The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 127,499 | 4,350,000 | SH | DFND | 01,02 | 0 | 4,350,000 | 0 | |
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 8,173 | 2,500,000 | PRN | DFND | 01,02 | 0 | 2,500,000 | 0 | |
ALTABA INC | COM | 021346101 | 618,857 | 8,349,395 | SH | DFND | 01,02 | 0 | 8,349,395 | 0 | |
APPLE INC | COM | 037833100 | 55,655 | 293,000 | SH | Put | DFND | 01,02 | 0 | 293,000 | 0 |
ARCONIC INC | COM | 03965L100 | 991,850 | 51,902,133 | SH | DFND | 01,02 | 0 | 51,902,133 | 0 | |
B RILEY FINL INC | COM | 05580M108 | 38,495 | 2,306,450 | SH | DFND | 01,02 | 0 | 2,306,450 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 155,058 | 3,250,000 | SH | DFND | 01,02 | 0 | 3,250,000 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 40,363 | 846,000 | SH | Call | DFND | 01,02 | 0 | 846,000 | 0 |
CARBONITE INC | COM | 141337105 | 29,445 | 1,186,800 | SH | DFND | 01,02 | 0 | 1,186,800 | 0 | |
CITRIX SYS INC | COM | 177376100 | 607,029 | 6,091,000 | SH | DFND | 01,02 | 0 | 6,091,000 | 0 | |
CITRIX SYS INC | COM | 177376100 | 49,830 | 500,000 | SH | Call | DFND | 01,02 | 0 | 500,000 | 0 |
COLUMBIA PPTY TR INC | COM NEW | 198287203 | 11,153 | 495,484 | SH | DFND | 01,02 | 0 | 495,484 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 16,785 | 4,500,000 | SH | DFND | 01,02 | 0 | 4,500,000 | 0 | |
COMMVAULT SYSTEMS INC | COM | 204166102 | 57,962 | 895,308 | SH | DFND | 01,02 | 0 | 895,308 | 0 | |
CORMEDIX INC | COM | 21900C308 | 7,875 | 833,373 | SH | DFND | 01,02 | 0 | 833,373 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 658,198 | 11,214,831 | SH | DFND | 01,02 | 0 | 11,214,831 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 58,690 | 1,000,000 | SH | Call | DFND | 01,02 | 0 | 1,000,000 | 0 |
DEVON ENERGY CORP NEW | COM | 25179M103 | 553,089 | 17,825,000 | SH | DFND | 01,02 | 0 | 17,825,000 | 0 | |
DEVON ENERGY CORP NEW | COM | 25179M103 | 94,680 | 3,000,000 | SH | Call | DFND | 01,02 | 0 | 3,000,000 | 0 |
DIGITAL RLTY TR INC | COM | 253868103 | 47,600 | 400,000 | SH | Put | DFND | 01,02 | 0 | 400,000 | 0 |
DISH NETWORK CORP | NOTE 2.375% 3/1 | 25470MAD1 | 122,282 | 148,700,000 | PRN | DFND | 01,02 | 0 | 148,700,000 | 0 | |
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 222,458 | 260,800,000 | PRN | DFND | 01,02 | 0 | 260,800,000 | 0 | |
EBAY INC | COM | 278642103 | 92,850 | 2,500,000 | SH | Call | DFND | 01,02 | 0 | 2,500,000 | 0 |
EBAY INC | COM | 278642103 | 367,686 | 9,900,000 | SH | DFND | 01,02 | 0 | 9,900,000 | 0 | |
ELEMENT SOLUTIONS INC | COM | 28618M106 | 110,608 | 10,951,281 | SH | DFND | 01,02 | 0 | 10,951,281 | 0 | |
EP ENERGY CORP | CL A | 268785102 | 1,300 | 5,000,000 | SH | DFND | 01,02 | 0 | 5,000,000 | 0 | |
EQT CORP | COM | 26884L109 | 45,102 | 2,174,661 | SH | DFND | 01,02 | 0 | 2,174,661 | 0 | |
EQUINIX INC | COM | 29444U700 | 67,974 | 150,000 | SH | Put | DFND | 01,02 | 0 | 150,000 | 0 |
FIRSTENERGY CORP | COM | 337932107 | 1,042,066 | 25,043,653 | SH | DFND | 01,02 | 0 | 25,043,653 | 0 | |
FOX CORP | CL B COM | 35137L204 | 20,450 | 569,954 | SH | DFND | 01,02 | 0 | 569,954 | 0 | |
FOX CORP | CL A COM | 35137L105 | 127,353 | 3,469,158 | SH | DFND | 01,02 | 0 | 3,469,158 | 0 | |
GENESEE & WYO INC | CL A | 371559105 | 5,446 | 62,500 | SH | DFND | 01,02 | 0 | 62,500 | 0 | |
HEALTHCARE RLTY TR | COM | 421946104 | 24,343 | 758,112 | SH | DFND | 01,02 | 0 | 758,112 | 0 | |
HESS CORP | COM | 42809H107 | 1,321,747 | 21,945,000 | SH | DFND | 01,02 | 0 | 21,945,000 | 0 | |
HESS CORP | COM | 42809H107 | 48,184 | 800,000 | SH | Call | DFND | 01,02 | 0 | 800,000 | 0 |
INTERNATIONAL SPEEDWAY CORP | CL A | 460335201 | 33,524 | 768,376 | SH | DFND | 01,02 | 0 | 768,376 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,390,568 | 7,740,000 | SH | Put | DFND | 01,02 | 0 | 7,740,000 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,347,450 | 7,500,000 | SH | Call | DFND | 01,02 | 0 | 7,500,000 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 76,545 | 500,000 | SH | Put | DFND | 01,02 | 0 | 500,000 | 0 |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 217,600 | 2,500,000 | SH | Put | DFND | 01,02 | 0 | 2,500,000 | 0 |
KKR REAL ESTATE FIN TR INC | COM | 48251K100 | 10,370 | 518,000 | SH | DFND | 01,02 | 0 | 518,000 | 0 | |
MACERICH CO | COM | 554382101 | 20,386 | 470,268 | SH | DFND | 01,02 | 0 | 470,268 | 0 | |
MARRIOTT INTL INC NEW | CL A | 571903202 | 93,818 | 750,000 | SH | Put | DFND | 01,02 | 0 | 750,000 | 0 |
MITEK SYS INC | COM NEW | 606710200 | 3,609 | 294,855 | SH | DFND | 01,02 | 0 | 294,855 | 0 | |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 331,380 | 14,000,000 | SH | DFND | 01,02 | 0 | 14,000,000 | 0 | |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 52,074 | 2,200,000 | SH | Call | DFND | 01,02 | 0 | 2,200,000 | 0 |
OPUS BK IRVINE CALIF | COM | 684000102 | 107,299 | 5,419,153 | SH | DFND | 01,02 | 0 | 5,419,153 | 0 | |
PEABODY ENERGY CORP NEW | COM | 704551100 | 797,948 | 28,166,201 | SH | DFND | 01,02 | 0 | 28,166,201 | 0 | |
PG&E CORP | COM | 69331C108 | 124,600 | 7,000,000 | SH | Call | DFND | 01,02 | 0 | 7,000,000 | 0 |
PRA GROUP INC | NOTE 3.500% 6/0 | 69354NAB2 | 1,350 | 1,500,000 | PRN | DFND | 01,02 | 0 | 1,500,000 | 0 | |
QEP RES INC | COM | 74733V100 | 91,143 | 11,700,000 | SH | DFND | 01,02 | 0 | 11,700,000 | 0 | |
ROADRUNNER TRNSN SVCS HLDG I | COM | 76973Q105 | 356,528 | 848,875,548 | SH | DFND | 01,02 | 0 | 848,875,548 | 0 | |
ROAN RES INC | CL A COM | 769755109 | 96,502 | 15,794,132 | SH | DFND | 01,02 | 0 | 15,794,132 | 0 | |
RYANAIR HLDGS PLC | SPONSORED ADS | 783513203 | 7,752 | 103,443 | SH | DFND | 01,02 | 0 | 103,443 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 9,193 | 20,428,961 | SH | DFND | 01,02 | 0 | 20,428,961 | 0 | |
SAP SE | SPON ADR | 803054204 | 86,595 | 750,000 | SH | DFND | 01,02 | 0 | 750,000 | 0 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 45,875 | 500,000 | SH | Call | DFND | 01,02 | 0 | 500,000 | 0 |
SEMPRA ENERGY | COM | 816851109 | 1,428,511 | 11,350,000 | SH | DFND | 01,02 | 0 | 11,350,000 | 0 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 670,439 | 21,810,000 | SH | Put | DFND | 01,02 | 0 | 21,810,000 | 0 |
SUNSTONE HOTEL INVS INC NEW | COM | 867892101 | 21,131 | 1,467,400 | SH | DFND | 01,02 | 0 | 1,467,400 | 0 | |
SYMANTEC CORP | COM | 871503108 | 28,738 | 1,250,000 | SH | DFND | 01,02 | 0 | 1,250,000 | 0 | |
SYMANTEC CORP | COM | 871503108 | 28,738 | 1,250,000 | SH | Call | DFND | 01,02 | 0 | 1,250,000 | 0 |
TESLA INC | NOTE 1.250% 3/0 | 88160RAC5 | 4,110 | 4,000,000 | PRN | DFND | 01,02 | 0 | 4,000,000 | 0 | |
TRAVELPORT WORLDWIDE LTD | SHS | G9019D104 | 106,200 | 6,751,409 | SH | DFND | 01,02 | 0 | 6,751,409 | 0 | |
U S WELL SVCS INC | *W EXP 03/15/202 | 91274U119 | 2,980 | 2,950,000 | SH | DFND | 01,02 | 0 | 2,950,000 | 0 | |
VANECK VECTORS ETF TR | OIL SVCS ETF | 92189F718 | 33,943 | 1,970,000 | SH | Put | DFND | 01,02 | 0 | 1,970,000 | 0 |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 351,986 | 4,050,000 | SH | Put | DFND | 01,02 | 0 | 4,050,000 | 0 |
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 40,880 | 4,000,000 | SH | DFND | 01,02 | 0 | 4,000,000 | 0 | |
VANTAGE ENERGY ACQUISITION | *W EXP 04/12/202 | 92211L113 | 307 | 1,333,333 | SH | DFND | 01,02 | 0 | 1,333,333 | 0 | |
VORNADO RLTY TR | SH BEN INT | 929042109 | 29,121 | 431,803 | SH | DFND | 01,02 | 0 | 431,803 | 0 | |
VORNADO RLTY TR | SH BEN INT | 929042109 | 47,248 | 700,600 | SH | Call | DFND | 01,02 | 0 | 700,600 | 0 |
ZIONS BANCORPORATION | *W EXP 5/22/202 | 989701115 | 4,547 | 350,000 | SH | DFND | 01,02 | 0 | 350,000 | 0 |