The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM FD COM | COM | 003009107 | 49 | 11,750 | SH | SOLE | 11,750 | 0 | 0 | ||
ABERDEEN EMERGING MARKETS EQUITY INCOME FUND INC | COM | 00301w105 | 7,329 | 1,068,367 | SH | SOLE | 1,068,367 | 0 | 0 | ||
ABERDEEN JAPAN EQUITY FUND INC | COM | 00306J109 | 7,007 | 835,216 | SH | SOLE | 835,216 | 0 | 0 | ||
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 37,560 | 2,253,171 | SH | SOLE | 2,253,171 | 0 | 0 | ||
ALLEGRO MERGER ACQ CORP | COM | 01749n103 | 7,834 | 822,000 | SH | SOLE | 822,000 | 0 | 0 | ||
ALLIANCE CALIF MUN INCOME FD | COM | 018546101 | 197 | 14,500 | SH | SOLE | 14,500 | 0 | 0 | ||
ALLIANCEBERNSTEIN NATL MUNI INC | COM | 01864u106 | 4,260 | 343,841 | SH | SOLE | 343,841 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 222 | 111 | SH | SOLE | 111 | 0 | 0 | ||
AON PLC | COM | g0408v102 | 404 | 2,626 | SH | SOLE | 2,626 | 0 | 0 | ||
ASIA PAC FD INC | COM | 044901106 | 22,008 | 1,631,426 | SH | SOLE | 1,631,426 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL CL B | COM | 084670702 | 335 | 1,564 | SH | SOLE | 1,564 | 0 | 0 | ||
BIG ROCK PART ACQ CORP | COM | 089482103 | 2,510 | 251,017 | SH | SOLE | 251,017 | 0 | 0 | ||
BISON CAPITAL ACQ CORP | COM | g1142p104 | 5,611 | 549,602 | SH | SOLE | 549,602 | 0 | 0 | ||
BLACK RIDGE ACQ CORP | COM | 09216t107 | 6,330 | 648,540 | SH | SOLE | 648,540 | 0 | 0 | ||
BLACKROCK CALIFORNIA MUNICIPAL 2018 TERM TRUST | COM | 09249c105 | 16,347 | 1,095,639 | SH | SOLE | 1,095,639 | 0 | 0 | ||
BLACKROCK CALIFORNIA MUNICIPAL INCOME TR | COM | 09248E102 | 4,679 | 378,837 | SH | SOLE | 378,837 | 0 | 0 | ||
BLACKROCK CORE BD TR | COM | 09249E101 | 13,063 | 1,022,144 | SH | SOLE | 1,022,144 | 0 | 0 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 42,603 | 3,480,636 | SH | SOLE | 3,480,636 | 0 | 0 | ||
BLACKROCK FL MUNI 2020 TERM | COM | 09250m109 | 398 | 27,967 | SH | SOLE | 27,967 | 0 | 0 | ||
BLACKROCK INCOME TR INC | COM | 09247F100 | 57,938 | 10,128,958 | SH | SOLE | 10,128,958 | 0 | 0 | ||
BLACKROCK INS MUNI INCOME TR | COM | 092479104 | 10,851 | 849,099 | SH | SOLE | 849,099 | 0 | 0 | ||
BLACKROCK INVT QUALITY MUNI | COM | 09247d105 | 3,622 | 272,955 | SH | SOLE | 272,955 | 0 | 0 | ||
BLACKROCK MUNI INTER DR FD INC | COM | 09253X102 | 1,311 | 100,219 | SH | SOLE | 100,219 | 0 | 0 | ||
BLACKROCK MUNI NY INT DUR FD | COM | 09255F109 | 530 | 42,367 | SH | SOLE | 42,367 | 0 | 0 | ||
BLACKROCK MUNICIPAL 2018 TERM TRUST | COM | 09248c106 | 71,099 | 4,724,209 | SH | SOLE | 4,724,209 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS CALI QLTY | COM | 09254L107 | 932 | 74,238 | SH | SOLE | 74,238 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS FL INVESTMENT QUALITY FUND | COM | 09254P108 | 3,110 | 248,412 | SH | SOLE | 248,412 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS IN II | COM | 09254C107 | 407 | 33,716 | SH | SOLE | 33,716 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS INSUR | COM | 09254A101 | 776 | 67,121 | SH | SOLE | 67,121 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS NY INSURED FD | COM | 09255c106 | 6,904 | 578,689 | SH | SOLE | 578,689 | 0 | 0 | ||
BLACKROCK MUNIYIELD CA INSUR | COM | 09254N103 | 9,737 | 760,091 | SH | SOLE | 760,091 | 0 | 0 | ||
BLACKROCK MUNIYIELD INSURED | COM | 09254e103 | 21,296 | 1,762,952 | SH | SOLE | 1,762,952 | 0 | 0 | ||
BLACKROCK MUNIYIELD NY INSUR | COM | 09255E102 | 5,108 | 443,802 | SH | SOLE | 443,802 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUAL II | COM | 09254G108 | 2,863 | 243,842 | SH | SOLE | 243,842 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUALITY | COM | 09254f100 | 817 | 60,437 | SH | SOLE | 60,437 | 0 | 0 | ||
BLACKROCK MUNIYLD MICH QLTY FD | COM | 09254V105 | 6,933 | 559,126 | SH | SOLE | 559,126 | 0 | 0 | ||
BLACKROCK NEW YORK MUN II | COM | 09249R102 | 1,201 | 94,102 | SH | SOLE | 94,102 | 0 | 0 | ||
BLACKROCK NEW YORK MUNI INC | COM | 09248l106 | 3,542 | 291,754 | SH | SOLE | 291,754 | 0 | 0 | ||
BLACKROCK NY MUNI INC QLTY TR | COM | 09249U105 | 1,989 | 160,116 | SH | SOLE | 160,116 | 0 | 0 | ||
BLACKROCK NY MUNICIPAL 2018 TERM TRUST | COM | 09248K108 | 9,018 | 604,827 | SH | SOLE | 604,827 | 0 | 0 | ||
BLACKROCK NY MUNICIPAL BOND TR | COM | 09249P106 | 607 | 47,192 | SH | SOLE | 47,192 | 0 | 0 | ||
BLACKROCK STRATEGIC MUNICIPL | COM | 09248t109 | 224 | 18,260 | SH | SOLE | 18,260 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 230 | 3,712 | SH | SOLE | 3,712 | 0 | 0 | ||
CHINA FD INC | COM | 169373107 | 7,418 | 378,492 | SH | SOLE | 378,492 | 0 | 0 | ||
CHURCHILL CAPITAL ACQ CORP | COM | 17142r202 | 304 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
CM SEVEN STAR ACQ CORP | COM | g2345n102 | 18,732 | 1,858,350 | SH | SOLE | 1,858,350 | 0 | 0 | ||
CONSTELLATION BRANDS INC CL A | COM | 21036P108 | 914 | 4,240 | SH | SOLE | 4,240 | 0 | 0 | ||
CONSTELLATION BRANDS INC CL B | COM | 21036p207 | 595 | 2,696 | SH | SOLE | 2,696 | 0 | 0 | ||
CORNERSTONE STRATEGIC VALUE | COM | 21924b302 | 25,344 | 1,810,269 | SH | SOLE | 1,810,269 | 0 | 0 | ||
CORNERSTONE TOTAL RETURN FND | COM | 21924U300 | 7,926 | 571,051 | SH | SOLE | 571,051 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 294 | 2,515 | SH | SOLE | 2,515 | 0 | 0 | ||
DREYFUS MUNICIPAL INCOME INC | COM | 26201R102 | 6,451 | 823,936 | SH | SOLE | 823,936 | 0 | 0 | ||
DTF TAX-FREE INCOME INC | COM | 23334J107 | 2,096 | 163,109 | SH | SOLE | 163,109 | 0 | 0 | ||
DUFF & PHELPS UTILITY & CORPORATE BOND TR | COM | 26432k108 | 31,680 | 3,775,879 | SH | SOLE | 3,775,879 | 0 | 0 | ||
DWS MULTI-MARKET INCOME TRUST | COM | 25160e102 | 461 | 51,329 | SH | SOLE | 51,329 | 0 | 0 | ||
DWS MUNICIPAL INCOME TRUST | COM | 233368109 | 152 | 14,506 | SH | SOLE | 14,506 | 0 | 0 | ||
DWS STRATEGIC MUNI INCOME TR | COM | 23342Q101 | 121 | 11,390 | SH | SOLE | 11,390 | 0 | 0 | ||
EAGLE GROWTH & INCOME FUND | COM | 26958j105 | 1,520 | 100,092 | SH | SOLE | 100,092 | 0 | 0 | ||
EATON VANCE CA MUNI INC TRST | COM | 27826F101 | 1,219 | 108,554 | SH | SOLE | 108,554 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 6,156 | 618,027 | SH | SOLE | 618,027 | 0 | 0 | ||
EATON VANCE INSD OH MU BD | COM | 27828L106 | 129 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
EATON VANCE MI MUNI INCOME TR | COM | 27826D106 | 1,142 | 91,853 | SH | SOLE | 91,853 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 91,834 | 7,964,786 | SH | SOLE | 7,964,786 | 0 | 0 | ||
EATON VANCE MUN BD FD II | COM | 27827K109 | 26,181 | 2,260,880 | SH | SOLE | 2,260,880 | 0 | 0 | ||
EATON VANCE NEW YORK MUN BD FD | COM | 27827Y109 | 8,501 | 768,634 | SH | SOLE | 768,634 | 0 | 0 | ||
EATON VANCE NY MUNICIPAL INC | COM | 27826w104 | 389 | 33,169 | SH | SOLE | 33,169 | 0 | 0 | ||
EATON VANCE OH MUNI INCOME TR | COM | 27826G109 | 576 | 46,789 | SH | SOLE | 46,789 | 0 | 0 | ||
EATON VANCE PA MUN BD FD | COM | 27828W102 | 126 | 10,844 | SH | SOLE | 10,844 | 0 | 0 | ||
EATON VANCE PA MUNI INCOME TR | COM | 27826T101 | 737 | 64,857 | SH | SOLE | 64,857 | 0 | 0 | ||
EUROPEAN EQUITY FUND | COM | 298768102 | 2,457 | 261,643 | SH | SOLE | 261,643 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 871 | 10,242 | SH | SOLE | 10,242 | 0 | 0 | ||
FEDERATED PREMIER MUNI INC | COM | 31423P108 | 2,566 | 201,077 | SH | SOLE | 201,077 | 0 | 0 | ||
FIRST TR ABERDEEN GLBL OPP FD | COM | 337319107 | 12,340 | 1,284,086 | SH | SOLE | 1,284,086 | 0 | 0 | ||
FORUM MERGER II ACQ CORP | COM | 34986f103 | 23,112 | 2,420,100 | SH | SOLE | 2,420,100 | 0 | 0 | ||
GABELLI EQUITY TRUST | COM | 362397101 | 24,374 | 3,761,347 | SH | SOLE | 3,761,347 | 0 | 0 | ||
GABELLI HLTHCARE & WELLNESS TR SHS | COM | 36246K103 | 10,988 | 997,120 | SH | SOLE | 997,120 | 0 | 0 | ||
GIGCAPITAL, INC ACQ CORP | COM | 37518n106 | 15,598 | 1,570,825 | SH | SOLE | 1,570,825 | 0 | 0 | ||
GORDON POINTE ACQ CORP | COM | 382788107 | 2,284 | 231,925 | SH | SOLE | 231,925 | 0 | 0 | ||
GREENLAND ACQ CORP | COM | G40981139 | 2,460 | 254,400 | SH | SOLE | 254,400 | 0 | 0 | ||
HANCOCK JOHN INCOME SECS TR | COM | 410123103 | 3,742 | 279,899 | SH | SOLE | 279,899 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 373 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
I-AM CAPITAL ACQ CORP | COM | 45074q108 | 5,216 | 513,892 | SH | SOLE | 513,892 | 0 | 0 | ||
INDUSTREA ACQ CORP | COM | 45579j104 | 13,616 | 1,334,867 | SH | SOLE | 1,334,867 | 0 | 0 | ||
INSIGHT SELECT INCOME FUND | COM | 92913a100 | 50 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INSIGHT SELECT INCOME FUND | COM | 45781w109 | 7,784 | 418,029 | SH | SOLE | 418,029 | 0 | 0 | ||
INVESCO BD FD | COM | 46132L107 | 3,553 | 201,655 | SH | SOLE | 201,655 | 0 | 0 | ||
INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | 30,474 | 2,663,850 | SH | SOLE | 2,663,850 | 0 | 0 | ||
INVESCO MUN TR | COM | 46131J103 | 346 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
INVESCO PA VALUE MUN INCOME TR | COM | 46132K109 | 9,194 | 773,275 | SH | SOLE | 773,275 | 0 | 0 | ||
INVESCO QUALITY MUNI INC TRST | COM | 46133G107 | 6,310 | 544,889 | SH | SOLE | 544,889 | 0 | 0 | ||
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 4,396 | 370,069 | SH | SOLE | 370,069 | 0 | 0 | ||
INVESCO VALUE MUN INCOME TR | COM | 46132P108 | 34,650 | 2,503,588 | SH | SOLE | 2,503,588 | 0 | 0 | ||
INVESCO VRDO TAX-FREE WEEKLY ETF | COM | 46138g862 | 494 | 19,859 | SH | SOLE | 19,859 | 0 | 0 | ||
ISHARES CORE S&P500 ETF | COM | 464287200 | 10,496 | 35,856 | SH | SOLE | 35,856 | 0 | 0 | ||
ISHARES MSCI CDA ETF | COM | 464286509 | 17,950 | 623,694 | SH | SOLE | 623,694 | 0 | 0 | ||
ISHARES MSCI JAPAN ETF | COM | 46434G822 | 24,674 | 409,658 | SH | SOLE | 409,658 | 0 | 0 | ||
ISHARES SHORT TERM NATIONAL MUNI BOND | COM | 464288158 | 3,152 | 30,098 | SH | SOLE | 30,098 | 0 | 0 | ||
ISHARES TR 3-7 YR TR BD ETF | COM | 464288661 | 601 | 5,050 | SH | SOLE | 5,050 | 0 | 0 | ||
ISHARES TR CORE MSCI EURO | COM | 46434V738 | 412 | 8,600 | SH | SOLE | 8,600 | 0 | 0 | ||
ISHARES TR EUROPE ETF | COM | 464287861 | 1,330 | 29,520 | SH | SOLE | 29,520 | 0 | 0 | ||
ISHARES TR MSCI ACWI EX US | COM | 464288240 | 4,064 | 85,219 | SH | SOLE | 85,219 | 0 | 0 | ||
ISHARES TR MSCI EMG MKT ETF | COM | 464287234 | 843 | 19,637 | SH | SOLE | 19,637 | 0 | 0 | ||
JAPAN SMALLER CAPTLZTN FD INC | COM | 47109U104 | 11,704 | 1,057,275 | SH | SOLE | 1,057,275 | 0 | 0 | ||
JOHN HANCOCK TAX-ADV GLOBAL SHRHLDR YIELD | COM | 41013p749 | 4,702 | 633,740 | SH | SOLE | 633,740 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 285 | 2,060 | SH | SOLE | 2,060 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 238 | 2,109 | SH | SOLE | 2,109 | 0 | 0 | ||
KBL MERGER CORP. IV | COM | 48242A104 | 7,088 | 701,770 | SH | SOLE | 701,770 | 0 | 0 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 358 | 3,152 | SH | SOLE | 3,152 | 0 | 0 | ||
LAZARD WORLD DIVID & INCOME FD | COM | 521076109 | 13,467 | 1,291,134 | SH | SOLE | 1,291,134 | 0 | 0 | ||
LEGACY ACQ CORP | COM | 524643103 | 6,114 | 629,600 | SH | SOLE | 629,600 | 0 | 0 | ||
LENNOX INTL INC | COM | 526107107 | 18,670 | 85,486 | SH | SOLE | 85,486 | 0 | 0 | ||
LOWES COS INC. | COM | 548661107 | 207 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
MADISON CVRED CALL & EQ STR FD | COM | 557437100 | 16,296 | 2,119,148 | SH | SOLE | 2,119,148 | 0 | 0 | ||
MADISON STRTG SECTOR PREM FD | COM | 558268108 | 19,643 | 1,652,088 | SH | SOLE | 1,652,088 | 0 | 0 | ||
MEGALITH FINANCIAL ACQ CORP | COM | 58518F109 | 1,499 | 157,625 | SH | SOLE | 157,625 | 0 | 0 | ||
MFS INTER INCOME TR | COM | 55273C107 | 15,061 | 4,005,710 | SH | SOLE | 4,005,710 | 0 | 0 | ||
MFS INVT GRADE MUN TR | COM | 59318b108 | 10,774 | 1,201,094 | SH | SOLE | 1,201,094 | 0 | 0 | ||
MICROSOFT CORP COM | COM | 594918104 | 487 | 4,256 | SH | SOLE | 4,256 | 0 | 0 | ||
MODERN MEDIA ACQ CORP | COM | 60765P103 | 21,119 | 2,090,991 | SH | SOLE | 2,090,991 | 0 | 0 | ||
MORGAN STANLEY ASIA PAC FD INC | COM | 61744U106 | 1,464 | 88,687 | SH | SOLE | 88,687 | 0 | 0 | ||
MORGAN STANLEY EMER MKTS FD | COM | 61744G107 | 3,031 | 194,294 | SH | SOLE | 194,294 | 0 | 0 | ||
MORGAN STANLEY INDIA INVS FD | COM | 61745C105 | 4,575 | 195,077 | SH | SOLE | 195,077 | 0 | 0 | ||
NEUBERGER BERMAN NY INTMD MU | COM | 64124k102 | 165 | 14,414 | SH | SOLE | 14,414 | 0 | 0 | ||
NEW GERMANY FD INC | COM | 644465106 | 13,755 | 755,743 | SH | SOLE | 755,743 | 0 | 0 | ||
NOVANTA INC | COM | 67000B104 | 238 | 3,485 | SH | SOLE | 3,485 | 0 | 0 | ||
NUCOR CORP | COM | 670346105 | 264 | 4,168 | SH | SOLE | 4,168 | 0 | 0 | ||
NUVEEN AMT-FREE MUN INCOME FD | COM | 670657105 | 92,891 | 7,337,385 | SH | SOLE | 7,337,385 | 0 | 0 | ||
NUVEEN BUILD AMER BD FD | COM | 67074C103 | 5,967 | 298,342 | SH | SOLE | 298,342 | 0 | 0 | ||
NUVEEN BUILD AMER BD OPPTNY FD | COM | 67074Q102 | 627 | 28,692 | SH | SOLE | 28,692 | 0 | 0 | ||
NUVEEN CALIFORNIA AMT-FREE | COM | 670651108 | 1,907 | 148,193 | SH | SOLE | 148,193 | 0 | 0 | ||
NUVEEN CALIFORNIA DVD ADVANTAGE MUNI FD | COM | 67066Y105 | 2,109 | 163,021 | SH | SOLE | 163,021 | 0 | 0 | ||
NUVEEN DIVID ADVANTAGE MUN FD | COM | 67066V101 | 131,781 | 10,303,469 | SH | SOLE | 10,303,469 | 0 | 0 | ||
NUVEEN HIGH INCOME DECEMBER 2018 TARGET TERM FUND | COM | 67075p103 | 2,917 | 296,155 | SH | SOLE | 296,155 | 0 | 0 | ||
NUVEEN MUNI 2021 TGT TRM FD | COM | 670687102 | 5,404 | 571,867 | SH | SOLE | 571,867 | 0 | 0 | ||
NUVEEN NY AMT FREE MUN INCOME | COM | 670656107 | 67,141 | 5,642,100 | SH | SOLE | 5,642,100 | 0 | 0 | ||
NUVEEN NY DIVID ADVNTG MUN FD | COM | 67066X107 | 13,406 | 1,089,064 | SH | SOLE | 1,089,064 | 0 | 0 | ||
NUVEEN NY MUNI VALUE FUND 2 | COM | 670706100 | 1,391 | 103,711 | SH | SOLE | 103,711 | 0 | 0 | ||
NUVEEN OHIO QUALITY INCOME MUN | COM | 670980101 | 14,661 | 1,085,989 | SH | SOLE | 1,085,989 | 0 | 0 | ||
NUVEEN SELECT MAT MUNI FD | COM | 67061t101 | 214 | 22,297 | SH | SOLE | 22,297 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM 3 | COM | 67063X100 | 398 | 28,438 | SH | SOLE | 28,438 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM PT | COM | 67062F100 | 1,098 | 78,922 | SH | SOLE | 78,922 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM PT | COM | 67063C106 | 1,670 | 125,016 | SH | SOLE | 125,016 | 0 | 0 | ||
NUVEEN SENIOR INCOME FUND | COM | 67067y104 | 71 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
OPES ACQ CORP | COM | 68373p100 | 1,061 | 107,700 | SH | SOLE | 107,700 | 0 | 0 | ||
PAYCHEX INC | COM | 704326107 | 345 | 4,690 | SH | SOLE | 4,690 | 0 | 0 | ||
PENSARE ACQ CORP | COM | 70957e105 | 35,570 | 3,571,331 | SH | SOLE | 3,571,331 | 0 | 0 | ||
PETROLEUM & RESOURCES CORP | COM | 00548f105 | 1,227 | 61,521 | SH | SOLE | 61,521 | 0 | 0 | ||
PIONEER DIVERSIFIED HIGH INCOME TRUST | COM | 723653101 | 172 | 11,775 | SH | SOLE | 11,775 | 0 | 0 | ||
PIONEER HIGH INCOME TRUST | COM | 72369h106 | 352 | 38,025 | SH | SOLE | 38,025 | 0 | 0 | ||
PLATINUM EAGLE ACQ CORP | COM | g7126l100 | 491 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PURE ACQ CORP; TNT ACT DT: 10/15/2019; CASH: $10.00 | COM | 42968F108 | 10,586 | 1,116,675 | SH | SOLE | 1,116,675 | 0 | 0 | ||
PUTNAM MANAGED MUN INCOM TR | COM | 746823103 | 220 | 31,801 | SH | SOLE | 31,801 | 0 | 0 | ||
PUTNAM MUN OPPORTUNITIES TR | COM | 746922103 | 18,480 | 1,618,248 | SH | SOLE | 1,618,248 | 0 | 0 | ||
REAVES UTILITY INCOME FUND | COM | 756158101 | 2,117 | 69,052 | SH | SOLE | 69,052 | 0 | 0 | ||
SEMPRA ENERGY | COM | 816851109 | 228 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SOCIAL CAPITAL HEDOSOPHIA ACQ CORP | COM | g8250r103 | 248 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SPDR BARCLAYS CAPITAL HIGH | COM | 78464a417 | 505 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
SPDR S&P 500 ETF | COM | 78462F103 | 79,267 | 272,659 | SH | SOLE | 272,659 | 0 | 0 | ||
SPDR SER TR NUVN BR SHT MUNI | COM | 78468R739 | 7,177 | 150,497 | SH | SOLE | 150,497 | 0 | 0 | ||
SQUARE INC. | COM | 852234103 | 248 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
SWISS HELVETIA FD INC | COM | 870875101 | 7,639 | 897,616 | SH | SOLE | 897,616 | 0 | 0 | ||
TAIWAN FD INC | COM | 874036106 | 2,734 | 142,623 | SH | SOLE | 142,623 | 0 | 0 | ||
TEKLA HEALTHCARE OPPORTUNIT FD | COM | 879105104 | 6,158 | 328,581 | SH | SOLE | 328,581 | 0 | 0 | ||
TEKLA HEATHCARE INVESTORS | COM | 87911J103 | 2,246 | 96,999 | SH | SOLE | 96,999 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FD INC | COM | 880191101 | 2,258 | 154,011 | SH | SOLE | 154,011 | 0 | 0 | ||
TOTTENHAM ACQ CORP | COM | g8959n106 | 2,285 | 235,550 | SH | SOLE | 235,550 | 0 | 0 | ||
TRIDENT ACQ CORP | COM | 89615t106 | 15,807 | 1,609,725 | SH | SOLE | 1,609,725 | 0 | 0 | ||
TRINITY MERGER ACQ CORP | COM | 89653l106 | 42,395 | 4,312,825 | SH | SOLE | 4,312,825 | 0 | 0 | ||
TUNDER BRIDGE ACQ CORP | COM | g8857r100 | 4,387 | 451,850 | SH | SOLE | 451,850 | 0 | 0 | ||
TWELVE SEAS ACQ CORP | COM | G9145a107 | 3,037 | 317,325 | SH | SOLE | 317,325 | 0 | 0 | ||
UNION ACQ CORP | COM | g9366w101 | 9,990 | 1,024,642 | SH | SOLE | 1,024,642 | 0 | 0 | ||
VANECK VECTORS ETF TR AMT FREE SHORT | COM | 92189f528 | 1,318 | 76,743 | SH | SOLE | 76,743 | 0 | 0 | ||
VANGUARD BD INDEX FD INC LONG TERM BOND | COM | 921937793 | 1,679 | 19,201 | SH | SOLE | 19,201 | 0 | 0 | ||
VANGUARD BD INDEX FD INC SHORT TRM BOND | COM | 921937827 | 6,326 | 81,075 | SH | SOLE | 81,075 | 0 | 0 | ||
VANGUARD BD INDEX FD INC TOTAL BND MRKT | COM | 921937835 | 21,139 | 268,603 | SH | SOLE | 268,603 | 0 | 0 | ||
VANGUARD EMERGING MARKETS GOVERNMENT BOND ETF | COM | 921946885 | 379 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
VANGUARD FTSE PACIFIC ETF | COM | 922042866 | 43,991 | 618,725 | SH | SOLE | 618,725 | 0 | 0 | ||
VANGUARD INDEX FDS S&P 500 ETF | COM | 922908363 | 325,949 | 1,220,555 | SH | SOLE | 1,220,555 | 0 | 0 | ||
VANGUARD INDEX FDS SMALL CP ETF | COM | 922908751 | 97,169 | 597,668 | SH | SOLE | 597,668 | 0 | 0 | ||
VANGUARD INDEX FDS TOTAL STK MKT | COM | 922908769 | 58,203 | 388,929 | SH | SOLE | 388,929 | 0 | 0 | ||
VANGUARD INTERM-TERM CORP BD ETF | COM | 92206c870 | 486 | 5,815 | SH | SOLE | 5,815 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US | COM | 922042775 | 27,192 | 522,430 | SH | SOLE | 522,430 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF | COM | 922042858 | 33,066 | 806,492 | SH | SOLE | 806,492 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF | COM | 922042874 | 116,094 | 2,064,993 | SH | SOLE | 2,064,993 | 0 | 0 | ||
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF | COM | 921943858 | 1,048 | 24,217 | SH | SOLE | 24,217 | 0 | 0 | ||
VECTOIQ ACQ CORP | COM | 92243n103 | 23,249 | 2,429,350 | SH | SOLE | 2,429,350 | 0 | 0 | ||
VOYA ASIA PAC DIVID EQUITY IN | COM | 92912J102 | 771 | 80,854 | SH | SOLE | 80,854 | 0 | 0 | ||
W P CAREY INC | COM | 92936U109 | 250 | 3,889 | SH | SOLE | 3,889 | 0 | 0 | ||
WESTERN ASSET CLYM INFL OPP IN | COM | 95766R104 | 11,325 | 1,044,711 | SH | SOLE | 1,044,711 | 0 | 0 | ||
WESTERN ASSET CLYM INFL SEC IN | COM | 95766Q106 | 1,337 | 118,750 | SH | SOLE | 118,750 | 0 | 0 | ||
WESTERN ASSET HIGH YIELD DEFINE | COM | 95768b107 | 213 | 14,667 | SH | SOLE | 14,667 | 0 | 0 | ||
WESTERN ASSET MUN HI INCM FD | COM | 95766N103 | 6,317 | 892,296 | SH | SOLE | 892,296 | 0 | 0 | ||
WESTERN ASSET PREMIER BOND | COM | 957664105 | 1,658 | 129,324 | SH | SOLE | 129,324 | 0 | 0 | ||
WESTERN ASST MN PRT FD INC | COM | 95766P108 | 3,787 | 275,188 | SH | SOLE | 275,188 | 0 | 0 |