The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 40,018 | 1,062,327 | SH | DFND | 01,02 | 0 | 1,062,327 | 0 | |
ADIENT PLC | ORD SHS | G0084W101 | 116,011 | 1,381,250 | SH | DFND | 01,02 | 0 | 1,381,250 | 0 | |
ADVISORY BRD CO | COM | 00762W107 | 87,458 | 1,630,927 | SH | DFND | 01,02 | 0 | 1,630,927 | 0 | |
ALCOA CORP | COM | 013872106 | 388,112 | 8,325,000 | SH | DFND | 01,02 | 0 | 8,325,000 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 20,725 | 120,000 | SH | Put | DFND | 01,02 | 0 | 120,000 | 0 |
ANTHEM INC | NOTE 2.750%10/1 | 94973VBG1 | 13,009 | 5,000,000 | PRN | DFND | 01,02 | 0 | 5,000,000 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 88,553 | 1,700,000 | SH | Put | DFND | 01,02 | 0 | 1,700,000 | 0 |
ARCONIC INC | COM | 03965L100 | 1,271,421 | 51,102,133 | SH | DFND | 01,02 | 0 | 51,102,133 | 0 | |
ASBURY AUTOMOTIVE GROUP INC | COM | 043436104 | 15,701 | 256,977 | SH | DFND | 01,02 | 0 | 256,977 | 0 | |
ATHENAHEALTH INC | COM | 04685W103 | 46,635 | 375,000 | SH | DFND | 01, 02 | 0 | 375,000 | 0 | |
B RILEY FINL INC | COM | 05580M108 | 39,325 | 2,306,450 | SH | DFND | 01,02 | 0 | 2,306,450 | 0 | |
CDK GLOBAL INC | COM | 12508E101 | 511,660 | 8,110,000 | SH | DFND | 01,02 | 0 | 8,110,000 | 0 | |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 46,881 | 129,000 | SH | Call | DFND | 01,02 | 0 | 129,000 | 0 |
CITRIX SYS INC | COM | 177376100 | 544,731 | 7,091,000 | SH | DFND | 01,02 | 0 | 7,091,000 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 81,567 | 1,124,440 | SH | DFND | 01,02 | 0 | 1,124,440 | 0 | |
CORMEDIX INC | COM | 21900C100 | 2,167 | 4,166,868 | SH | DFND | 01,02 | 0 | 4,166,868 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 431,743 | 5,591,799 | SH | DFND | 01,02 | 0 | 5,591,799 | 0 | |
ENCANA CORP | COM | 292505104 | 441,750 | 37,500,000 | SH | DFND | 01,02 | 0 | 37,500,000 | 0 | |
ENERGEN CORP | COM | 29265N108 | 150,370 | 2,750,000 | SH | DFND | 01,02 | 0 | 2,750,000 | 0 | |
ENERGEN CORP | COM | 29265N108 | 30,473 | 557,300 | SH | Call | DFND | 01,02 | 0 | 557,300 | 0 |
EQT CORP | COM | 26884L109 | 25,869 | 396,521 | SH | DFND | 01,02 | 0 | 396,521 | 0 | |
GENTEX CORP | COM | 371901109 | 10,336 | 522,000 | SH | DFND | 01,02 | 0 | 522,000 | 0 | |
GENTHERM INC | COM | 37253A103 | 1,054 | 28,381 | SH | DFND | 01,02 | 0 | 28,381 | 0 | |
GIGAMON INC | COM | 37518B102 | 110,914 | 2,631,400 | SH | DFND | 01,02 | 0 | 2,631,400 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 20,616 | 285,741 | SH | DFND | 01,02 | 0 | 285,741 | 0 | |
GROUP 1 AUTOMOTIVE INC | COM | 398905109 | 22,344 | 308,362 | SH | DFND | 01,02 | 0 | 308,362 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 44,257 | 4,400,000 | SH | DFND | 01,02 | 0 | 4,400,000 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | *W EXP 99/99/999 | G4182A128 | 1,716 | 1,466,666 | SH | DFND | 01,02 | 0 | 1,466,666 | 0 | |
HESS CORP | COM | 42809H107 | 990,293 | 21,119,500 | SH | DFND | 01,02 | 0 | 21,119,500 | 0 | |
IMPERVA INC | COM | 45321L100 | 97,613 | 2,249,137 | SH | DFND | 01,02 | 0 | 2,249,137 | 0 | |
INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 18,389 | 10,000,000 | PRN | DFND | 01,02 | 0 | 10,000,000 | 0 | |
INVESTORS BANCORP INC NEW | COM | 46146L101 | 78,771 | 5,775,000 | SH | DFND | 01,02 | 0 | 5,775,000 | 0 | |
IRSA INVERSIONES Y REP S A | GLOBL DEP RCPT | 450047204 | 12,790 | 520,986 | SH | DFND | 01,02 | 0 | 520,986 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 665,700 | 7,500,000 | SH | Put | DFND | 01,02 | 0 | 7,500,000 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 665,700 | 7,500,000 | SH | Call | DFND | 01,02 | 0 | 7,500,000 | 0 |
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 41,832 | 125,400 | SH | Put | DFND | 01,02 | 0 | 125,400 | 0 |
LAM RESEARCH CORP | COM | 512807108 | 91,595 | 495,000 | SH | Put | DFND | 01,02 | 0 | 495,000 | 0 |
MARATHON PETE CORP | COM | 56585A102 | 278,406 | 4,964,435 | SH | DFND | 01,02 | 0 | 4,964,435 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 42,060 | 750,000 | SH | Call | DFND | 01,02 | 0 | 750,000 | 0 |
MATLIN & PARTNERS ACQUISITIO | CL A | 57682V106 | 28,910 | 2,950,000 | SH | DFND | 01,02 | 0 | 2,950,000 | 0 | |
MATLIN & PARTNERS ACQUISITIO | *W EXP 05/28/202 | 57682V114 | 1,239 | 2,950,000 | SH | DFND | 01,02 | 0 | 2,950,000 | 0 | |
MICROCHIP TECHNOLOGY INC | SDCV 2.125%12/1 | 595017AB0 | 19,054 | 5,000,000 | PRN | DFND | 01,02 | 0 | 5,000,000 | 0 | |
MITEL NETWORKS CORP | COM | 60671Q104 | 93,816 | 11,181,836 | SH | DFND | 01,02 | 0 | 11,181,836 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 53,010 | 442,416 | SH | DFND | 01,02 | 0 | 442,416 | 0 | |
NEWFIELD EXPL CO | COM | 651290108 | 11,512 | 388,000 | SH | DFND | 01,02 | 0 | 388,000 | 0 | |
NOMAD FOODS LTD | USD ORD SHS | G6564A105 | 137,520 | 9,438,601 | SH | DFND | 01,02 | 0 | 9,438,601 | 0 | |
NORTHERN OIL & GAS INC NEV | COM | 665531109 | 4,126 | 4,582,814 | SH | DFND | 01,02 | 0 | 4,582,814 | 0 | |
NRG ENERGY INC | COM NEW | 629377508 | 358,260 | 14,000,000 | SH | DFND | 01,02 | 0 | 14,000,000 | 0 | |
NRG ENERGY INC | COM NEW | 629377508 | 6,398 | 250,000 | SH | Call | DFND | 01,02 | 0 | 250,000 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 1,858,946 | 16,437,756 | SH | DFND | 01,02 | 0 | 16,437,756 | 0 | |
OCEAN RIG UDW INC | SHS NEW | G66964118 | 439,616 | 18,494,587 | SH | DFND | 01,02 | 0 | 18,494,587 | 0 | |
OPUS BK IRVINE CALIF | COM | 684000102 | 130,060 | 5,419,153 | SH | DFND | 01,02 | 0 | 5,419,153 | 0 | |
PEABODY ENERGY CORP NEW | COM | 704551100 | 614,841 | 21,194,102 | SH | DFND | 01,02 | 0 | 21,194,102 | 0 | |
PEABODY ENERGY CORP NEW | 8.5% PFD CONV A | 704551407 | 410,135 | 7,206,850 | SH | DFND | 01,02 | 0 | 7,206,850 | 0 | |
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 122,107 | 10,951,281 | SH | DFND | 01,02 | 0 | 10,951,281 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 1,563,151 | 10,747,000 | SH | Put | DFND | 01,02 | 0 | 10,747,000 | 0 |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 64,871 | 446,000 | SH | Call | DFND | 01,02 | 0 | 446,000 | 0 |
ROADRUNNER TRNSN SVCS HLDG I | COM | 76973Q105 | 31,549 | 3,310,483 | SH | DFND | 01,02 | 0 | 3,310,483 | 0 | |
RYANAIR HLDGS PLC | SPONSORED ADR NE | 783513203 | 105,787 | 1,003,485 | SH | DFND | 01,02 | 0 | 1,003,485 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 7,364 | 20,454,561 | SH | DFND | 01,02 | 0 | 20,454,561 | 0 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 273,920 | 4,000,000 | SH | Put | DFND | 01,02 | 0 | 4,000,000 | 0 |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 211,283 | 3,575,000 | SH | Put | DFND | 01,02 | 0 | 3,575,000 | 0 |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 530,500 | 10,000,000 | SH | Put | DFND | 01,02 | 0 | 10,000,000 | 0 |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 81,730 | 1,000,000 | SH | Call | DFND | 01,02 | 0 | 1,000,000 | 0 |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 126,682 | 1,550,000 | SH | Put | DFND | 01,02 | 0 | 1,550,000 | 0 |
SIMON PPTY GROUP INC NEW | COM | 828806109 | 23,749 | 147,500 | SH | Put | DFND | 01,02 | 0 | 147,500 | 0 |
SONIC AUTOMOTIVE INC | CL A | 83545G102 | 18,202 | 892,275 | SH | DFND | 01,02 | 0 | 784,904 | 0 | |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 42,570 | 750,000 | SH | Put | DFND | 01,02 | 0 | 750,000 | 0 |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 828,046 | 24,290,000 | SH | Put | DFND | 01,02 | 0 | 24,290,000 | 0 |
SPDR SERIES TRUST | S&P METALS MNG | 78464A755 | 102,976 | 3,200,000 | SH | Put | DFND | 01,02 | 0 | 3,200,000 | 0 |
TAUBMAN CTRS INC | COM | 876664103 | 115,548 | 2,324,902 | SH | DFND | 01,02 | 0 | 2,324,902 | 0 | |
TENNECO INC | COM | 880349105 | 1,292 | 21,299 | SH | DFND | 01,02 | 0 | 21,299 | 0 | |
ULTRA PETROLEUM CORP | COM NEW | 903914208 | 2,168 | 250,000 | SH | DFND | 01,02 | 0 | 250,000 | 0 | |
VANECK VECTORS ETF TR | OIL SVCS ETF | 92189F718 | 3,650 | 140,000 | SH | Put | DFND | 01,02 | 0 | 140,000 | 0 |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 482,931 | 5,175,000 | SH | Put | DFND | 01,02 | 0 | 5,175,000 | 0 |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 63,979 | 770,000 | SH | Call | DFND | 01,02 | 0 | 770,000 | 0 |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 224,925 | 2,707,000 | SH | Put | DFND | 01,02 | 0 | 2,707,000 | 0 |
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 39,200 | 4,000,000 | SH | DFND | 01,02 | 0 | 4,000,000 | 0 | |
VANTAGE ENERGY ACQUISITION | *W EXP 04/12/202 | 92211L113 | 1,681 | 1,333,333 | SH | DFND | 01,02 | 0 | 1,333,333 | 0 | |
VERISIGN INC | SDCV 3.250% 8/1 | 92343EAD4 | 31,136 | 10,000,000 | PRN | DFND | 01,02 | 0 | 10,000,000 | 0 | |
WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAA9 | 482 | 500,000 | PRN | DFND | 01,02 | 0 | 500,000 | 0 | |
WYNDHAM WORLDWIDE CORP | COM | 98310W108 | 84,329 | 800,013 | SH | DFND | 01,02 | 0 | 800,013 | 0 | |
ZIONS BANCORPORATION | *W EXP 5/22/202 | 989701115 | 5,541 | 365,000 | SH | DFND | 01,02 | 0 | 365,000 | 0 |