SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
PRESIDIO MANAGEMENT GROUP VIII L L C

(Last) (First) (Middle)
2735 SAND HILL ROAD

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MAXLINEAR INC [ MXL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/29/2010
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock ($0.0001 par value)(1) 03/29/2010 J(1) 5,309,952 D (1) 0 I Directly owned by USVP VIII(3)
Common Stock ($0.0001 par value)(1) 03/29/2010 J(1) 51,253 D (1) 0 I Directly owned by AFF VIII(3)
Common Stock ($0.0001 par value)(1) 03/29/2010 J(1) 49,076 D (1) 0 I Directly owned by EP VIII-A(3)
Common Stock ($0.0001 par value)(1) 03/29/2010 J(1) 24,877 D (1) 0 I Directly owned by EP VIII-B(3)
Class A Common Stock ($0.0001 par value) 03/29/2010 C(4) 555,107 A (4) 555,107 I Directly owned by USVP VIII(3)
Class A Common Stock ($0.0001 par value) 03/29/2010 C(4) 5,358 A (4) 5,358 I Directly owned by AFF VIII(3)
Class A Common Stock ($0.0001 par value) 03/29/2010 C(4) 5,130 A (4) 5,130 I Directly owned by EP VIII-A(3)
Class A Common Stock ($0.0001 par value) 03/29/2010 C(4) 2,600 A (4) 2,600 I Directly owned by EP VIII-B(3)
Class A Common Stock ($0.0001 par value) 03/29/2010 S 555,107 D $14 0 I Directly owned by USVP VIII(3)
Class A Common Stock ($0.0001 par value) 03/29/2010 S 5,358 D $14 0 I Directly owned by AFF VIII(3)
Class A Common Stock ($0.0001 par value) 03/29/2010 S 5,130 D $14 0 I Directly owned by EP VIII-A(3)
Class A Common Stock ($0.0001 par value) 03/29/2010 S 2,600 D $14 0 I Directly owned by EP VIII-B(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (convertible into Class A Common Stock)(1)(2) (1)(2) 03/29/2010 J(1) 5,309,952 (2) (2) Class A Common Stock ($0.0001 par value) 5,309,952 $0 5,309,952 I Directly owned by USVP VIII(3)
Class B Common Stock (convertible into Class A Common Stock)(1)(2) (1)(2) 03/29/2010 J(1) 51,253 (2) (2) Class A Common Stock ($0.0001 par value) 51,253 $0 51,253 I Directly owned by AFF VIII(3)
Class B Common Stock (convertible into Class A Common Stock)(1)(2) (1)(2) 03/29/2010 J(1) 49,076 (2) (2) Class A Common Stock ($0.0001 par value) 49,076 $0 49,076 I Directly owned by EP VIII-A(3)
Class B Common Stock (convertible into Class A Common Stock)(1)(2) (1)(2) 03/29/2010 J(1) 24,877 (2) (2) Class A Common Stock ($0.0001 par value) 24,877 $0 24,877 I Directly owned by EP VIII-B(3)
Class B Common Stock (convertible into Class A Common Stock)(1)(2) (1)(2) 03/29/2010 C(2) 555,107 (2) (2) Class A Common Stock ($0.0001 par value) 555,107 $0 4,754,845 I Directly owned by USVP VIII(3)
Class B Common Stock (convertible into Class A Common Stock)(1)(2) (1)(2) 03/29/2010 C(2) 5,358 (2) (2) Class A Common Stock ($0.0001 par value) 5,358 $0 45,895 I Directly owned by AFF VIII(3)
Class B Common Stock (convertible into Class A Common Stock)(1)(2) (1)(2) 03/29/2010 C(2) 5,130 (2) (2) Class A Common Stock ($0.0001 par value) 5,130 $0 43,946 I Directly owned by EP VIII-A(3)
Class B Common Stock (convertible into Class A Common Stock)(1)(2) (1)(2) 03/29/2010 C(2) 2,600 (2) (2) Class A Common Stock ($0.0001 par value) 2,600 $0 22,277 I Directly owned by EP VIII-B(3)
1. Name and Address of Reporting Person*
PRESIDIO MANAGEMENT GROUP VIII L L C

(Last) (First) (Middle)
2735 SAND HILL ROAD

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
ROOT JONATHAN D

(Last) (First) (Middle)
2735 SAND HILL ROAD

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Rust Christopher J

(Last) (First) (Middle)
2735 SAND HILL ROAD

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Tansey Casey M

(Last) (First) (Middle)
2735 SAND HILL ROAD

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
YOUNG PHILIP M

(Last) (First) (Middle)
2735 SAND HILL ROAD

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
Explanation of Responses:
1. Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock ($0.0001 par value) automatically converted into one share of Class B Common Stock ($0.0001 par value) immediately prior to the closing of the Registrant's initial public offering on March 29, 2010.
2. Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the Registrant's publicly traded stock registered under Section 12(b) of the Securities and Exchange Act of 1934, as amended, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock
3. See additional Form 4 filed by Presidio Management Group VIII, LLC ("PMG VIII") for additional members of this joint filing. PMG VIII is the general partner of US Venture Partners VIII, L.P. ("USVP VIII"), USVP Entrepreneur Partners VIII-A, L.P. ("EP VIII-A"), USVP Entrepreneur Partners VIII-B, L.P. ("EP VIII-B"), and USVP VIII Affiliates Fund, L.P. ("AFF VIII"), and Timothy Connors, Irwin Federman, Winston S. Fu, Steven M. Krausz, David E. Liddle, Jonathan D. Root, Christopher Rust, Casey M. Tansey, and Philip M. Young, the managing members of PMG VIII, may be deemed to share voting and dispositive power over the shares held by USVP VIII, EP VIII-A, EP VIII-B and AFF VIII. Such persons and entities disclaim beneficial ownership of shares held by USVP VIII, EP VIII-A, EP VIII-B and AFF VIII except to the extent of any pecuniary interest therein.
4. Each share of Class A Common Stock, which is the publicly traded stock, was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Persons.
Remarks:
Michael P. Maher - Attorney in fact for each reporting person 03/29/2010
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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