The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM FD COM | COM | 003009107 | 50 | 11,750 | SH | SOLE | 11,750 | 0 | 0 | ||
ABERDEEN EMERGING MARKETS EQUITY INCOME FUND INC | COM | 00301w105 | 3,632 | 476,604 | SH | SOLE | 476,604 | 0 | 0 | ||
ABERDEEN JAPAN EQUITY FUND INC | COM | 00306J109 | 7,839 | 1,007,587 | SH | SOLE | 1,007,587 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVID | COM | 00326l100 | 721 | 80,590 | SH | SOLE | 80,590 | 0 | 0 | ||
ACAMAR PARTNERS ACQ CORP; TNT ACQ DT: 2/22/21; CA | COM | 004285102 | 10,599 | 1,062,000 | SH | SOLE | 1,062,000 | 0 | 0 | ||
ALLEGRO MERGER ACQ CORP; TNT ACQ DT: 1/3/202, CAS | COM | 01749n103 | 24,700 | 2,416,832 | SH | SOLE | 2,200,332 | 216,500 | 0 | ||
ALLIANCEBERNSTEIN NATL MUNI IN COM | COM | 01864u106 | 3,026 | 216,441 | SH | SOLE | 216,441 | 0 | 0 | ||
ALLIANZGI EQUITY & CONVERTIB | COM | 018829101 | 6,309 | 278,437 | SH | SOLE | 278,437 | 0 | 0 | ||
AMCI ACQUISITION CORP: TNT ACQ DT; 5/16/2020; CAS | COM | 00165r101 | 25,486 | 2,523,338 | SH | SOLE | 2,171,338 | 352,000 | 0 | ||
AMPLITUDE HEALTHCARE ACQ CORP UNIT; TNT ACQ DT: 1 | COM | 03212A204 | 758 | 75,327 | SH | SOLE | 75,327 | 0 | 0 | ||
ANDINA ACQ CORP; TNT ACQ DT: 7/29/2020; CASH: $10 | COM | G04415108 | 3,487 | 343,575 | SH | SOLE | 343,575 | 0 | 0 | ||
BLACKROCK CALIFORNIA MUNICIPAL INCOME TR | COM | 09248E102 | 14,224 | 1,048,960 | SH | SOLE | 1,048,960 | 0 | 0 | ||
BLACKROCK ENHANCED GLOBAL DIVIDEND TRUST | COM | 092501105 | 6,835 | 621,927 | SH | SOLE | 621,927 | 0 | 0 | ||
BLACKROCK ENHANCED GOVT FD INC COM | COM | 09255K108 | 281 | 21,342 | SH | SOLE | 21,342 | 0 | 0 | ||
BLACKROCK ENHANCED INTERNATIONAL DIVIDEND TRUST | COM | 092524107 | 6,852 | 1,163,343 | SH | SOLE | 1,163,343 | 0 | 0 | ||
BLACKROCK FL MUNI 2020 TERM | COM | 09250m109 | 1,336 | 92,311 | SH | SOLE | 92,311 | 0 | 0 | ||
BLACKROCK INCOME TR INC COM | COM | 09247F100 | 54,927 | 9,078,765 | SH | SOLE | 8,194,765 | 884,000 | 0 | ||
BLACKROCK INS MUNI INCOME TR | COM | 092479104 | 14,894 | 1,060,049 | SH | SOLE | 1,060,049 | 0 | 0 | ||
BLACKROCK MUNI INTER DR FD INC COM | COM | 09253X102 | 295 | 20,698 | SH | SOLE | 20,698 | 0 | 0 | ||
BLACKROCK MUNI NY INT DUR FD | COM | 09255F109 | 182 | 11,896 | SH | SOLE | 11,896 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS CALI QLTY COM | COM | 09254L107 | 15,641 | 1,117,992 | SH | SOLE | 1,117,992 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS IN II | COM | 09254C107 | 2,696 | 213,796 | SH | SOLE | 213,796 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS INSUR | COM | 09254A101 | 5,031 | 400,234 | SH | SOLE | 400,234 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND | COM | 09254P108 | 5,834 | 439,009 | SH | SOLE | 439,009 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS NY INSURED FD | COM | 09255c106 | 31,025 | 2,276,226 | SH | SOLE | 2,276,226 | 0 | 0 | ||
BLACKROCK MUNIYIELD CA INSUR | COM | 09254N103 | 12,805 | 901,146 | SH | SOLE | 901,146 | 0 | 0 | ||
BLACKROCK MUNIYIELD INSURED | COM | 09254e103 | 73,384 | 5,435,875 | SH | SOLE | 5,435,875 | 0 | 0 | ||
BLACKROCK MUNIYIELD NY INSUR | COM | 09255E102 | 18,218 | 1,391,740 | SH | SOLE | 1,391,740 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUAL II | COM | 09254G108 | 15,608 | 1,200,589 | SH | SOLE | 1,200,589 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUALITY | COM | 09254f100 | 1,239 | 82,353 | SH | SOLE | 82,353 | 0 | 0 | ||
BLACKROCK MUNIYLD MICH QLTY FD COM | COM | 09254V105 | 8,926 | 628,831 | SH | SOLE | 628,831 | 0 | 0 | ||
BLACKROCK NEW YORK MUN II | COM | 09249R102 | 2,497 | 173,292 | SH | SOLE | 173,292 | 0 | 0 | ||
BLACKROCK NEW YORK MUNI INC | COM | 09248l106 | 3,269 | 233,153 | SH | SOLE | 233,153 | 0 | 0 | ||
BLACKROCK NY MUNI INC QLTY TR COM | COM | 09249U105 | 3,110 | 226,178 | SH | SOLE | 226,178 | 0 | 0 | ||
BLACKROCK NY MUNICIPAL BOND TR COM | COM | 09249P106 | 1,092 | 72,270 | SH | SOLE | 72,270 | 0 | 0 | ||
BLACKROCK RES & COMM STRAT TR SHS | COM | 09257A108 | 81 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BNY MELLON MUNICIPAL INCOME, INC | COM | 05589T104 | 1,043 | 117,313 | SH | SOLE | 117,313 | 0 | 0 | ||
BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | COM | 10319t101 | 29,968 | 2,949,600 | SH | SOLE | 2,745,100 | 204,500 | 0 | ||
BRANDYWINEGLOBAL GLOBAL INC OPP FD INC | COM | 10537L104 | 152 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FU | COM | 11273Q109 | 281 | 20,175 | SH | SOLE | 20,175 | 0 | 0 | ||
CF FINANCE ACQ CORP; TNT ACQ DT: 6/13/2020; CASH: | COM | 12528n107 | 12,377 | 1,209,900 | SH | SOLE | 1,200,750 | 9,150 | 0 | ||
CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | COM | 16166a103 | 125 | 11,475 | SH | SOLE | 11,475 | 0 | 0 | ||
CHINA FD INC COM | COM | 169373107 | 4,265 | 202,214 | SH | SOLE | 202,214 | 0 | 0 | ||
CLEARBRIDGE ENERGY MLP FUND | COM | 184692101 | 2,743 | 243,619 | SH | SOLE | 243,619 | 0 | 0 | ||
CORNERSTONE STRATEGIC VALUE | COM | 21924b302 | 10,315 | 920,186 | SH | SOLE | 886,041 | 34,145 | 0 | ||
CRESCENT ACQ CORP; TNT ACQ DT: 3/8/21; CASH: $10. | COM | 22564l105 | 12,719 | 1,269,325 | SH | SOLE | 1,269,325 | 0 | 0 | ||
DIAMONDPEAK ACQ CORP; TNT ACQ DT: 2/28/21; CASH: | COM | 25280h100 | 8,532 | 857,500 | SH | SOLE | 756,225 | 101,275 | 0 | ||
DISNEY WALT CO COM DISNEY | COM | 254687106 | 364 | 2,515 | SH | SOLE | 2,515 | 0 | 0 | ||
DTF TAX-FREE INCOME INC COM | COM | 23334J107 | 30,606 | 2,067,952 | SH | SOLE | 2,067,952 | 0 | 0 | ||
DUFF & PHELPS UTILITY & CORPORATE BOND TR | COM | 26432k108 | 68,536 | 7,498,502 | SH | SOLE | 6,675,827 | 822,675 | 0 | ||
DWS MUNICIPAL INCOME TRUST | COM | 233368109 | 9,717 | 857,619 | SH | SOLE | 857,619 | 0 | 0 | ||
EAGLE GROWTH & INCOME FUND | COM | 26958j105 | 13,427 | 788,428 | SH | SOLE | 788,428 | 0 | 0 | ||
EATON VANCE CA MUNI INC TRST | COM | 27826F101 | 8,572 | 635,911 | SH | SOLE | 635,911 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD COM | COM | 27828A100 | 24,845 | 2,208,419 | SH | SOLE | 2,208,419 | 0 | 0 | ||
EATON VANCE MUN BD FD COM | COM | 27827X101 | 113,253 | 8,792,919 | SH | SOLE | 8,706,689 | 86,230 | 0 | ||
EATON VANCE MUNICIPAL INCOME | COM | 27826U108 | 377 | 29,545 | SH | SOLE | 29,545 | 0 | 0 | ||
EATON VANCE NEW YORK MUN BD FD COM | COM | 27827Y109 | 13,956 | 1,155,302 | SH | SOLE | 1,155,302 | 0 | 0 | ||
EATON VANCE NY MUNICIPAL INC | COM | 27826w104 | 796 | 59,410 | SH | SOLE | 59,410 | 0 | 0 | ||
EATON VANCE SENIOR INCOME TR | COM | 27826S103 | 94 | 14,600 | SH | SOLE | 14,600 | 0 | 0 | ||
EDTECHX HOLDINGS ACQ CORP; TNT ACT DT: 4/5/2020; | COM | 28138x103 | 8,242 | 802,550 | SH | SOLE | 734,050 | 68,500 | 0 | ||
EUROPEAN EQUITY FUND COM | COM | 298768102 | 2,225 | 237,194 | SH | SOLE | 237,194 | 0 | 0 | ||
FEDERATED PREMIER MUNI INC | COM | 31423P108 | 1,406 | 99,733 | SH | SOLE | 99,733 | 0 | 0 | ||
FELLAZO ACQ CORP; TNT ACQ DT: 7/25/20; CASH $10.0 | COM | G3362K112 | 1,602 | 160,825 | SH | SOLE | 160,825 | 0 | 0 | ||
FIRST TR ABERDEEN GLBL OPP FD COM SHS | COM | 337319107 | 29,340 | 2,622,006 | SH | SOLE | 2,622,006 | 0 | 0 | ||
FORUM MERGER II ACQ CORP; TNT ACT DT: 2/3/2020; C | COM | 34986f103 | 20,420 | 1,999,988 | SH | SOLE | 1,871,988 | 128,000 | 0 | ||
GABELLI DIVD & INCOME TR COM | COM | 36242H104 | 8,009 | 364,854 | SH | SOLE | 364,854 | 0 | 0 | ||
GABELLI HLTHCARE & WELLNESS TR SHS | COM | 36246K103 | 12,057 | 1,046,640 | SH | SOLE | 1,046,640 | 0 | 0 | ||
GIGCAPITAL2 ACQ CORP; TNT ACQ DT: 12/6/2020, CASH | COM | 375036100 | 25,785 | 2,596,725 | SH | SOLE | 2,596,725 | 0 | 0 | ||
GORDON POINTE ACQ CORP; TNT ACT DT: 7/25/2019; CA | COM | 382788107 | 3,551 | 335,314 | SH | SOLE | 335,314 | 0 | 0 | ||
GRAF INDUSTRIAL ACQ CORP; TNT ACQ DT: 9/7/2020; C | COM | 384278107 | 15,672 | 1,537,975 | SH | SOLE | 1,537,975 | 0 | 0 | ||
GREENVISION ACQ CORP; TNT ACQ DT: 11/19/20; CASH: | COM | 39678G103 | 3,880 | 394,750 | SH | SOLE | 394,750 | 0 | 0 | ||
GX ACQ CORP; TNT ACQ DT: 5/20/21; CASH: $10.00 | COM | 36251a107 | 4,198 | 421,950 | SH | SOLE | 421,950 | 0 | 0 | ||
HARTFORD MULTIFACTOR DEV MKTS | COM | 518416102 | 16,200 | 551,581 | SH | SOLE | 551,581 | 0 | 0 | ||
HENNESSY CAPITAL ACQ CORP IV; TNT ACQ DT: 9/1/202 | COM | 42589c104 | 35,701 | 3,513,900 | SH | SOLE | 3,299,900 | 214,000 | 0 | ||
HOME DEPOT INC COM | COM | 437076102 | 393 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
INSIGHT SELECT INCOME FUND | COM | 45781w109 | 12,929 | 645,474 | SH | SOLE | 498,174 | 147,300 | 0 | ||
INSURANCE ACQUISITION CORP. TNT ACQ DT: 9/22/20; | COM | 457867109 | 1,552 | 155,500 | SH | SOLE | 155,500 | 0 | 0 | ||
INVESCO TR INVT GRADE MUNS COM | COM | 46131M106 | 2,133 | 166,017 | SH | SOLE | 166,017 | 0 | 0 | ||
INVESCO VAN KAMPEN SENIOR INCOME TR | COM | 46131h107 | 75 | 17,463 | SH | SOLE | 17,463 | 0 | 0 | ||
INVESCO VRDO TAX-FREE WEEKLY ETF | COM | 46138g862 | 374 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ISHARES CORE DIVIDEND GROWTH ETF | COM | 46434v621 | 33,940 | 806,746 | SH | SOLE | 786,121 | 20,625 | 0 | ||
ISHARES CORE S&P500 ETF | COM | 464287200 | 91,435 | 282,872 | SH | SOLE | 282,872 | 0 | 0 | ||
ISHARES EDGE MSCI USA QUALITY | COM | 46432F339 | 15,492 | 153,385 | SH | SOLE | 148,385 | 5,000 | 0 | ||
ISHARES MSCI ACWI INDEX FUND | COM | 464288257 | 7,042 | 88,859 | SH | SOLE | 88,859 | 0 | 0 | ||
ISHARES MSCI CDA ETF | COM | 464286509 | 16,725 | 559,536 | SH | SOLE | 559,536 | 0 | 0 | ||
ISHARES MSCI CHINA ETF | COM | 46429b671 | 3,955 | 61,710 | SH | SOLE | 61,710 | 0 | 0 | ||
ISHARES MSCI JAPAN ETF | COM | 46434G822 | 13,461 | 227,222 | SH | SOLE | 227,222 | 0 | 0 | ||
ISHARES SHORT TERM NATIONAL MUNI BOND | COM | 464288158 | 35,058 | 328,319 | SH | SOLE | 328,319 | 0 | 0 | ||
ISHARES TR CORE MSCI EURO | COM | 46434V738 | 2,444 | 49,004 | SH | SOLE | 49,004 | 0 | 0 | ||
ISHARES TR EUROPE ETF | COM | 464287861 | 1,047 | 22,285 | SH | SOLE | 22,285 | 0 | 0 | ||
ISHARES TR MSCI ACWI EX US | COM | 464288240 | 3,222 | 65,592 | SH | SOLE | 65,592 | 0 | 0 | ||
ISHARES TR MSCI EMG MKT ETF | COM | 464287234 | 858 | 19,116 | SH | SOLE | 19,116 | 0 | 0 | ||
JAPAN SMALLER CAPTLZTN FD INC COM | COM | 47109U104 | 9,216 | 1,030,352 | SH | SOLE | 953,352 | 77,000 | 0 | ||
JOHN HANCOCK TAX-ADV GLOBAL SHRHLDR YIELD | COM | 41013p749 | 9,685 | 1,369,848 | SH | SOLE | 1,299,948 | 69,900 | 0 | ||
KAYNE ANDERSON MIDSTREAM/ENE | COM | 48661e108 | 17,728 | 1,685,137 | SH | SOLE | 1,685,137 | 0 | 0 | ||
LANCADIA II ACQ CORP; TNT ACQ DT: 5/6/21; CASH $1 | COM | 51476x105 | 14,563 | 1,475,443 | SH | SOLE | 1,325,443 | 150,000 | 0 | ||
LAZARD GLB TTL RET&INCM FD INC COM | COM | 52106W103 | 6,179 | 373,331 | SH | SOLE | 373,331 | 0 | 0 | ||
LEO HOLDINGS ACQ CORP; TNT ACQ DT: 2/15/2020: CAS | COM | G5463l105 | 3,705 | 358,275 | SH | SOLE | 358,275 | 0 | 0 | ||
LF CAPITAL ACQ CORP; TNT ACT DT: 6/20/2020; CASH | COM | 50200k108 | 23,305 | 2,249,500 | SH | SOLE | 2,243,775 | 5,725 | 0 | ||
MANNING & NAPIER, INC. | COM | 56382q102 | 444 | 254,942 | SH | SOLE | 254,942 | 0 | 0 | ||
MEGALITH FINANCIAL ACQ CORP; TNT ACT DT: 5/24/20; | COM | 58518F109 | 22,429 | 2,186,015 | SH | SOLE | 2,155,515 | 30,500 | 0 | ||
MEREDIA ACQ CORP; TNT ACQ DT: 11/5/21; CASH: $10. | COM | 58953M106 | 3,463 | 355,500 | SH | SOLE | 342,500 | 13,000 | 0 | ||
MFS GOVT MKTS INCOME TR SH BEN INT | COM | 552939100 | 22,578 | 4,918,985 | SH | SOLE | 4,918,985 | 0 | 0 | ||
MFS INVT GRADE MUN TR SH BEN INT | COM | 59318b108 | 9,100 | 931,725 | SH | SOLE | 931,725 | 0 | 0 | ||
MONOCLE ACQ CORP; TNT ACQ DT: 11/7/2020; CASH: $1 | COM | 609754106 | 28,731 | 2,822,250 | SH | SOLE | 2,822,250 | 0 | 0 | ||
MORGAN STANLEY INDIA INVS FD COM | COM | 61745C105 | 3,442 | 173,065 | SH | SOLE | 173,065 | 0 | 0 | ||
MUDRICK CAPITAL ACQ CORP; TNT ACQ DT: 02/08/2020; | COM | 624745105 | 12,852 | 1,245,345 | SH | SOLE | 1,245,345 | 0 | 0 | ||
NETFIN ACQ CORP; TNT ACQ DT: 01/31/2021; CASH: $1 | COM | g6455a107 | 19,094 | 1,918,950 | SH | SOLE | 1,543,950 | 375,000 | 0 | ||
NEW GERMANY FD INC COM | COM | 644465106 | 11,914 | 759,810 | SH | SOLE | 759,810 | 0 | 0 | ||
NEW PROVIDENCE ACQ CORP; TNT ACQ DT: 3/1/2021; CA | COM | 64822P106 | 13,033 | 1,321,850 | SH | SOLE | 1,321,850 | 0 | 0 | ||
NUVEEN AMT-FREE MUN INCOME FD COM | COM | 670657105 | 98,226 | 6,830,748 | SH | SOLE | 6,830,748 | 0 | 0 | ||
NUVEEN CALIFORNIA AMT-FREE | COM | 670651108 | 1,569 | 103,157 | SH | SOLE | 103,157 | 0 | 0 | ||
NUVEEN CALIFORNIA DVD ADVANTAGE MUNI FD | COM | 67066Y105 | 1,494 | 100,322 | SH | SOLE | 100,322 | 0 | 0 | ||
NUVEEN DIVID ADVANTAGE MUN FD COM | COM | 67066V101 | 124,028 | 8,495,064 | SH | SOLE | 7,889,864 | 605,200 | 0 | ||
NUVEEN INT DUR QUAL MUN TRM FD COM | COM | 670677103 | 6,115 | 440,535 | SH | SOLE | 440,535 | 0 | 0 | ||
NUVEEN INTER DURATION MN TMFD COM | COM | 670671106 | 2,808 | 201,857 | SH | SOLE | 201,857 | 0 | 0 | ||
NUVEEN MUNI 2021 TGT TRM FD | COM | 670687102 | 8,387 | 857,608 | SH | SOLE | 857,608 | 0 | 0 | ||
NUVEEN NY AMT FREE MUN INCOME COM | COM | 670656107 | 98,788 | 7,279,895 | SH | SOLE | 7,279,895 | 0 | 0 | ||
NUVEEN NY DIVID ADVNTG MUN FD COM | COM | 67066X107 | 12,901 | 908,522 | SH | SOLE | 908,522 | 0 | 0 | ||
NUVEEN NY MUNI VALUE FUND 2 | COM | 670706100 | 2,287 | 159,988 | SH | SOLE | 159,988 | 0 | 0 | ||
NUVEEN OHIO QUALITY INCOME MUN COM | COM | 670980101 | 10,294 | 667,384 | SH | SOLE | 667,384 | 0 | 0 | ||
NUVEEN PA INVT QUALITY MUN FD COM | COM | 670972108 | 403 | 28,500 | SH | SOLE | 28,500 | 0 | 0 | ||
NUVEEN REAL ESTATE INCOME FD | COM | 67071b108 | 1,744 | 164,235 | SH | SOLE | 164,235 | 0 | 0 | ||
NUVEEN SENIOR INCOME FUND | COM | 67067y104 | 69 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
OPES ACQ CORP; TNT ACQ DT: 9/4/2019; CASH: $10.10 | COM | 68373p100 | 5,714 | 543,150 | SH | SOLE | 543,150 | 0 | 0 | ||
ORISUN ACQ CORP; TNT ACQ DT: 08/04/2019; CASH: $1 | COM | 68632T109 | 4,304 | 432,525 | SH | SOLE | 432,525 | 0 | 0 | ||
OSPREY TECH ACQ CORP; TNT ACQ DT: 10/31/21; CASH | COM | 68839R104 | 2,681 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
PIONEER DIVERSIFIED HIGH INCOME TRUST | COM | 723653101 | 26,719 | 1,795,654 | SH | SOLE | 1,795,654 | 0 | 0 | ||
PIONEER MUNI HI INC ADV TRST | COM | 723762100 | 689 | 63,779 | SH | SOLE | 63,779 | 0 | 0 | ||
PIVOTAL ACQ CORP II; TNT ACQ DT: 1/21/2021; CASH: | COM | 72582K100 | 3,504 | 352,500 | SH | SOLE | 352,500 | 0 | 0 | ||
PROFICIENT ALPHA ACQ CORP; TNT ACQ DT: 5/29/20; C | COM | 74317h105 | 1,160 | 115,350 | SH | SOLE | 115,350 | 0 | 0 | ||
PURE ACQ CORP; TNT ACT DT: 10/15/2019; CASH: $10. | COM | 74621Q106 | 29,840 | 2,877,550 | SH | SOLE | 2,877,550 | 0 | 0 | ||
REPLAY ACQ CORP; TNT ACQ DT: 4/4/21; CASH $10.00 | COM | G75130107 | 1,528 | 152,325 | SH | SOLE | 152,325 | 0 | 0 | ||
RMG ACQ CORP; TNT ACQ DT: 2/8/2021; CASH $10.00 | COM | 749641106 | 998 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SC HEALTH ACQ CORP; TNT ACQ DT: 01/12/2021; CASH: | COM | g78516203 | 2,997 | 301,525 | SH | SOLE | 301,525 | 0 | 0 | ||
SCHULTZE SPECIAL ACQ CRP; TNT ACT DT: 06/11/2020; | COM | 80821r109 | 15,225 | 1,504,403 | SH | SOLE | 1,504,403 | 0 | 0 | ||
SEMPRA ENERGY COM | COM | 816851109 | 303 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SILVER SPIKE ACQ CORP; TNT ACQ DT: 02/08/21; CASH | COM | G8136L106 | 6,751 | 681,250 | SH | SOLE | 681,250 | 0 | 0 | ||
SPARTAN ENERGY ACQ CORP; TNT ACQ DT: 8/10/2020; C | COM | 846784106 | 10,514 | 1,034,000 | SH | SOLE | 1,034,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR TR UNIT | COM | 78462F103 | 22,187 | 68,933 | SH | SOLE | 68,933 | 0 | 0 | ||
SPDR SER TR NUVN BR SHT MUNI | COM | 78468R739 | 4,631 | 94,297 | SH | SOLE | 94,297 | 0 | 0 | ||
SWISS HELVETIA FD INC COM | COM | 870875101 | 864 | 102,698 | SH | SOLE | 102,698 | 0 | 0 | ||
SWITCHBACK ENERGY ACQ CORP; TNT ACQ DT: 07/26/202 | COM | 87105M102 | 4,738 | 482,975 | SH | SOLE | 332,975 | 150,000 | 0 | ||
TAIWAN FD INC COM | COM | 874036106 | 2,880 | 139,941 | SH | SOLE | 139,941 | 0 | 0 | ||
TEKLA HEALTHCARE OPPORTUNIT FD SHS | COM | 879105104 | 5,197 | 272,540 | SH | SOLE | 272,540 | 0 | 0 | ||
TEKLA HEATHCARE INVESTORS | COM | 87911J103 | 5,838 | 279,608 | SH | SOLE | 267,608 | 12,000 | 0 | ||
TEKLA LIFE SCIENCES INVESTORS | COM | 87911k100 | 2,363 | 135,565 | SH | SOLE | 135,565 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FD INC COM | COM | 880191101 | 1,612 | 103,382 | SH | SOLE | 103,382 | 0 | 0 | ||
TENZING ACQ CORP; TNT ACQ DT: 2/21/2020; CASH: $1 | COM | g8708a116 | 3,941 | 376,450 | SH | SOLE | 241,450 | 135,000 | 0 | ||
Tortoise ACQ CORP; TNT ACQ DT: 2/28/2021, CASH: $ | COM | 89154l100 | 14,619 | 1,463,405 | SH | SOLE | 1,463,405 | 0 | 0 | ||
TOTTENHAM ACQ CORP; TNT ACQ DT: 8/2/2019; CASH: $ | COM | g8959n106 | 4,224 | 403,050 | SH | SOLE | 397,275 | 5,775 | 0 | ||
TRINE ACQ CORP; TNT ACQ DT: 3/19/2021, CASH: $10. | COM | 89628u108 | 11,661 | 1,168,450 | SH | SOLE | 1,168,450 | 0 | 0 | ||
TUSCAN HOLDINGS ACQ CORP; TNT ACQ DT: 12/5/2020; | COM | 90069k104 | 14,731 | 1,479,025 | SH | SOLE | 1,339,025 | 140,000 | 0 | ||
TUSCAN HOLDINGS II ACQ CORP; TNT ACQ DT: 4/12/21; | COM | 90070a103 | 7,911 | 802,325 | SH | SOLE | 802,325 | 0 | 0 | ||
VANECK VECTORS ETF TR AMT FREE SHORT M | COM | 92189f528 | 661 | 37,143 | SH | SOLE | 37,143 | 0 | 0 | ||
VANGUARD BD INDEX FD INC LONG TERM BOND | COM | 921937793 | 73,884 | 736,341 | SH | SOLE | 736,341 | 0 | 0 | ||
VANGUARD BD INDEX FD INC SHORT TRM BOND | COM | 921937827 | 10,751 | 133,375 | SH | SOLE | 133,375 | 0 | 0 | ||
VANGUARD BD INDEX FD INC TOTAL BND MRKT | COM | 921937835 | 12,042 | 143,598 | SH | SOLE | 143,598 | 0 | 0 | ||
VANGUARD ESG US STOCK ETF | COM | 921910733 | 470 | 8,310 | SH | SOLE | 8,310 | 0 | 0 | ||
VANGUARD FTSE PACIFIC ETF | COM | 922042866 | 46,426 | 667,233 | SH | SOLE | 667,233 | 0 | 0 | ||
VANGUARD GROWTH ETF | COM | 922908736 | 54,606 | 299,755 | SH | SOLE | 299,755 | 0 | 0 | ||
VANGUARD INDEX FDS S&P 500 ETF SH | COM | 922908363 | 299,136 | 1,011,278 | SH | SOLE | 1,011,278 | 0 | 0 | ||
VANGUARD INDEX FDS SMALL CP ETF | COM | 922908751 | 104,990 | 633,846 | SH | SOLE | 633,846 | 0 | 0 | ||
VANGUARD INDEX FDS TOTAL STK MKT | COM | 922908769 | 66,775 | 408,112 | SH | SOLE | 408,112 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US | COM | 922042775 | 31,127 | 579,114 | SH | SOLE | 579,114 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF | COM | 922042858 | 77,449 | 1,741,604 | SH | SOLE | 1,741,604 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF | COM | 922042874 | 105,605 | 1,802,141 | SH | SOLE | 1,802,141 | 0 | 0 | ||
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF | COM | 921943858 | 544 | 12,341 | SH | SOLE | 12,341 | 0 | 0 | ||
VECTOIQ ACQ CORP; TNT ACQ DT: 5/17/2020; CASH: $1 | COM | 92243n103 | 24,284 | 2,353,142 | SH | SOLE | 2,247,342 | 105,800 | 0 | ||
VOYA GLBL EQTY DIV & PREM OPP COM | COM | 92912T100 | 8,684 | 1,402,844 | SH | SOLE | 1,317,844 | 85,000 | 0 | ||
VOYA INFRASTRUCTURE INDUSTRIALS | COM | 92912X101 | 1,059 | 92,050 | SH | SOLE | 92,050 | 0 | 0 | ||
VOYA INTL HIGH DIVID EQTY INC COM | COM | 92912Y109 | 839 | 155,279 | SH | SOLE | 155,279 | 0 | 0 | ||
WEALTHBRIDGE ACQ CORP; TNT ACQ DT: 2/6/2020; CASH | COM | G4887W110 | 620 | 61,113 | SH | SOLE | 61,113 | 0 | 0 | ||
WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT | COM | 95766Q106 | 55,659 | 4,580,953 | SH | SOLE | 3,986,098 | 594,855 | 0 | ||
WESTERN ASSET INFLATION-LINKED OPP & INC FD | COM | 95766R104 | 8,005 | 693,653 | SH | SOLE | 670,653 | 23,000 | 0 | ||
WESTERN ASSET MUN HI INCM FD COM | COM | 95766N103 | 427 | 56,268 | SH | SOLE | 56,268 | 0 | 0 | ||
WESTERN ASST MN PRT FD INC COM | COM | 95766P108 | 2,685 | 176,059 | SH | SOLE | 176,059 | 0 | 0 |