Senior International Equity Analyst

0001048703-19-000043.txt : 20190215 0001048703-19-000043.hdr.sgml : 20190215 20190215133453 ACCESSION NUMBER: 0001048703-19-000043 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190215 DATE AS OF CHANGE: 20190215 EFFECTIVENESS DATE: 20190215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Karpus Management, Inc. CENTRAL INDEX KEY: 0001048703 IRS NUMBER: 161290550 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11445 FILM NUMBER: 19610807 BUSINESS ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 BUSINESS PHONE: 5855864680 MAIL ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 FORMER COMPANY: FORMER CONFORMED NAME: KARPUS MANAGEMENT INC DATE OF NAME CHANGE: 19971029 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001048703 XXXXXXXX 12-31-2018 12-31-2018 true 1 RESTATEMENT Karpus Management, Inc.

183 SULLY'S TRAIL PITTSFORD NY 14534

13F HOLDINGS REPORT 028-11445 N Charles Trible Senior International Equity Analyst 585-586-4680 Charles Trible Pittsford NY 02-15-2019 0 212 2419081 false INFORMATION TABLE 2 13fq418amendment.xml ABERDEEN ASIA PACIFIC INCOM FD COM COM 003009107 45 11750 SH SOLE 11750 0 0 ABERDEEN EMERGING MARKETS EQUITY INCOME FUND INC COM 00301w105 5434 855684 SH SOLE 855684 0 0 ABERDEEN JAPAN EQUITY FUND INC COM 00306J109 5597 862441 SH SOLE 862441 0 0 ABERDEEN TOTAL DYNAMIC DIVID COM 00326l100 92001 663327 SH SOLE 663327 0 0 ADAMS DIVERSIFIED EQUITY FD COM COM 006212104 21594 1711106 SH SOLE 1711106 0 0 ALLEGRO MERGER ACQ CORP; TNT ACQ DT: 1/3/202, CASH: $10.00 COM 01749n103 7140 732314 SH SOLE 732314 0 0 ALLIANCE CALIF MUN INCOME FD COM COM 018546101 286 20875 SH SOLE 20875 0 0 ALLIANCEBERNSTEIN NATL MUNI IN COM COM 01864u106 3026 249441 SH SOLE 249441 0 0 ALLIANZGI EQUITY & CONVERTIB COM 018829101 6896 371952 SH SOLE 371952 0 0 AON PLC COM g0408v102 382 2626 SH SOLE 2626 0 0 ASIA PAC FD INC COM COM 044901106 11252 985064 SH SOLE 985064 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW COM 084670702 328 1605 SH SOLE 1605 0 0 BIG ROCK PART ACQ CORP; TNT ACQ DT: 11/20/2018; CASH: $10.00 COM 089482103 2133 209117 SH SOLE 209117 0 0 BISON CAPITAL ACQ CORP; TNT ACQ DT: 03/31/2019; CASH: $10.25 COM g1142p104 5357 515100 SH SOLE 515100 0 0 BLACK RIDGE ACQ CORP; TNT ACQ DT: 7/5/2019; CASH: $10.05 COM 09216t107 3906 389040 SH SOLE 389040 0 0 BLACKROCK CALIFORNIA MUNICIPAL INCOME TR COM 09248E102 8450 705920 SH SOLE 705920 0 0 BLACKROCK CORE BD TR SHS BEN INT COM 09249E101 12656 1037418 SH SOLE 1037418 0 0 BLACKROCK CR ALLCTN INC TR COM COM 092508100 38182 3415211 SH SOLE 3415211 0 0 BLACKROCK ENH CAP & INC FD INC COM COM 09256A109 3299 234335 SH SOLE 234335 0 0 BLACKROCK ENHANCED EQT DIV TR COM COM 09251A104 2441 314215 SH SOLE 314215 0 0 BLACKROCK ENHANCED GLOBAL DIVIDEND TRUST COM 092501105 5893 628955 SH SOLE 628955 0 0 BLACKROCK ENHANCED INTERNATIONAL DIVIDEND TRUST COM 092524107 5565 1117512 SH SOLE 1117512 0 0 BLACKROCK FL MUNI 2020 TERM COM 09250m109 1352 96311 SH SOLE 96311 0 0 BLACKROCK INCOME TR INC COM COM 09247F100 58654 10399630 SH SOLE 10399630 0 0 BLACKROCK INS MUNI INCOME TR COM 092479104 18143 1453790 SH SOLE 1453790 0 0 BLACKROCK INVT QUALITY MUNI COM 09247d105 5832 441496 SH SOLE 441496 0 0 BLACKROCK MUNI BOND TRUST COM 09249h104 331 24765 SH SOLE 24765 0 0 BLACKROCK MUNI INTER DR FD INC COM COM 09253X102 1153 91119 SH SOLE 91119 0 0 BLACKROCK MUNI NY INT DUR FD COM 09255F109 515 41467 SH SOLE 41467 0 0 BLACKROCK MUNICIPAL TARGET COM 09257P105 23899 1165228 SH SOLE 1165228 0 0 BLACKROCK MUNIENHANCED FUND COM 09253y100 618 62474 SH SOLE 62474 0 0 BLACKROCK MUNIHLDNGS CALI QLTY COM COM 09254L107 8418 682752 SH SOLE 682752 0 0 BLACKROCK MUNIHOLDINGS FD II COM 09253p109 2721 209941 SH SOLE 209941 0 0 BLACKROCK MUNIHOLDINGS FL INVESTMENT QUALITY FUND COM 09254P108 3930 308466 SH SOLE 308466 0 0 BLACKROCK MUNIHOLDINGS IN II COM 09254C107 4011 349654 SH SOLE 349654 0 0 BLACKROCK MUNIHOLDINGS INSUR COM 09254A101 4573 403988 SH SOLE 403988 0 0 BLACKROCK MUNIHOLDINGS NY INSURED FD COM 09255c106 20303 1694722 SH SOLE 1694722 0 0 BLACKROCK MUNIYIELD CA INSUR COM 09254N103 11641 920945 SH SOLE 920945 0 0 BLACKROCK MUNIYIELD INSURED COM 09254e103 54742 4542922 SH SOLE 4542922 0 0 BLACKROCK MUNIYIELD NY INSUR COM 09255E102 12813 1112253 SH SOLE 1112253 0 0 BLACKROCK MUNIYIELD QUAL II COM 09254G108 9937 869417 SH SOLE 869417 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254f100 9362 721253 SH SOLE 721253 0 0 BLACKROCK MUNIYLD MICH QLTY FD COM COM 09254V105 6974 561485 SH SOLE 561485 0 0 BLACKROCK NEW YORK MUN II COM 09249R102 2929 236200 SH SOLE 236200 0 0 BLACKROCK NEW YORK MUNI INC COM 09248l106 5528 451636 SH SOLE 451636 0 0 BLACKROCK NY MUNI INC QLTY TR COM COM 09249U105 1217 100779 SH SOLE 100779 0 0 BLACKROCK NY MUNICIPAL BOND TR COM COM 09249P106 1225 95789 SH SOLE 95789 0 0 BLACKROCK STRATEGIC MUNICIPL COM 09248t109 217 18260 SH SOLE 18260 0 0 CHINA FD INC COM COM 169373107 6105 361457 SH SOLE 361457 0 0 CLEARBRIDGE ENERGY MLP FUND COM 184692101 2016 193634 SH SOLE 193634 0 0 COHEN & STEERS GLOBAL INC BLDR COM COM 19248M103 528 70885 SH SOLE 70885 0 0 CONSTELLATION BRANDS INC CL A COM 21036P108 682 4240 SH SOLE 4240 0 0 CONSTELLATION BRANDS INC CL B COM 21036p207 433 2696 SH SOLE 2696 0 0 CORNERSTONE STRATEGIC VALUE COM 21924b302 24591 2199564 SH SOLE 2199564 0 0 CORNERSTONE TOTAL RETURN FND COM 21924U300 7747 697259 SH SOLE 697259 0 0 DISNEY WALT CO COM DISNEY COM 254687106 276 2515 SH SOLE 2515 0 0 DREYFUS MUNICIPAL INCOME INC COM 26201R102 12137 1592753 SH SOLE 1592753 0 0 DTF TAX-FREE INCOME INC COM COM 23334J107 1894 152970 SH SOLE 152970 0 0 DUFF & PHELPS UTILITY & CORPORATE BOND TR COM 26432k108 33095 4026191 SH SOLE 4026191 0 0 DWS MUNICIPAL INCOME TRUST COM 233368109 13459 1306658 SH SOLE 1306658 0 0 DWS STRATEGIC MUNI INCOME TR COM 23342Q101 118 11390 SH SOLE 11390 0 0 EAGLE GROWTH & INCOME FUND COM 26958j105 3221 255194 SH SOLE 255194 0 0 EATON VANCE CA MUNI INC TRST COM 27826F101 5016 453161 SH SOLE 453161 0 0 EATON VANCE CALIF MUN BD FD COM COM 27828A100 12243 1236646 SH SOLE 1236646 0 0 EATON VANCE ENHANCED EQ INC FD COM COM 278274105 2101 162204 SH SOLE 162204 0 0 EATON VANCE INSD OH MU BD COM 27828L106 131 11500 SH SOLE 11500 0 0 EATON VANCE MUN BD FD COM COM 27827X101 94574 8376828 SH SOLE 8376828 0 0 EATON VANCE MUN BD FD II COM COM 27827K109 27544 2501709 SH SOLE 2501709 0 0 EATON VANCE MUNICIPAL INCOME COM 27826U108 3734 330176 SH SOLE 330176 0 0 EATON VANCE NEW YORK MUN BD FD COM COM 27827Y109 11682 1061998 SH SOLE 1061998 0 0 EATON VANCE NY MUNICIPAL INC COM 27826w104 400 34834 SH SOLE 34834 0 0 EATON VANCE OH MUNI INCOME TR SH BEN INT COM 27826G109 1020 83986 SH SOLE 83986 0 0 EATON VANCE PA MUNI INCOME TR SH BEN INT COM 27826T101 695 62457 SH SOLE 62457 0 0 EATON VANCE SENIOR INCOME TR COM 27826S103 88 14600 SH SOLE 14600 0 0 EATON VANCE TAX-MANAGED BUY-WRITE INCOME COM 27828x100 1961 145815 SH SOLE 145815 0 0 EATON VANCE TX ADV GLBL DIV FD COM COM 27828s101 3184 235153 SH SOLE 235153 0 0 EUROPEAN EQUITY FUND COM COM 298768102 1986 256902 SH SOLE 256902 0 0 EXXON MOBIL CORP COM COM 30231G102 698 10242 SH SOLE 10242 0 0 FEDERATED PREMIER MUNI INC COM 31423P108 4696 382732 SH SOLE 382732 0 0 FIRST TR ABERDEEN GLBL OPP FD COM SHS COM 337319107 14872 1585519 SH SOLE 1585519 0 0 FORUM MERGER II ACQ CORP; TNT ACT DT: 2/3/2020; CASH $10.00 COM 34986f103 10465 1084499 SH SOLE 1084499 0 0 GABELLI EQUITY TRUST COM 362397101 258 50685 SH SOLE 50685 0 0 GABELLI HLTHCARE & WELLNESS TR SHS COM 36246K103 10192 1101798 SH SOLE 1101798 0 0 GIGCAPITAL, INC ACQ CORP; TNT ACT DT: 3/8/2019; CASH: $10.00 COM 37518n106 9737 964085 SH SOLE 964085 0 0 GORDON POINTE ACQ CORP; TNT ACT DT: 7/25/2019; CASH $10.10 COM 382788107 2226 222550 SH SOLE 222550 0 0 GREENLAND ACQ CORP; TNT ACT DT: 7/25/2019; CASH: $10.00 COM G40981139 2386 241030 SH SOLE 241030 0 0 HANCOCK JOHN INCOME SECS TR COM COM 410123103 3571 280749 SH SOLE 280749 0 0 HOME DEPOT INC COM COM 437076102 309 1800 SH SOLE 1800 0 0 INSIGHT SELECT INCOME FUND COM 45781w109 9225 529575 SH SOLE 529575 0 0 INVESCO ADVANTAGE MUNICIPAL IN SH BEN INT COM 46132E103 2963 300198 SH SOLE 300198 0 0 INVESCO BD FD COM COM 46132L107 3109 185185 SH SOLE 185185 0 0 INVESCO MUN OPPORTUNITY TR COM COM 46132C107 4178 373676 SH SOLE 373676 0 0 INVESCO MUN TR COM COM 46131J103 8166 732999 SH SOLE 732999 0 0 INVESCO PA VALUE MUN INCOME TR COM COM 46132K109 5915 509475 SH SOLE 509475 0 0 INVESCO QUALITY MUNI INC TRST COM COM 46133G107 4491 400233 SH SOLE 400233 0 0 INVESCO TR INVT GRADE MUNS COM COM 46131M106 21285 1854112 SH SOLE 1854112 0 0 INVESCO VALUE MUN INCOME TR COM COM 46132P108 7826 578840 SH SOLE 578840 0 0 INVESCO VAN KAMPEN SENIOR INCOME TR COM 46131h107 92 23500 SH SOLE 23500 0 0 INVESCO VRDO TAX-FREE WEEKLY ETF COM 46138g862 374 15000 SH SOLE 15000 0 0 ISHARES CORE S&P500 ETF COM 464287200 64462 256200 SH SOLE 256200 0 0 ISHARES MSCI CDA ETF COM 464286509 15882 662858 SH SOLE 662858 0 0 ISHARES MSCI CHINA ETF COM 46429b671 3465 65850 SH SOLE 65850 0 0 ISHARES MSCI JAPAN ETF COM 46434G822 19621 387075 SH SOLE 387075 0 0 ISHARES RUSSELL 2000 COM 464287655 423 3160 SH SOLE 3160 0 0 ISHARES SHORT TERM NATIONAL MUNI BOND COM 464288158 1065 10100 SH SOLE 10100 0 0 ISHARES TR CORE MSCI EURO COM 46434V738 13818 334339 SH SOLE 334339 0 0 ISHARES TR EUROPE ETF COM 464287861 1272 32505 SH SOLE 32505 0 0 ISHARES TR MSCI ACWI EX US COM 464288240 3605 85912 SH SOLE 85912 0 0 ISHARES TR MSCI EMG MKT ETF COM 464287234 3848 98510 SH SOLE 98510 0 0 JAPAN SMALLER CAPTLZTN FD INC COM COM 47109U104 8580 1031217 SH SOLE 1031217 0 0 JOHN HAN BK & THRIFT OPP FD COM 409735206 600 21480 SH SOLE 21480 0 0 JOHN HANCOCK TAX-ADV GLOBAL SHRHLDR YIELD COM 41013p749 8765 1320075 SH SOLE 1320075 0 0 JOHNSON & JOHNSON COM COM 478160104 266 2060 SH SOLE 2060 0 0 JPMORGAN CHASE & CO COM COM 46625H100 206 2109 SH SOLE 2109 0 0 KAYNE ANDERSON MIDSTREAM/ENE COM 48661e108 7270 753351 SH SOLE 753351 0 0 KBL MERGER CORP. IV; TNT ACQ DT: 3/1/2019; CASH: $10.10 COM 48242A104 5223 512040 SH SOLE 512040 0 0 KIMBERLY CLARK CORP COM COM 494368103 359 3152 SH SOLE 3152 0 0 LAZARD WORLD DIVID & INCOME FD COM COM 521076109 9060 1063414 SH SOLE 1063414 0 0 LEGACY ACQ CORP; TNT ACT DT: 11/17/19; CASH: $10.00 COM 524643103 6877 700325 SH SOLE 700325 0 0 LENNOX INTL INC COM COM 526107107 18691 85400 SH SOLE 85400 0 0 LMP CAPITAL AND INCOME FUND INC COM 50208a102 859 80437 SH SOLE 80437 0 0 MADISON CVRED CALL & EQ STR FD COM COM 557437100 5007 812835 SH SOLE 812835 0 0 MANNING & NAPIER, INC. COM 56382q102 449 254942 SH SOLE 254942 0 0 MEGALITH FINANCIAL ACQ CORP; TNT ACT DT: 5/24/20; CASH: $10.10 COM 58518F109 2780 286550 SH SOLE 286550 0 0 MFS INTER INCOME TR SH BEN INT COM 55273C107 14671 3997660 SH SOLE 3997660 0 0 MFS INVT GRADE MUN TR SH BEN INT COM 59318b108 10369 1180967 SH SOLE 1180967 0 0 MICROSOFT CORP COM COM 594918104 453 4456 SH SOLE 4456 0 0 MODERN MEDIA ACQ CORP; TNT ACQ DT: 2/12/2019; CASH: $10.10 COM 60765P103 7416 727089 SH SOLE 727089 0 0 MORGAN STANLEY ASIA PAC FD INC COM COM 61744U106 1424 86554 SH SOLE 86554 0 0 MORGAN STANLEY EMER MKTS FD COM COM 61744G107 3444 213773 SH SOLE 213773 0 0 MORGAN STANLEY EMERGING MARK COM 617477104 95 15650 SH SOLE 15650 0 0 MORGAN STANLEY INDIA INVS FD COM COM 61745C105 3661 182617 SH SOLE 182617 0 0 NEW GERMANY FD INC COM COM 644465106 8720 745291 SH SOLE 745291 0 0 NOVANTA INC COM 67000B104 220 3485 SH SOLE 3485 0 0 NUCOR CORP COM COM 670346105 216 4168 SH SOLE 4168 0 0 NUVEEN AMT-FREE MUN INCOME FD COM COM 670657105 166603 13533956 SH SOLE 13533956 0 0 NUVEEN BUILD AMER BD FD COM COM 67074C103 6121 316191 SH SOLE 316191 0 0 NUVEEN CALIFORNIA AMT-FREE COM 670651108 5679 447908 SH SOLE 447908 0 0 NUVEEN CALIFORNIA DVD ADVANTAGE MUNI FD COM 67066Y105 12750 999977 SH SOLE 999977 0 0 NUVEEN CALIFORNIA SELECT TAX-FREE INC COM 67063r103 562 42242 SH SOLE 42242 0 0 NUVEEN CORE EQUITY ALPHA FUND COM COM 67090X107 675 56146 SH SOLE 56146 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS COM 67073D102 93 12550 SH SOLE 12550 0 0 NUVEEN DIVID ADVANTAGE MUN FD COM COM 67066V101 113749 9070911 SH SOLE 9070911 0 0 NUVEEN ENHANCED AMT FREE MUNI COM COM 67071L106 13834 989579 SH SOLE 989579 0 0 NUVEEN ENHANCED MUN CREDIT OPP COM SH BEN INT COM 67070X101 1213 90366 SH SOLE 90366 0 0 NUVEEN INT DUR QUAL MUN TRM FD COM COM 670677103 758 61400 SH SOLE 61400 0 0 NUVEEN INTER DURATION MN TMFD COM COM 670671106 1133 91488 SH SOLE 91488 0 0 NUVEEN MUNI 2021 TGT TRM FD COM 670687102 8652 924369 SH SOLE 924369 0 0 NUVEEN NY AMT FREE MUN INCOME COM COM 670656107 82090 7046390 SH SOLE 7046390 0 0 NUVEEN NY DIVID ADVNTG MUN FD COM COM 67066X107 17725 1446969 SH SOLE 1446969 0 0 NUVEEN NY MUNI VALUE FUND 2 COM 670706100 2192 167154 SH SOLE 167154 0 0 NUVEEN OHIO QUALITY INCOME MUN COM COM 670980101 11185 841585 SH SOLE 841585 0 0 NUVEEN PA INVT QUALITY MUN FD COM COM 670972108 360 29500 SH SOLE 29500 0 0 NUVEEN REAL ESTATE INCOME FD COM 67071b108 6649 785901 SH SOLE 785901 0 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 583 48295 SH SOLE 48295 0 0 NUVEEN SELECT MAT MUNI FD COM 67061t101 117 12202 SH SOLE 12202 0 0 NUVEEN SELECT TAX FREE INCM 3 SH BEN INT COM 67063X100 371 25938 SH SOLE 25938 0 0 NUVEEN SELECT TAX FREE INCM PT SH BEN INT COM 67062F100 340 24194 SH SOLE 24194 0 0 NUVEEN SELECT TAX FREE INCM PT SH BEN INT COM 67063C106 1683 125516 SH SOLE 125516 0 0 NUVEEN SENIOR INCOME FUND COM 67067y104 63 11500 SH SOLE 11500 0 0 OPES ACQ CORP; TNT ACQ DT: 9/4/2019; CASH: $10.10 COM 68373p100 1053 106000 SH SOLE 106000 0 0 PAYCHEX INC COM COM 704326107 303 4644 SH SOLE 4644 0 0 PENSARE ACQ CORP; TNT ACQ DT: 1/27/2019; CASH: $10.00 COM 70957e105 8445 833625 SH SOLE 833625 0 0 PETROLEUM & RESOURCES CORP COM 00548f105 434 29771 SH SOLE 29771 0 0 PIONEER DIVERSIFIED HIGH INCOME TRUST COM 723653101 7906 608174 SH SOLE 608174 0 0 PIONEER HIGH INCOME TRUST COM 72369h106 325 40825 SH SOLE 40825 0 0 PURE ACQ CORP; TNT ACT DT: 10/15/2019; CASH: $10.00 COM 74621Q106 2566 260775 SH SOLE 260775 0 0 PUTNAM HIGH INCOME SECURITIE COM 42968F108 10849 1219000 SH SOLE 1219000 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT COM 746922103 1520 135317 SH SOLE 135317 0 0 SEMPRA ENERGY COM COM 816851109 216 2000 SH SOLE 2000 0 0 SOCIAL CAPITAL HEDOSOPHIA ACQ CORP; TNT ACQ DT: 9/15/2019; CASH: $10.00 COM g8250r103 250 25000 SH SOLE 25000 0 0 SPDR S&P 500 ETF TR TR UNIT COM 78462F103 60758 243109 SH SOLE 243109 0 0 SPDR SER TR NUVN BR SHT MUNI COM 78468R739 3222 67037 SH SOLE 67037 0 0 SWISS HELVETIA FD INC COM COM 870875101 350 50717 SH SOLE 50717 0 0 TAIWAN FD INC COM COM 874036106 2027 133688 SH SOLE 133688 0 0 TEKLA HEALTHCARE OPPORTUNIT FD SHS COM 879105104 7961 474414 SH SOLE 474414 0 0 TEKLA HEATHCARE INVESTORS COM 87911J103 6017 335227 SH SOLE 335227 0 0 TEMPLETON EMERGING MKTS FD INC COM COM 880191101 1983 150194 SH SOLE 150194 0 0 TOTTENHAM ACQ CORP; TNT ACQ DT: 8/2/2019; CASH: $10.00 COM g8959n106 3582 365525 SH SOLE 365525 0 0 TRIDENT ACQ CORP; TNT ACQ DATE: 11/30/19; CASH $10.20 COM 89615t106 5047 506175 SH SOLE 506175 0 0 TRINITY MERGER ACQ CORP; TNT ACT DATE: 11/15/2019; CASH: $10.20 COM 89653l106 6561 656725 SH SOLE 656725 0 0 TUNDER BRIDGE ACQ CORP; TNT ACQ DT: 12/19/2019; CASH: $10.14 COM g8857r100 4272 431500 SH SOLE 431500 0 0 TWELVE SEAS ACQ CORP; TNT ACQ DT: 12/20/2019; CASH: $10.00 COM G9145a107 2863 291525 SH SOLE 291525 0 0 UNION ACQ CORP; TNT ACT DT: 12/1/2019; CASH: $10.10 COM g9366w101 8481 842217 SH SOLE 842217 0 0 VAN KAMPEN DYNAMIC CREDIT OPPORTUNITIES FD COM 46132r104 494 48085 SH SOLE 48085 0 0 VANECK VECTORS ETF TR AMT FREE SHORT M COM 92189f528 1030 59543 SH SOLE 59543 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND COM 921937793 436 4985 SH SOLE 4985 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND COM 921937827 4698 59800 SH SOLE 59800 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT COM 921937835 7539 95182 SH SOLE 95182 0 0 VANGUARD FTSE PACIFIC ETF COM 922042866 36141 596085 SH SOLE 596085 0 0 VANGUARD INDEX FDS S&P 500 ETF SH COM 922908363 299673 1304002 SH SOLE 1304002 0 0 VANGUARD INDEX FDS SMALL CP ETF COM 922908751 77487 587067 SH SOLE 587067 0 0 VANGUARD INDEX FDS TOTAL STK MKT COM 922908769 52709 412980 SH SOLE 412980 0 0 VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US COM 922042775 23094 506666 SH SOLE 506666 0 0 VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF COM 922042858 29976 786772 SH SOLE 786772 0 0 VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF COM 922042874 77956 1603381 SH SOLE 1603381 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF COM 921943858 786 21178 SH SOLE 21178 0 0 VECTOIQ ACQ CORP; TNT ACQ DT: 5/17/2020; CASH: $10.10 COM 92243n103 7756 799550 SH SOLE 799550 0 0 VOYA ASIA PAC DIVID EQUITY IN COM COM 92912J102 654 76724 SH SOLE 76724 0 0 VOYA GLBL EQTY DIV & PREM OPP COM COM 92912T100 576 98350 SH SOLE 98350 0 0 VOYA GLOBAL ADVANTAGE AND PREMIUM OPP COM 92912R104 594 64613 SH SOLE 64613 0 0 VOYA INFRASTRUCTURE INDUSTRIALS COM 92912X101 219 19780 SH SOLE 19780 0 0 W P CAREY INC COM COM 92936U109 254 3889 SH SOLE 3889 0 0 WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT COM 95766Q106 1258 118750 SH SOLE 118750 0 0 WESTERN ASSET GLOBAL HIGH INC COM 95766b109 116 14000 SH SOLE 14000 0 0 WESTERN ASSET HIGH INC FD II COM 95766j102 68 11800 SH SOLE 11800 0 0 WESTERN ASSET HIGH INCOME OP COM 95766k109 727 165988 SH SOLE 165988 0 0 WESTERN ASSET HIGH YIELD DEFINE COM 95768b107 238 18117 SH SOLE 18117 0 0 WESTERN ASSET INFLATION-LINKED OPP & INC FD COM 95766R104 10520 1036481 SH SOLE 1036481 0 0 WESTERN ASSET MUN HI INCM FD COM COM 95766N103 8838 1275318 SH SOLE 1275318 0 0 WESTERN ASSET PREMIER BOND COM 957664105 1571 129978 SH SOLE 129978 0 0 WESTERN ASST MN PRT FD INC COM COM 95766P108 5764 414693 SH SOLE 414693 0 0