD FD COM COM 27828A100 25368 2404530 SH SOLE 2404530 0 0 EATON VANCE ENH EQTY INC FD COM COM 278277108 13395 965789 SH SOLE 965789 0 0 EATON VANCE ENHANCED EQ INC COM COM 278274105 9109 752207 SH SOLE 752207 0 0 EATON VANCE MUN BD FD COM COM 27827X101 109471 8771738 SH SOLE 8462138 0 0 EATON VANCE MUNI INCOME TRUS SH BEN INT COM 27826U108 11267 940478 SH SOLE 940478 0 0 EATON VANCE NEW YORK MUN BD COM COM 27827Y109 16188 1399166 SH SOLE 1399166 0 0 EATON VANCE NY MUNI INCOME T SH BEN INT COM 27826w104 1275 102835 SH SOLE 102835 0 0 EATON VANCE SR INCOME TR SH BEN INT COM 27826S103 67 14600 SH SOLE 14600 0 0 EATON VANCE TAX ADVT DIV INC COM COM 27828G107 7498 445520 SH SOLE 445520 0 0 EATON VANCE TAX-MANAGED GLOB COM COM 27829F108 21818 3419702 SH SOLE 3319702 0 0 EATON VANCE TX ADV GLBL DIV COM COM 27828s101 15973 1336614 SH SOLE 1336614 0 0 EATON VANCE TX MGD DIV EQ IN COM COM 27828N102 18863 2023941 SH SOLE 1981271 0 0 EATON VANCE TXMGD GL BUYWR O COM COM 27829C105 5090 682312 SH SOLE 682312 0 0 EATON VNCE CALFRN MUN INC TR SH BEN INT COM 27826F101 6865 515802 SH SOLE 515802 0 0 EUROPEAN EQUITY FUND COM COM 298768102 1592 225140 SH SOLE 215922 0 0 FEDERATED PREM MUN INC FD COM COM 31423P108 437 33500 SH SOLE 33500 0 0 FIRST TR ABERDEEN GLBL OPP F COM SHS COM 337319107 26697 3033792 SH SOLE 2778855 0 0 FIRST TR DYNAMIC EUROPE EQT COM SHS COM 33740D107 483 52711 SH SOLE 52711 0 0 FIRST TR ENHANCED EQTY INC F COM COM 337318109 611 48585 SH SOLE 48585 0 0 FORUM MERGER II CORP CL A COM 34986f103 153 14900 SH SOLE 14900 0 0 GABELLI DIVID & INCOME TR COM COM 36242H104 20773 1402608 SH SOLE 1352608 0 0 GABELLI HLTHCARE & WELLNESS SHS COM 36246K103 9566 1104597 SH SOLE 1104597 0 0 GENERAL AMERN INVS INC COM COM 368802104 3099 112985 SH SOLE 112985 0 0 GIGCAPITAL2 INC COM COM 375036100 165 16600 SH SOLE 16600 0 0 GORDON POINTE ACQUISITION CO COM CLASS A COM 382788107 3434 323989 SH SOLE 323989 0 0 GRAF INDL CORP COM COM 384278107 961 94500 SH SOLE 94500 0 0 GREENROSE ACQUISITION CORP UNIT 02/28/2024 ADDED COM 395392202 18165 1872675 SH SOLE 1872675 0 0 GREENVISION ACQUISITION CORP COM COM 39678G103 6424 662225 SH SOLE 662225 0 0 HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW COM 409735206 987 53830 SH SOLE 53830 0 0 HANCOCK JOHN INCOME SECS TR COM COM 410123103 1461 104781 SH SOLE 99781 0 0 HANCOCK JOHN INVT TR TAX ADV GLB SH COM 41013p749 6748 1346812 SH SOLE 1276912 0 0 HANCOCK JOHN TAX-ADVANTAGED COM COM 41013v100 6938 394446 SH SOLE 394446 0 0 HENNESSY CAP ACQUSTION CORP CL A COM COM 42589c104 525 51975 SH SOLE 51975 0 0 HOME DEPOT INC COM COM 437076102 336 1800 SH SOLE 1800 0 0 INSIGHT SELECT INCOME FD COM COM 45781w109 4587 232360 SH SOLE 192360 0 0 INTERPRIVATE ACQUISITION COR COM ADDED COM 46064A103 11090 1167325 SH SOLE 1052575 0 0 INVESCO ADVANTAGE MUN INCOME SH BEN INT COM 46132E103 9442 919389 SH SOLE 919389 0 0 INVESCO BD FD COM COM 46132L107 1363 76986 SH SOLE 76986 0 0 INVESCO CALIF VALUE MUN INCO COM COM 46132H106 742 65508 SH SOLE 65508 0 0 INVESCO MUN OPPORTUNITY TR COM COM 46132C107 9130 797406 SH SOLE 797406 0 0 INVESCO MUN TR COM COM 46131J103 6643 567743 SH SOLE 567743 0 0 INVESCO PA VALUE MUN INC TR COM COM 46132K109 320 26352 SH SOLE 26352 0 0 INVESCO QUALITY MUNI INC TRS COM COM 46133G107 13591 1160669 SH SOLE 1160669 0 0 INVESCO SR INCOME TR COM COM 46131h107 56 17463 SH SOLE 17463 0 0 INVESCO TR INVT GRADE MUNS COM COM 46131M106 17261 1427716 SH SOLE 1277716 0 0 INVESCO TR INVT GRADE NEW YO COM COM 46131t101 4626 382290 SH SOLE 382290 0 0 INVESCO VALUE MUN INCOME TR COM COM 46132P108 33296 2354718 SH SOLE 2241218 0 0 ISHARES INC MSCI CDA ETF COM 464286509 9662 442202 SH SOLE 428402 0 0 ISHARES TR CORE DIV GRWTH COM 46434v621 1177 36130 SH SOLE 15505 0 0 ISHARES TR CORE MSCI EURO COM 46434V738 1587 42794 SH SOLE 42794 0 0 ISHARES TR CORE S&P500 ETF COM 464287200 68290 264282 SH SOLE 261882 0 0 ISHARES TR EUROPE ETF COM 464287861 780 22085 SH SOLE 22085 0 0 ISHARES TR MSCI ACWI ETF COM 464288257 1204 19248 SH SOLE 14043 0 0 ISHARES TR MSCI ACWI EX US COM 464288240 1869 49630 SH SOLE 49630 0 0 ISHARES TR MSCI EMG MKT ETF COM 464287234 1583 46376 SH SOLE 46376 0 0 ISHARES TR RUS 1000 ETF COM 464287622 1676 11845 SH SOLE 11845 0 0 ISHARES TR SHRT NAT MUN ETF COM 464288158 22786 214358 SH SOLE 214358 0 0 ISHARES TR USA QUALITY FCTR COM 46432F339 2078 25641 SH SOLE 20641 0 0 JAPAN SMALLER CAPITALIZATION COM COM 47109U104 7882 1118031 SH SOLE 1041031 0 0 KAYNE ANDERSON MDSTM ENERGY COM COM 48661e108 5553 1667448 SH SOLE 1667448 0 0 LANDCADIA HLDGS II INC CL A COM 51476x105 802 81825 SH SOLE 81825 0 0 LAZARD GLOBAL TOTAL RETURN & COM COM 52106W103 4934 410806 SH SOLE 410806 0 0 LF CAP ACQUISITION CORP CL A COM 50200k108 632 61675 SH SOLE 61675 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT COM 530158104 6751 1394732 SH SOLE 1394732 0 0 LIBERTY ALL-STAR GROWTH FD I COM COM 529900102 103 22170 SH SOLE 22170 0 0 LIV CAP ACQUISITION CORP CL A ADDED COM G5510C108 1904 200000 SH SOLE 56500 0 0 MANNING & NAPIER INC CL A COM 56382q102 319 254942 SH SOLE 254942 0 0 MEGALITH FINL ACQUISITION CO CL A COM COM 58518F109 836 81230 SH SOLE 81230 0 0 MERIDA MERGER CORP I COM COM 58953M106 2708 279500 SH SOLE 266500 0 0 MEXICO FD INC COM COM 592835102 161 19300 SH SOLE 19300 0 0 MFS GOVT MKTS INCOME TR SH BEN INT COM 552939100 20945 4623539 SH SOLE 3633539 0 0 MFS INTER INCOME TR SH BEN INT COM 55273C107 16483 4578477 SH SOLE 4213964 0 0 MFS INVT GRADE MUN TR SH BEN INT COM 59318b108 6671 727528 SH SOLE 727528 0 0 MONOCLE ACQUISITION CORP COM COM 609754106 141 14000 SH SOLE 14000 0 0 MORGAN STANLEY INDIA INVS FD COM COM 61745C105 2427 189477 SH SOLE 189477 0 0 NETFIN ACQUISITION CORP SHS CL A COM g6455a107 179 18200 SH SOLE 18200 0 0 NEW GERMANY FD INC COM COM 644465106 8820 759726 SH SOLE 749049 0 0 NEW PROVIDENCE ACQUISITION COM CL A COM 64822P106 227 23200 SH SOLE 23200 0 0 NEXPOINT STRATEGIC OPORTUNT COM NEW COM 65340G205 2611 316087 SH SOLE 316087 0 0 NUVEEN AMT FREE MUN CR INC F COM COM 67071L106 15760 1073568 SH SOLE 1073568 0 0 NUVEEN AMT FREE QLTY MUN INC COM COM 670657105 110901 8190633 SH SOLE 7495333 0 0 NUVEEN CA QUALTY MUN INCOME COM COM 67066Y105 3869 282592 SH SOLE 282592 0 0 NUVEEN CALIFORNIA AMT QLT MU COM COM 670651108 1145 80876 SH SOLE 80876 0 0 NUVEEN CORE EQUITY ALPHA FD COM COM 67090X107 2279 212598 SH SOLE 212598 0 0 NUVEEN INT DUR QUAL MUN TRM COM COM 670677103 5791 434435 SH SOLE 434435 0 0 NUVEEN INTER DURATION MN TMF COM COM 670671106 2242 172599 SH SOLE 172599 0 0 NUVEEN MUN 2021 TARGET TERM COM COM 670687102 7150 756659 SH SOLE 756659 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT COM 67070X101 3365 239182 SH SOLE 239182 0 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS COM 670699107 550 28928 SH SOLE 28928 0 0 NUVEEN NEW YORK AMT QLT MUNI COM COM 670656107 121841 9747240 SH SOLE 9358265 0 0 NUVEEN NEW YORK MUN VALUE FD COM COM 670706100 2316 170494 SH SOLE 170494 0 0 NUVEEN NEW YORK QLT MUN INC COM COM 67066X107 11536 878632 SH SOLE 878632 0 0 NUVEEN OHIO QLTY MUN INCOME COM COM 670980101 10979 745350 SH SOLE 745350 0 0 NUVEEN PENNSYLVANIA QLT MUN COM COM 670972108 379 28500 SH SOLE 28500 0 0 NUVEEN QUALITY MUNCP INCOME COM COM 67066V101 175237 12753789 SH SOLE 11999564 0 0 NUVEEN REAL ESTATE INCOME FD COM COM 67071b108 1417 208638 SH SOLE 208638 0 0 OPES ACQUISITION CORP COM COM 68373p100 288 27575 SH SOLE 27575 0 0 ORISUN ACQUISITION CORP COM COM 68632T109 133 13100 SH SOLE 13100 0 0 OSPREY TECHNLGY AQUISTION CO COM CL A COM 68839R104 2480 255150 SH SOLE 255150 0 0 PIONEER DIVERSIFIED HIGH INC COM COM 723653101 20136 1919557 SH SOLE 1824557 0 0 PIONEER MUN HIGH INCOME ADVA COM COM 723762100 8753 859837 SH SOLE 859837 0 0 PROFICIENT ALPHA ACQUSTN COR COM COM 74317h105 205 20300 SH SOLE 20300 0 0 PUTNAM MANAGED MUN INCOME TR COM COM 746823103 990 137501 SH SOLE 137501 0 0 RIVERNORTH MARKETPLACE LENDI COM COM 76882B108 5199 321704 SH SOLE 321704 0 0 ROYCE VALUE TR INC COM COM 780910105 189 19500 SH SOLE 19500 0 0 SC HEALTH CORP COM CL A COM g78516203 4593 457050 SH SOLE 457050 0 0 SCHULTZE SPL PURP ACQUSTN CO COM COM 80821r109 1586 156725 SH SOLE 156725 0 0 SILVER SPIKE ACQUISITION COR CL A SHS COM G8136L106 6548 666150 SH SOLE 666150 0 0 SOFTWARE ACQUISITION GROUP I COM CL A ADDED COM 83406B101 1582 161283 SH SOLE 161283 0 0 SPDR S&P 500 ETF TR TR UNIT COM 78462F103 3255 12628 SH SOLE 12628 0 0 SPDR SER TR NUVEEN BLMBRG SR COM 78468R739 5194 106226 SH SOLE 106226 0 0 STABLE RD ACQUISITION CORP COM CL A COM 85236Q109 1248 128000 SH SOLE 18000 0 0 SWISS HELVETIA FD INC COM COM 870875101 713 102605 SH SOLE 102605 0 0 SWITCHBACK ENERGY ACQUISTN C COM CL A COM 87105M102 4583 474900 SH SOLE 324900 0 0 TAIWAN FD INC COM COM 874036106 2382 144831 SH SOLE 144831 0 0 TEKLA HEALTHCARE INVS SH BEN INT COM 87911J103 8654 485907 SH SOLE 473907 0 0 TEKLA HEALTHCARE OPPORTUNITI SHS COM 879105104 4498 292843 SH SOLE 292843 0 0 TEKLA LIFE SCIENCES INVS SH BEN INT COM 87911k100 2061 137555 SH SOLE 137555 0 0 TEMPLETON DRAGON FD INC COM COM 88018T101 2728 159998 SH SOLE 159998 0 0 TEMPLETON EMERGING MKTS FD I COM COM 880191101 1328 119101 SH SOLE 119101 0 0 TENZING ACQUISITION CORP ORD SHS COM g8708a116 138 13150 SH SOLE 13150 0 0 TOTTENHAM ACQUISITION I LTD SHS COM g8959n106 591 56300 SH SOLE 56300 0 0 TRI CONTL CORP COM COM 895436103 1592 76148 SH SOLE 76148 0 0 TRINE ACQUISITION CORP COM CL A COM 89628u108 113 11400 SH SOLE 11400 0 0 TUSCAN HLDGS CORP II COM COM 90070a103 146 15000 SH SOLE 15000 0 0 TUSCAN HOLDINGS CORP COM COM 90069k104 229 22950 SH SOLE 22950 0 0 UNION ACQUISITION CORP II SHS COM G9402Q100 1447 147975 SH SOLE 147975 0 0 VANECK VECTORS ETF TR AMT FREE SHORT M COM 92189f528 646 37143 SH SOLE 37143 0 0 VANGUARD BD INDEX FDS LONG TERM BOND COM 921937793 757 7090 SH SOLE 7090 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND COM 921937827 4432 53925 SH SOLE 53925 0 0 VANGUARD INDEX FDS GROWTH ETF COM 922908736 64925 414352 SH SOLE 404962 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS COM 922908363 161674 682688 SH SOLE 656688 0 0 VANGUARD INDEX FDS SMALL CP ETF COM 922908751 54069 468377 SH SOLE 457577 0 0 VANGUARD INDEX FDS TOTAL STK MKT COM 922908769 38746 300564 SH SOLE 300564 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US COM 922042775 20703 504711 SH SOLE 504711 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF COM 922042858 60083 1790863 SH SOLE 1738083 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF COM 922042874 56049 1295024 SH SOLE 1244999 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF COM 922042866 31325 567898 SH SOLE 550898 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD COM 92206c813 389 4000 SH SOLE 4000 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF COM 921943858 286 8593 SH SOLE 8593 0 0 VANGUARD WORLD FD ESG US STK ETF COM 921910733 25249 551411 SH SOLE 535701 0 0 VANGUARD WORLD FDS INF TECH ETF COM 92204A702 967 4565 SH SOLE 4565 0 0 VOYA EMERGING MKTS HIGH DIVI COM COM 92912P108 344 59077 SH SOLE 59077 0 0 VOYA GLBL ADV & PREM OPP FD COM COM 92912R104 701 91489 SH SOLE 91489 0 0 VOYA GLBL EQTY DIV & PREM OP COM COM 92912T100 20579 4512954 SH SOLE 4427954 0 0 VOYA INFRASTRUCTURE INDLS & COM COM 92912X101 4410 542440 SH SOLE 542440 0 0 VOYA INTL HIGH DIVID EQTY IN COM COM 92912Y109 1130 295142 SH SOLE 295142 0 0 WEALTHBRIDGE ACQUISITION LTD SHS COM G4887W110 439 42863 SH SOLE 42863 0 0 WELLS FARGO GLOBAL DIVIDEND COM COM 94987C103 1625 439233 SH SOLE 439233 0 0 WESTERN ASSET HGH YLD DFNDFD COM COM 95768b107 218 17650 SH SOLE 17650 0 0 WESTERN ASSET INVESTMENT GRA COM COM 95766T100 305 22878 SH SOLE 22878 0 0 WESTERN ASSET INVT GRADE DEF COM COM 95790A101 201 10752 SH SOLE 10752 0 0 WESTERN ASSET MANAGED MUNS F COM COM 95766M105 952 79629 SH SOLE 79629 0 0 WESTERN ASSET MUN HIGH INCOM COM COM 95766N103 179 25322 SH SOLE 25322 0 0 WESTERN ASSET MUN PARTNERS F COM COM 95766P108 3604 263818 SH SOLE 263818 0 0 WESTERN ASSET PREMIER BD FD SHS BEN INT COM 957664105 2918 258886 SH SOLE 250686 0 0 WESTERN ASST INFLTN LKD INM COM SH BEN INT COM 95766Q106 71407 6794162 SH SOLE 5921162 0 0