The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 83,558 | 3,250,000 | SH | DFND | 01,02 | 0 | 3,250,000 | 0 | |
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 6,076 | 2,500,000 | PRN | DFND | 01,02 | 0 | 2,500,000 | 0 | |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 145,582 | 2,383,468 | SH | DFND | 01,02 | 0 | 2,383,468 | 0 | |
ALTABA INC | COM | 021346101 | 1,284,539 | 22,170,156 | SH | DFND | 01,02 | 0 | 22,170,156 | 0 | |
APPLE INC | COM | 037833100 | 78,870 | 500,000 | SH | Put | DFND | 01,02 | 0 | 500,000 | 0 |
ARCONIC INC | COM | 03965L100 | 875,070 | 51,902,133 | SH | DFND | 01,02 | 0 | 51,902,133 | 0 | |
ATHENAHEALTH INC | COM | 04685W103 | 76,519 | 580,000 | SH | DFND | 01,02 | 0 | 580,000 | 0 | |
B RILEY FINL INC | COM | 05580M108 | 32,752 | 2,306,450 | SH | DFND | 01,02 | 0 | 2,306,450 | 0 | |
CITRIX SYS INC | COM | 177376100 | 624,084 | 6,091,000 | SH | DFND | 01,02 | 0 | 6,091,000 | 0 | |
CITRIX SYS INC | COM | 177376100 | 51,230 | 500,000 | SH | Call | DFND | 01,02 | 0 | 500,000 | 0 |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 12,690 | 4,500,000 | SH | DFND | 01,02 | 0 | 4,500,000 | 0 | |
COMMVAULT SYSTEMS INC | COM | 204166102 | 124,089 | 2,100,000 | SH | DFND | 01,02 | 0 | 2,100,000 | 0 | |
CORMEDIX INC | COM | 21900C100 | 5,375 | 4,166,868 | SH | DFND | 01,02 | 0 | 4,166,868 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 323,846 | 6,626,674 | SH | DFND | 01,02 | 0 | 6,626,674 | 0 | |
DEVON ENERGY CORP NEW | COM | 25179M103 | 376,418 | 16,700,000 | SH | DFND | 01,02 | 0 | 16,700,000 | 0 | |
DEVON ENERGY CORP NEW | COM | 25179M103 | 22,540 | 1,000,000 | SH | Call | DFND | 01,02 | 0 | 1,000,000 | 0 |
DIGITAL RLTY TR INC | COM | 253868103 | 26,638 | 250,000 | SH | Put | DFND | 01,02 | 0 | 250,000 | 0 |
DISH NETWORK CORP | CL A | 25470M109 | 46,572 | 1,865,113 | SH | DFND | 01,02 | 0 | 1,865,113 | 0 | |
DISH NETWORK CORP | NOTE 2.375% 3/1 | 25470MAD1 | 99,704 | 126,200,000 | PRN | DFND | 01,02 | 0 | 126,200,000 | 0 | |
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 188,411 | 233,300,000 | PRN | DFND | 01,02 | 0 | 233,300,000 | 0 | |
EBAY INC | COM | 278642103 | 238,595 | 8,500,000 | SH | Call | DFND | 01,02 | 0 | 8,500,000 | 0 |
ENCANA CORP | COM | 292505104 | 17,629 | 3,050,000 | SH | DFND | 01,02 | 0 | 3,050,000 | 0 | |
ENI S P A | SPONSORED ADR | 26874R108 | 82,360 | 2,000,000 | SH | Put | DFND | 01,02 | 0 | 2,000,000 | 0 |
EP ENERGY CORP | CL A | 268785102 | 2,780 | 3,970,750 | SH | DFND | 01,02 | 0 | 3,970,750 | 0 | |
EQT CORP | COM | 26884L109 | 101,439 | 5,370,000 | SH | DFND | 01,02 | 0 | 5,370,000 | 0 | |
EQT CORP | COM | 26884L109 | 37,780 | 2,000,000 | SH | Call | DFND | 01,02 | 0 | 2,000,000 | 0 |
EQUINIX INC | COM PAR $0.001 | 29444U700 | 52,884 | 150,000 | SH | Put | DFND | 01,02 | 0 | 150,000 | 0 |
EQUITRANS MIDSTREAM CORPORAT | COM | 294600101 | 44,463 | 2,220,937 | SH | DFND | 01,02 | 0 | 2,220,937 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 17,729 | 260,000 | SH | DFND | 01,02 | 0 | 260,000 | 0 | |
FIRSTENERGY CORP | COM | 337932107 | 940,389 | 25,043,653 | SH | DFND | 01,02 | 0 | 25,043,653 | 0 | |
GENESEE & WYO INC | CL A | 371559105 | 4,627 | 62,500 | SH | DFND | 01,02 | 0 | 62,500 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 44,220 | 4,400,000 | SH | DFND | 01,02 | 0 | 4,400,000 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | *W EXP 10/25/202 | G4182A128 | 1,143 | 1,466,666 | SH | DFND | 01,02 | 0 | 1,466,666 | 0 | |
HEALTHCARE RLTY TR | COM | 421946104 | 18,006 | 633,112 | SH | DFND | 01,02 | 0 | 633,112 | 0 | |
HESS CORP | COM | 42809H107 | 888,773 | 21,945,000 | SH | DFND | 01,02 | 0 | 21,945,000 | 0 | |
HESS CORP | COM | 42809H107 | 21,263 | 525,000 | SH | Call | DFND | 01,02 | 0 | 525,000 | 0 |
INTERNATIONAL SPEEDWAY CORP | CL A | 460335201 | 11,728 | 267,406 | SH | DFND | 01,02 | 0 | 267,406 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,523,318 | 9,875,000 | SH | Put | DFND | 01,02 | 0 | 9,875,000 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 101,375 | 1,250,000 | SH | Put | DFND | 01,02 | 0 | 1,250,000 | 0 |
KKR REAL ESTATE FIN TR INC | COM | 48251K100 | 9,920 | 518,000 | SH | DFND | 01,02 | 0 | 518,000 | 0 | |
LOGMEIN INC | COM | 54142L109 | 97,884 | 1,200,000 | SH | DFND | 01,02 | 0 | 1,200,000 | 0 | |
MACERICH CO | COM | 554382101 | 17,180 | 396,960 | SH | DFND | 01,02 | 0 | 396,960 | 0 | |
MARRIOTT INTL INC NEW | CL A | 571903202 | 200,836 | 1,850,000 | SH | Put | DFND | 01,02 | 0 | 1,850,000 | 0 |
MEDNAX INC | COM | 58502B106 | 55,974 | 1,696,183 | SH | DFND | 01,02 | 0 | 1,696,183 | 0 | |
MITEK SYS INC | COM NEW | 606710200 | 3,187 | 294,855 | SH | DFND | 01,02 | 0 | 294,855 | 0 | |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 326,620 | 14,000,000 | SH | DFND | 01,02 | 0 | 14,000,000 | 0 | |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 54,826 | 2,300,000 | SH | Call | DFND | 01,02 | 0 | 2,300,000 | 0 |
NORFOLK SOUTHERN CORP | COM | 655844108 | 22,431 | 150,000 | SH | Call | DFND | 01,02 | 0 | 150,000 | 0 |
OPUS BK IRVINE CALIF | COM | 684000102 | 106,161 | 5,419,153 | SH | DFND | 01,02 | 0 | 5,419,153 | 0 | |
PEABODY ENERGY CORP NEW | COM | 704551100 | 858,506 | 28,166,201 | SH | DFND | 01,02 | 0 | 28,166,201 | 0 | |
PERSPECTA INC | COM | 715347100 | 8,821 | 512,255 | SH | DFND | 01,02 | 0 | 512,255 | 0 | |
PRA GROUP INC | NOTE 3.500% 6/0 | 69354NAB2 | 1,262 | 1,500,000 | PRN | DFND | 01,02 | 0 | 1,500,000 | 0 | |
QEP RES INC | COM | 74733V100 | 65,871 | 11,700,000 | SH | DFND | 01,02 | 0 | 11,700,000 | 0 | |
ROADRUNNER TRNSN SVCS HLDG I | COM | 76973Q105 | 2,601 | 5,242,855 | SH | DFND | 01,02 | 0 | 5,242,855 | 0 | |
ROAN RES INC | CL A COM | 769755109 | 132,355 | 15,794,132 | SH | DFND | 01,02 | 0 | 15,794,132 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 9,806 | 20,428,961 | SH | DFND | 01,02 | 0 | 20,428,961 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 132,300 | 2,500,000 | SH | Put | DFND | 01,02 | 0 | 2,500,000 | 0 |
SEMPRA ENERGY | COM | 816851109 | 1,227,957 | 11,350,000 | SH | DFND | 01,02 | 0 | 11,350,000 | 0 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 503,805 | 18,990,000 | SH | Put | DFND | 01,02 | 0 | 18,990,000 | 0 |
SUNSTONE HOTEL INVS INC NEW | COM | 867892101 | 19,106 | 1,468,559 | SH | DFND | 01,02 | 0 | 1,468,559 | 0 | |
TESLA INC | NOTE 1.250% 3/0 | 88160RAC5 | 5,608 | 5,000,000 | PRN | DFND | 01,02 | 0 | 5,000,000 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 103,601 | 14,928,064 | SH | DFND | 01,02 | 0 | 14,928,064 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 69,400 | 10,000,000 | SH | Put | DFND | 01,02 | 0 | 10,000,000 | 0 |
TRAVELPORT WORLDWIDE LTD | SHS | G9019D104 | 105,457 | 6,751,409 | SH | DFND | 01,02 | 0 | 6,751,409 | 0 | |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 99,148 | 2,075,100 | SH | DFND | 01,02 | 0 | 2,075,100 | 0 | |
U S WELL SVCS INC | *W EXP 03/15/202 | 91274U119 | 1,770 | 2,950,000 | SH | DFND | 01,02 | 0 | 2,950,000 | 0 | |
UNITI GROUP INC | COM | 91325V108 | 133,746 | 8,590,000 | SH | DFND | 01,02 | 0 | 8,590,000 | 0 | |
VANECK VECTORS ETF TR | OIL SVCS ETF | 92189F718 | 5,612 | 400,000 | SH | Put | DFND | 01,02 | 0 | 400,000 | 0 |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 109,100 | 1,250,000 | SH | Put | DFND | 01,02 | 0 | 1,250,000 | 0 |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 615,203 | 8,250,000 | SH | Put | DFND | 01,02 | 0 | 8,250,000 | 0 |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 22,371 | 300,000 | SH | Call | DFND | 01,02 | 0 | 300,000 | 0 |
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 40,200 | 4,000,000 | SH | DFND | 01,02 | 0 | 4,000,000 | 0 | |
VANTAGE ENERGY ACQUISITION | *W EXP 04/12/202 | 92211L113 | 627 | 1,333,333 | SH | DFND | 01,02 | 0 | 1,333,333 | 0 | |
VMWARE INC | CL A COM | 928563402 | 20,570 | 150,000 | SH | Put | DFND | 01,02 | 0 | 150,000 | 0 |
VORNADO RLTY TR | SH BEN INT | 929042109 | 7,804 | 125,803 | SH | DFND | 01,02 | 0 | 125,803 | 0 | |
WINDSTREAM HLDGS INC | COM PAR | 97382A309 | 3,871 | 1,852,000 | SH | DFND | 01,02 | 0 | 1,852,000 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 21,367 | 935,523 | SH | DFND | 01,02 | 0 | 935,523 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 9,817 | 429,800 | SH | Put | DFND | 01,02 | 0 | 429,800 | 0 |
ZIONS BANCORPORATION | *W EXP 5/22/202 | 989701115 | 3,290 | 350,000 | SH | DFND | 01,02 | 0 | 350,000 | 0 |