-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GIS7Q7Q/LX7sUVEmBbFJBVW6u1ktscY/kKyko9Pqh45gZxR6ytM7oHBEBm3qsHTF sz1jtQfYAHt+b6CDowj3nw== 0001011034-04-000101.txt : 20040928 0001011034-04-000101.hdr.sgml : 20040928 20040928193216 ACCESSION NUMBER: 0001011034-04-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040927 FILED AS OF DATE: 20040928 DATE AS OF CHANGE: 20040928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NESTI SERGIO CENTRAL INDEX KEY: 0001264144 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23391 FILM NUMBER: 041051031 MAIL ADDRESS: STREET 1: 112 E GRANTLEY CITY: ELMHURST STATE: IL ZIP: 60126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XML GLOBAL TECHNOLOGIES INC CENTRAL INDEX KEY: 0001048501 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 841434313 STATE OF INCORPORATION: CO FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 60 REVERE DRIVE STREET 2: SUITE 725 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: (847) 562-0700 MAIL ADDRESS: STREET 1: 60 REVERE DRIVE STREET 2: SUITE 725 CITY: NORTHBROOK STATE: IL ZIP: 60062 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL CAPITAL FUNDING INC DATE OF NAME CHANGE: 19971027 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-09-27 0 0001048501 XML GLOBAL TECHNOLOGIES INC XFMY 0001264144 NESTI SERGIO 112 E GRANTLEY ELMHURST IL 60126 1 0 0 0 Common Stock 2004-09-27 4 J 0 250000 A 543750 D Warrants 0.5 2004-09-27 4 J 0 32761 A 2003-06-06 2005-12-31 Common Stock 32761 0 D Warrants 1 2004-09-27 4 J 0 5814 D 2003-06-06 2005-12-31 Common Stock 5814 0 D Shares issued in conversion of shares of XFormity, Inc. in connection with business acquisition. Surrendered warrants /s/ Sergio Nesti 2004-09-28 -----END PRIVACY-ENHANCED MESSAGE-----