0001048703-16-000124.txt : 20160513
0001048703-16-000124.hdr.sgml : 20160513
20160513160935
ACCESSION NUMBER: 0001048703-16-000124
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160513
DATE AS OF CHANGE: 20160513
EFFECTIVENESS DATE: 20160513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Karpus Management, Inc.
CENTRAL INDEX KEY: 0001048703
IRS NUMBER: 161290550
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11445
FILM NUMBER: 161648437
BUSINESS ADDRESS:
STREET 1: 183 SULLY'S TRAIL
CITY: PITTSFORD
STATE: NY
ZIP: 14534
BUSINESS PHONE: 5855864680
MAIL ADDRESS:
STREET 1: 183 SULLY'S TRAIL
CITY: PITTSFORD
STATE: NY
ZIP: 14534
FORMER COMPANY:
FORMER CONFORMED NAME: KARPUS MANAGEMENT INC
DATE OF NAME CHANGE: 19971029
13F-HR
1
primary_doc.xml
13F-HR
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false
true
false
0001048703
XXXXXXXX
03-31-2016
03-31-2016
Karpus Management, Inc.
183 SULLY'S TRAIL
PITTSFORD
NY
14534
13F HOLDINGS REPORT
028-11445
N
Brett Gardner
Sr. Corporate Governance Analyst
585-586-4680
Brett Gardner
Pittsford
NY
05-13-2016
0
189
2199811
false
INFORMATION TABLE
2
13fq116.xml
3M CO
COM
88579Y101
257
1545
SH
SOLE
1545
0
0
ABERDEEN AUSTRALIA EQUITY FD
COM
003011103
2194
394659
SH
SOLE
394659
0
0
ABERDEEN JAPAN EQUITY FUND
COM
00306J109
4722
643348
SH
SOLE
643348
0
0
ABERDEEN LATIN AMER EQTY FD
COM
00306K106
905
49843
SH
SOLE
49843
0
0
ABERDEEN SINGAPORE FUND
COM
003244100
3873
430777
SH
SOLE
430777
0
0
ADAMS EXPRESS CO
COM
006212104
44848
3545266
SH
SOLE
3545266
0
0
ALLIANCE CALIF MUN INCOME FD
COM
018546101
1567
105657
SH
SOLE
105657
0
0
ALLIANCE NATIONAL MUNI
COM
01864u106
11757
813641
SH
SOLE
813641
0
0
ALLIANCEBERNSTEIN INCOME FUND
COM
01881E101
154419
19671222
SH
SOLE
19671222
0
0
ALLIANZGI EQUITY & CONVERTIB
COM
018829101
24669
1356181
SH
SOLE
1356181
0
0
ALPINE GLOBAL DYNAMIC DIVIDEND FUND
COM
02082E205
2684
314670
SH
SOLE
314670
0
0
ARP CAP ACQUISITION CORP
COM
00191r109
12001
1219575
SH
SOLE
1219575
0
0
ASIA PAC FD
COM
044901106
12373
1287526
SH
SOLE
1287526
0
0
BARINGTON HILCO ACQUISITION
COM
06759v101
3764
379058
SH
SOLE
379058
0
0
BLACKROCK CORE BD TR
COM
09249E101
30820
2301734
SH
SOLE
2301734
0
0
BLACKROCK CR ALLCTN INC TR
COM
092508100
35518
2836870
SH
SOLE
2836870
0
0
BLACKROCK ENH CAP & INC FD
COM
09256A109
1195
88254
SH
SOLE
88254
0
0
BLACKROCK ENHANCED EQT DIV TR
COM
09251A104
34497
4575172
SH
SOLE
4575172
0
0
BLACKROCK ENHANCED GOVERNMENT FUND
COM
09255K108
2776
204709
SH
SOLE
204709
0
0
BLACKROCK GLOBAL OPPORTUNITIES EQUITY TRST
COM
092501105
17180
1446122
SH
SOLE
1446122
0
0
BLACKROCK INCOME TR
COM
09247F100
72636
10955658
SH
SOLE
10955658
0
0
BLACKROCK INTL GRWTH & INC TR
COM
092524107
12829
2167039
SH
SOLE
2167039
0
0
BLACKROCK LNG-TM MUN ADV TST
COM
09250B103
198
16600
SH
SOLE
16600
0
0
BLACKROCK MUNI INTERM DURATI
COM
09253X102
13885
947162
SH
SOLE
947162
0
0
BLACKROCK MUNIYLD MICH QLTY FD
COM
09254V105
4729
324823
SH
SOLE
324823
0
0
BLACKROCK NEW YORK MUNI BOND
COM
09249P106
482
32215
SH
SOLE
32215
0
0
BLACKROCK NY INS MUN
COM
09249U105
1728
122998
SH
SOLE
122998
0
0
BLACKROCK SCIENCE & TECHNOLOGY TRUST
COM
09258G104
21869
1286418
SH
SOLE
1286418
0
0
BOULDER GROWTH & INCOME FD I
COM
101507101
24501
3121202
SH
SOLE
3121202
0
0
C B PHARMA ACQUISITION CORP
COM
g2029p126
1329
131601
SH
SOLE
131601
0
0
CAPITOL ACQUISITION CORP III
COM
14055m106
8445
867976
SH
SOLE
867976
0
0
CHINA FD INC
COM
169373107
2915
197759
SH
SOLE
197759
0
0
COHEN & STEERS GLOBAL INC BLDR
COM
19248M103
572
65126
SH
SOLE
65126
0
0
COHEN & STEERS INFRASTRUCTURE
COM
19248A109
21662
1093464
SH
SOLE
1093464
0
0
COHEN & STEERS QUAL INC RLTY
COM
19247L106
2621
211168
SH
SOLE
211168
0
0
CONSTELLATION BRANDS INC-A
COM
21036P108
641
4240
SH
SOLE
4240
0
0
CONSTELLATION BRANDS INC-B
COM
21036p207
409
2696
SH
SOLE
2696
0
0
CORNERSTONE STRATEGIC VALUE
COM
21924b302
1981
135347
SH
SOLE
135347
0
0
CUTWATER SELECT INCOME FD
COM
232229104
3927
205179
SH
SOLE
205179
0
0
DELAWARE INVT NAT MUNI INC FD
COM
24610T108
639
46294
SH
SOLE
46294
0
0
DISNEY WALT CO COM DISNEY
COM
254687106
292
2944
SH
SOLE
2944
0
0
DIVIDEND AND INCOME FUND
COM
25538a204
4200
376379
SH
SOLE
376379
0
0
DREYFUS MUN BD INFRSTRCTR FD
COM
26203D101
806
61200
SH
SOLE
61200
0
0
DT ASIA INVTS LTD
COM
G2615J104
1395
137390
SH
SOLE
137390
0
0
DTF TAX-FREE INCOME
COM
23334J107
1044
66051
SH
SOLE
66051
0
0
DUFF & PHELPS UTILITY & CORPORATE BOND TR
COM
26432k108
23620
2455349
SH
SOLE
2455349
0
0
DWS HIGH INCOME OPPORTUNITIES
COM
25158y102
1400
105000
SH
SOLE
105000
0
0
EASTERLY ACQUISITION CORP
COM
27616l102
8291
854700
SH
SOLE
854700
0
0
EATON VANCE MI MUNI INCOME TR
COM
27826D106
1706
123853
SH
SOLE
123853
0
0
EATON VANCE MUN BD FD
COM
27827X101
30849
2319500
SH
SOLE
2319500
0
0
EATON VANCE MUN BD FD II
COM
27827K109
8762
651002
SH
SOLE
651002
0
0
EATON VANCE NEW YORK MUN BD FD
COM
27827Y109
3009
223857
SH
SOLE
223857
0
0
EATON VANCE NJ MUNICIPAL
COM
27826V106
205
15370
SH
SOLE
15370
0
0
EATON VANCE OH MUNICIPAL
COM
27826G109
1671
112932
SH
SOLE
112932
0
0
EATON VANCE PA MUNI INCOME TR
COM
27826T101
1229
94950
SH
SOLE
94950
0
0
EATON VANCE RISK-MANAGED DIV
COM
27829g106
3056
322375
SH
SOLE
322375
0
0
EATON VANCE T/A GL DVD INCM
COM
27828s101
3194
221044
SH
SOLE
221044
0
0
EATON VANCE TX MGD DIV EQ INCM
COM
27828N102
302
28320
SH
SOLE
28320
0
0
EUROPEAN EQUITY FUND
COM
298768102
4846
616486
SH
SOLE
616486
0
0
EXXON MOBIL CORP
COM
30231G102
917
10965
SH
SOLE
10965
0
0
FEDERATED PREMIER INT MUNI
COM
31423M105
16461
1191073
SH
SOLE
1191073
0
0
FIRST TR ENHANCED EQTY INC FD
COM
337318109
15625
1226422
SH
SOLE
1226422
0
0
FIRST TRUST ABERDEEN GLOBAL
COM
337319107
31146
2841829
SH
SOLE
2841829
0
0
FIRST TRUST DIVIDEND AND INC
COM
33731L100
265
30609
SH
SOLE
30609
0
0
FIRST TRUST DYNAMIC EUROPE EQUITY
COM
33740D107
1087
65194
SH
SOLE
65194
0
0
FORT DEARBORN INCOME SECS INC
COM
347200107
20301
1406842
SH
SOLE
1406842
0
0
GABELLI DIVD & INCOME TR
COM
36242H104
27928
1511268
SH
SOLE
1511268
0
0
GABELLI EQUITY TRUST
COM
362397101
46363
8538344
SH
SOLE
8538344
0
0
GABELLI GLOBAL MULTIMEDIA TR
COM
36239q109
134
18185
SH
SOLE
18185
0
0
GABELLI GLOBAL SMALL & M
COM
36249W104
817
77390
SH
SOLE
77390
0
0
GABELLI HLTHCARE & WELLNESS TR
COM
36246K103
9845
997515
SH
SOLE
997515
0
0
GARNERO GROUP ACQUISITION CORP
COM
G5866L108
1018
102500
SH
SOLE
102500
0
0
GENERAL AMERN INVS
COM
368802104
47066
1507066
SH
SOLE
1507066
0
0
GENERAL ELECTRIC CO COM
COM
369604103
201
6310
SH
SOLE
6310
0
0
GSI GROUP INC CDA NEW
COM
36191C205
217
15342
SH
SOLE
15342
0
0
GUGGEINHEIM EQUAL WEIGHT
COM
40167M106
298
18449
SH
SOLE
18449
0
0
GUGGENHEIM ENHANCED EQUITY
COM
40167K100
1291
84753
SH
SOLE
84753
0
0
GUGGENHEIM ENHANCED EQUITY INCOME FUND
COM
40167b100
776
106384
SH
SOLE
106384
0
0
HARMONY MERGER CORP
COM
413247107
15362
1551668
SH
SOLE
1551668
0
0
HENNESSY CAP ACQUISITION CORP
COM
42588j100
1936
200000
SH
SOLE
200000
0
0
HOME DEPOT INC
COM
437076102
291
2180
SH
SOLE
2180
0
0
HYDRA INDS ACQUISITION CORP
COM
448740100
207
20950
SH
SOLE
20950
0
0
ING INTERNATIONAL HIGH DIVIDEND
COM
92912Y109
1734
268823
SH
SOLE
268823
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
212
1400
SH
SOLE
1400
0
0
INVESCO BD FD
COM
46132L107
23984
1299924
SH
SOLE
1299924
0
0
INVESCO MUN TR
COM
46131J103
20640
1549587
SH
SOLE
1549587
0
0
INVESCO QUALITY MUNI INC TRST
COM
46133G107
25443
1923102
SH
SOLE
1923102
0
0
INVESCO TRUST FOR INVESTMENT GRADE MUNI
COM
46131M106
3480
248895
SH
SOLE
248895
0
0
ISHARES 3-7 YR TR BD ETF
COM
464288661
252
2000
SH
SOLE
2000
0
0
ISHARES CORE MSCI EUROPE ETF
COM
46434V738
1120
27255
SH
SOLE
27255
0
0
ISHARES MSCI ACWI EX US ETF
COM
464288240
8305
210371
SH
SOLE
210371
0
0
ISHARES MSCI CDA ETF
COM
464286509
15370
648258
SH
SOLE
648258
0
0
ISHARES MSCI EMERGING MKT INDEX
COM
464287234
742
21670
SH
SOLE
21670
0
0
ISHARES MSCI JAPAN ETF
COM
464286848
12113
1061639
SH
SOLE
1061639
0
0
JAPAN SMALLER CAPTLZTN FD
COM
47109U104
17235
1785981
SH
SOLE
1785981
0
0
JOHN HANCOCK INCOME SECS TR
COM
410123103
9640
693206
SH
SOLE
693206
0
0
JOHNSON & JOHNSON COM
COM
478160104
225
2076
SH
SOLE
2076
0
0
JPMORGAN CHINA REGION FUND
COM
48126T104
1332
90106
SH
SOLE
90106
0
0
KIMBERLY CLARK CORP
COM
494368103
450
3342
SH
SOLE
3342
0
0
KOREA EQUITY FD INC
COM
50063B104
226
28470
SH
SOLE
28470
0
0
LAZARD GLB TTL RET&INCM FD
COM
52106W103
2982
239923
SH
SOLE
239923
0
0
LAZARD WORLD DIVID & INCOME FD
COM
521076109
4645
514439
SH
SOLE
514439
0
0
LENNOX INTL INC
COM
526107107
12072
89296
SH
SOLE
89296
0
0
LIBERTY ALL STAR EQUITY FD
COM
530158104
40813
8211933
SH
SOLE
8211933
0
0
LMP REAL ESTATE INCOME FUND
COM
50208c108
1854
135921
SH
SOLE
135921
0
0
MACQUARIE GLBL INFRA TOTL RETN
COM
55608D101
3038
151204
SH
SOLE
151204
0
0
MADISON STRATEGIC SECTR PREM
COM
558268108
7719
685544
SH
SOLE
685544
0
0
MADISON/CLAYMORE COVERED CAL
COM
557437100
4776
639376
SH
SOLE
639376
0
0
MANAGED DURATION INVESTMENT GR
COM
56165r103
14531
1042366
SH
SOLE
1042366
0
0
MARKET VECTORS SHORT MUNICIPAL ETF
COM
57060U803
557
31600
SH
SOLE
31600
0
0
MEXICO EQUITY & INCOME FD
COM
592834105
128
11414
SH
SOLE
11414
0
0
MFS INTER INCOME TR
COM
55273C107
33995
7374142
SH
SOLE
7374142
0
0
MFS INVT GRADE MUN TR
COM
59318B108
23533
2313967
SH
SOLE
2313967
0
0
MICROSOFT CORP
COM
594918104
214
3872
SH
SOLE
3872
0
0
MORGAN STANLEY ASIA PAC FD
COM
61744U106
2176
158966
SH
SOLE
158966
0
0
MORGAN STANLEY CHINA A SHARE
COM
617468103
939
55474
SH
SOLE
55474
0
0
MORGAN STANLEY EMER MKTS FD
COM
61744G107
1913
145028
SH
SOLE
145028
0
0
MORGAN STANLEY INDIA INVS FD
COM
61745C105
1095
43766
SH
SOLE
43766
0
0
MORGAN STANLEY TRUSTS INCOME SECS
COM
61745P874
28658
1636659
SH
SOLE
1636659
0
0
NASDAQ PREMIUM INCOME & GROW
COM
670699107
5525
299153
SH
SOLE
299153
0
0
NEW GERMANY FD INC
COM
644465106
3187
226165
SH
SOLE
226165
0
0
NEW IRELAND FUND INC
COM
645673104
10511
809548
SH
SOLE
809548
0
0
NEXPOINT CREDIT STRATEGIES
COM
65340G205
5534
306620
SH
SOLE
306620
0
0
NFJ DVD INTEREST & PR STRAT
COM
01883a107
9051
738257
SH
SOLE
738257
0
0
NUVEEN AMT-FREE MUN INCOME FD
COM
670657105
539
37900
SH
SOLE
37900
0
0
NUVEEN CONN PREM INCOME MUN FD
COM
67060D107
1010
76436
SH
SOLE
76436
0
0
NUVEEN CORE EQUITY ALPHA FUND
COM
67090X107
7902
579747
SH
SOLE
579747
0
0
NUVEEN DIV ADV MUNI FD 3
COM
67070X101
39402
2632067
SH
SOLE
2632067
0
0
NUVEEN DIV ADVANTAGE MUN FD 2
COM
67070F100
8673
584044
SH
SOLE
584044
0
0
NUVEEN DIVID ADVANTAGE MUN INC
COM
67071L106
12927
852124
SH
SOLE
852124
0
0
NUVEEN DOW30 DYNAMIC OVERWRITE FUND
COM
67075F105
13861
982350
SH
SOLE
982350
0
0
NUVEEN GLOBAL VALUE OPP FUND
COM
6706EH103
14900
1358284
SH
SOLE
1358284
0
0
NUVEEN INT DUR QUAL MUN TRM FD
COM
670677103
24998
1847602
SH
SOLE
1847602
0
0
NUVEEN MD PREM INCOME MUN FD
COM
67061Q107
168
12521
SH
SOLE
12521
0
0
NUVEEN MICH QUALITY INCOME MUN
COM
670979103
973
67755
SH
SOLE
67755
0
0
NUVEEN MULTI-STRATEGY INC & GTH 2
COM
67073D102
149
18900
SH
SOLE
18900
0
0
NUVEEN MUN ADVANTAGE FD INC
COM
67062H106
18785
1309067
SH
SOLE
1309067
0
0
NUVEEN MUN MKT OPPORTUNITY FD
COM
67062W103
18577
1306410
SH
SOLE
1306410
0
0
NUVEEN NJ DIV ADVANTAGE MUN FD
COM
67069Y102
594
41990
SH
SOLE
41990
0
0
NUVEEN NY AMT-FREE MUN INCOME
COM
670656107
17198
1279585
SH
SOLE
1279585
0
0
NUVEEN NY DIVID ADVNTG MUN FD
COM
67066X107
756
51288
SH
SOLE
51288
0
0
NUVEEN OHIO QUALITY INC MUNI
COM
670980101
5121
327248
SH
SOLE
327248
0
0
NUVEEN PREM INCOME MUN FD
COM
67062T100
5704
391476
SH
SOLE
391476
0
0
NUVEEN PREM INCOME MUN FD 2
COM
67063W102
2561
174000
SH
SOLE
174000
0
0
NUVEEN QUALITY INCOME MUN FD
COM
670977107
10529
715252
SH
SOLE
715252
0
0
NUVEEN QUALITY MUN FD INC
COM
67062N103
10554
741161
SH
SOLE
741161
0
0
NUVEEN SELECT QUALITY MUN FD
COM
670973106
22757
1552309
SH
SOLE
1552309
0
0
NUVEEN TAX-ADVANTAGED DIVIDE
COM
67073g105
526
38362
SH
SOLE
38362
0
0
NUVEEN TX-ADV TOT RET STR FD
COM
67090h102
195
17300
SH
SOLE
17300
0
0
PACHOLDER HIGH YIELD FUND, INC
COM
693742108
6341
998560
SH
SOLE
998560
0
0
PAYCHEX INC
COM
704326107
276
5114
SH
SOLE
5114
0
0
PEPSICO INC
COM
713448108
243
2370
SH
SOLE
2370
0
0
PROCTER & GAMBLE CO
COM
742718109
221
2687
SH
SOLE
2687
0
0
PUTNAM MUN OPPORTUNITIES TR
COM
746922103
13645
1074372
SH
SOLE
1074372
0
0
ROYCE VALUE TR INC
COM
780910105
821
70131
SH
SOLE
70131
0
0
SEMPRA ENERGY
COM
816851109
213
2050
SH
SOLE
2050
0
0
SPDR S&P 500 ETF
COM
78462F103
7583
36895
SH
SOLE
36895
0
0
SPDR SERIES TRUST NUVN BR SHT MUNI
COM
78468R739
34672
710203
SH
SOLE
710203
0
0
SWISS HELVETIA FD INC
COM
870875101
18131
1781020
SH
SOLE
1781020
0
0
TEKLA HEALTHCARE OPPORTUNITIES
COM
879105104
12449
782457
SH
SOLE
782457
0
0
TEMPLETON DRAGON FD INC
COM
88018T101
1054
61570
SH
SOLE
61570
0
0
TEMPLETON EMERGING MKTS FD
COM
880191101
1871
172935
SH
SOLE
172935
0
0
TRI CONTL CORP
COM
895436103
39760
1991969
SH
SOLE
1991969
0
0
VAN KAMP PENN VAL MUNI INCOM
COM
46132K109
16453
1217838
SH
SOLE
1217838
0
0
VANGUARD FTSE ALL-WORLD EX-U
COM
922042775
12812
296921
SH
SOLE
296921
0
0
VANGUARD INDEX FDS S&P 500 ETF
COM
922908363
130741
693366
SH
SOLE
693366
0
0
VANGUARD INDEX FDS SMALL CP ETF
COM
922908751
51732
464003
SH
SOLE
464003
0
0
VANGUARD INFORMATION TECHNOLOGY INDEX ETF
COM
92204A702
10790
98510
SH
SOLE
98510
0
0
VANGUARD INTL EQUITY INDEX FD FTSE
COM
922042858
9778
282778
SH
SOLE
282778
0
0
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF
COM
922042874
55891
1151918
SH
SOLE
1151918
0
0
VANGUARD INTL EQUITY INDEX FD MEGA CAP GRO ETF
COM
922042866
25684
464702
SH
SOLE
464702
0
0
VANGUARD LONG-TERM BOND ETF
COM
921937793
484
5200
SH
SOLE
5200
0
0
VANGUARD SHORT-TERM BOND ETF
COM
921937827
10616
131665
SH
SOLE
131665
0
0
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF
COM
921943858
2246
62597
SH
SOLE
62597
0
0
VANGUARD TOTAL BOND
COM
921937835
18431
222587
SH
SOLE
222587
0
0
VANGUARD US TOTAL STOCK MKT
COM
922908769
22436
214046
SH
SOLE
214046
0
0
VIRTUS GLOBAL MULTI-SECTOR INCOME FUND
COM
92829b101
1417
100000
SH
SOLE
100000
0
0
VOYA ASIA PACIFIC HIGH DIVIDEND
COM
92912J102
1239
134057
SH
SOLE
134057
0
0
VOYA EMERGING MKTS HIGH DIV EQ FD
COM
92912P108
3348
433128
SH
SOLE
433128
0
0
VOYA GLOBAL EQUITY DIVIDEND & PREM OPP FD
COM
92912T100
15265
2153030
SH
SOLE
2153030
0
0
VOYA INFRASTRUCTURE INDUSTRIALS
COM
92912X101
17788
1426500
SH
SOLE
1426500
0
0
W P CAREY INC
COM
92936U109
242
3889
SH
SOLE
3889
0
0
WELLS FARGO ADVANTAGE GLOBAL
COM
94987C103
8733
1462760
SH
SOLE
1462760
0
0
WESTERN ASSET CLYM INFL OPP IN
COM
95766R104
19781
1788511
SH
SOLE
1788511
0
0
WESTERN ASSET CLYM INFL SEC IN
COM
95766Q106
2966
260384
SH
SOLE
260384
0
0
WESTERN ASSET GLOBAL CP DEFINE
COM
95790C107
317
19246
SH
SOLE
19246
0
0
WESTERN ASSET PREMIER BOND
COM
957664105
4313
343642
SH
SOLE
343642
0
0
ZWEIG FD
COM
989834205
41229
3200995
SH
SOLE
3200995
0
0
ZWEIG TOTAL RETURN FD INC
COM
989837208
37045
3089661
SH
SOLE
3089661
0
0