-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AJNKd/wLlDef/tVHKH9EpCFfUQioXMug2lVPLKgrtasXDUUXwnqt8/idMGzAKmtK V3SCqiUxKDMhWUODzMl9PQ== 0001329700-08-000002.txt : 20080516 0001329700-08-000002.hdr.sgml : 20080516 20080516154346 ACCESSION NUMBER: 0001329700-08-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080514 FILED AS OF DATE: 20080516 DATE AS OF CHANGE: 20080516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: METALICO INC CENTRAL INDEX KEY: 0001048685 STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 186 NORTH AVE EAST STREET 2: 908-497-9610 CITY: CRANFORD STATE: NJ ZIP: 07016 BUSINESS PHONE: 908-497-9610 MAIL ADDRESS: STREET 1: 186 NORTH AVENUE EAST CITY: CRANFORD STATE: NJ ZIP: 07016 FORMER COMPANY: FORMER CONFORMED NAME: METALICO INC /NJ DATE OF NAME CHANGE: 19971029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAXWELL BRET R CENTRAL INDEX KEY: 0001068853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32453 FILM NUMBER: 08842278 BUSINESS ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE SUITE 9500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3122581400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE SUITE 9500 CITY: CHICAGO STATE: IL ZIP: 60608 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2008-05-14 0 0001048685 METALICO INC MEA 0001068853 MAXWELL BRET R 1033 SKOKIE BLVD, SUITE 430 NORTHBROOK IL 60062 1 0 0 0 Common Stock 2008-05-14 4 S 0 3549 15.8 D 469321 I See Footnote 1 Common Stock 2008-05-14 4 S 0 94 15.803 D 469227 I See Footnote 1 Common stock 2008-05-14 4 S 0 264 15.805 D 468963 I See Footnote 1 Common stock 2008-05-14 4 S 0 330 15.81 D 468633 I See Footnote 1 Common stock 2008-05-14 4 S 0 131 15.815 D 468502 I See Footnote 1 Common Stock 2008-05-14 4 S 0 132 15.82 D 468370 I See Footnote 1 Common Stock 2008-05-14 4 S 0 19 15.83 D 468351 I See Footnote 1 Common Stock 2008-05-14 4 S 0 237 15.8 D 31317 I See Footnote 2 Common Stock 2008-05-14 4 S 0 6 15.803 D 31311 I See Footnote 2 Common stock 2008-05-14 4 S 0 18 15.805 D 31293 I See footnote 2 Common Stock 2008-05-14 4 S 0 22 15.81 D 31271 I See Footnote 2 Common stock 2008-05-14 4 S 0 9 15.815 D 31262 I see footnote 2 Common stock 2008-05-14 4 S 0 9 15.82 D 31253 I see footnote 2 Common stock 2008-05-14 4 S 0 1 15.83 D 31252 I see footnote 2 Common Stock 2008-05-14 4 S 0 3786 15.8 D 500640 I see footnote 3 Common stock 2008-05-14 4 S 0 100 15.803 D 500540 I See footnote 3 Common stock 2008-05-14 4 S 0 281 15.805 D 500259 I See footnote 3 Common stock 2008-05-14 4 S 0 351 15.81 D 499908 I See footnote 3 Common stock 2008-05-14 4 S 0 141 15.815 D 499767 I See footnote 3 Common stock 2008-05-14 4 S 0 141 15.82 D 499626 I See footnote 3 Common stock 2008-05-14 4 S 0 20 15.83 D 499606 I See footnote 3 Common stock 2008-05-14 4 S 0 9023 15.8 D 1193273 I See footnote 4 Common stock 2008-05-14 4 S 0 239 15.803 D 1193034 I See footnote 4 Common stock 2008-05-14 4 S 0 670 15.805 D 1192364 I See footnote 4 Common stock 2008-05-14 4 S 0 838 15.81 D 1191526 I See footnote 4 Common stock 2008-05-14 4 S 0 335 15.815 D 1191191 I See footnote 4 Common stock 2008-05-14 4 S 0 335 15.82 D 1190856 I See footnote 4 Common stock 2008-05-14 4 S 0 48 15.83 D 1190.808 I See footnote 4 Common stock 2008-05-14 4 S 0 2255 15.8 D 298192 I See footnote 5 Common stock 2008-05-14 4 S 0 616 D 297576 I See footnote 5 Held By: Apex Investment Fund III, LP, of which the Reporting Person may be deemed to be a beneficial owner pursuant to Rule 16a-1(a)(1) Held By: Apex Strategic Partners, LLC, of which the Reporting Person may be deemed to be a beneficial owner pursuant to Rule 16a-1(a)(1) Held By: The Productivity Fund III, LP, of which the Reporting Person may be deemed to be a beneficial owner pursuant to Rule 16a-1(a)(1) Held By: Infrastructure & Environmental Private Equity Fund III, LP, of which the Reporting Person may be deemed to be a beneficial owner pursuant to Rule 16a-1(a)(1) Held By: Environmental & Information Technology Private Equity Fund III, of which the Reporting Person may be deemed to be a beneficial owner pursuant to Rule 16a-1(a)(1) 61 @ $15.803 167 @ $15.805 209 @ $15.81 84 @ $15.815 83 @ $15.82 12 @ $15.83 Reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such Reporting person's pecuniary interest in such securities) other than any securities reported herein as being directly owned by such Reporting Person and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of any such securities for purpose of Section 16 or any other purpose. Bret R. Maxwell 2008-05-16 -----END PRIVACY-ENHANCED MESSAGE-----