10-Q/A 1 c26619e10vqza.htm AMENDMENT TO QUARTERLY REPORT e10vqza
Table of Contents

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
Amendment No. 1
     
þ   QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended March 31, 2008
or
     
o   TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from                                         to                                          
Metalico, Inc.
(Exact name of registrant as specified in its charter)
         
Delaware
(State or other jurisdiction of
incorporation or organization)
  001-32453
(Commission file number)
  52-2169780
(I.R.S. Employer Identification No.)
         
186 North Avenue East
Cranford, NJ

(Address of Principal Executive Offices)
  07016
(Zip Code)
  (908) 497-9610
(Registrant’s Telephone Number)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES þ NO o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
             
Large accelerated filer o   Accelerated filer þ   Non-accelerated filer o   Smaller reporting company o
        (Do not check if a smaller reporting company)    
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act) YES o NO þ
Number of shares of Common stock, par value $.001, outstanding as of April 17, 2008: 35,378,942
 
 

 


TABLE OF CONTENTS

EXPLANATORY NOTE
PART II
Item 6. Exhibits
SIGNATURES
Certification of Chief Executive Officer
Certification of Chief Financial Officer
Certification of Chief Executive Officer
Certification of Chief Financial Officer


Table of Contents

EXPLANATORY NOTE
     This Amendment No. 1 on Form 10-Q/A amends the Quarterly Report on Form 10-Q of Metalico, Inc. (the “Company”) for the period ended March 31, 2008, as filed by the Company on April 4, 2008 (the “Original Filing”) and is being filed solely to attach the certifications appended as Exhibits 31.1, 31.2, 32.1 and 32.2.
METALICO, INC.
Form 10-Q Quarterly Report
Table of Contents
PART II
             
Item 6.
  Exhibits.       Page XX
Item 6. Exhibits.
     The following exhibits are filed herewith:
  31.1   Certification of Chief Executive Officer of Metalico, Inc. pursuant to Rule 13a-14(a) promulgated under the Securities Exchange Act of 1934, as amended
 
  31.2   Certification of Chief Financial Officer of Metalico, Inc. pursuant to Rule 13a-14(a) promulgated under the Securities Exchange Act of 1934, as amended
 
  32.1   Certification of Chief Executive Officer of Metalico, Inc. pursuant to Rule 13a-14(a) promulgated under the Securities Exchange Act of 1934, as amended, and Section 1350 of Chapter 63 of Title 18 of the United States Code
 
  32.2   Certification of Chief Financial Officer of Metalico, Inc. pursuant to Rule 13a-14(a) promulgated under the Securities Exchange Act of 1934, as amended, and Section 1350 of Chapter 63 of Title 18 of the United States Code
SIGNATURES
     Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.
         
  METALICO, INC.
(Registrant)
 
 
Date: May 9, 2008  By:        /s/ CARLOS E. AGÜERO    
         Carlos E. Agüero   
         Chairman, President and Chief Executive Officer   
 
     
Date: May 9, 2008  By:        /s/ ERIC W. FINLAYSON    
         Eric W. Finlayson   
         Senior Vice President and Chief
     Financial Officer (Principal Financial
     Officer and Principal Accounting Officer) 
 
 

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