0001140361-17-042774.txt : 20171114
0001140361-17-042774.hdr.sgml : 20171114
20171114161830
ACCESSION NUMBER: 0001140361-17-042774
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLIOTT MANAGEMENT CORP
CENTRAL INDEX KEY: 0001048445
IRS NUMBER: 133798650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05115
FILM NUMBER: 171201797
BUSINESS ADDRESS:
STREET 1: 40 WEST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-974-6000
MAIL ADDRESS:
STREET 1: 40 WEST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: STONINGTON MANAGEMENT CORP
DATE OF NAME CHANGE: 19971024
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001048445
XXXXXXXX
09-30-2017
09-30-2017
ELLIOTT MANAGEMENT CORP
40 WEST 57TH STREET
NEW YORK
NY
10019
13F HOLDINGS REPORT
028-05115
N
Paul Singer
-
212-974-6000
/s/ Paul Singer
New York
NY
11-14-2017
2
83
16947357
false
1
0000904495
028-04724
ELLIOTT ASSOCIATES, L.P.
2
0000937611
ELLIOTT INTERNATIONAL, L.P.
INFORMATION TABLE
2
form13fInfoTable.xml
ACADIA PHARMACEUTICALS INC
COM
004225108
40018
1062327
SH
DFND
01,02
0
1062327
0
ADIENT PLC
ORD SHS
G0084W101
116011
1381250
SH
DFND
01,02
0
1381250
0
ADVISORY BRD CO
COM
00762W107
87458
1630927
SH
DFND
01,02
0
1630927
0
ALCOA CORP
COM
013872106
388112
8325000
SH
DFND
01,02
0
8325000
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
20725
120000
SH
Put
DFND
01,02
0
120000
0
ANTHEM INC
NOTE 2.750%10/1
94973VBG1
13009
5000000
PRN
DFND
01,02
0
5000000
0
APPLIED MATLS INC
COM
038222105
88553
1700000
SH
Put
DFND
01,02
0
1700000
0
ARCONIC INC
COM
03965L100
1271421
51102133
SH
DFND
01,02
0
51102133
0
ASBURY AUTOMOTIVE GROUP INC
COM
043436104
15701
256977
SH
DFND
01,02
0
256977
0
ATHENAHEALTH INC
COM
04685W103
46635
375000
SH
DFND
01, 02
0
375000
0
B RILEY FINL INC
COM
05580M108
39325
2306450
SH
DFND
01,02
0
2306450
0
CDK GLOBAL INC
COM
12508E101
511660
8110000
SH
DFND
01,02
0
8110000
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
46881
129000
SH
Call
DFND
01,02
0
129000
0
CITRIX SYS INC
COM
177376100
544731
7091000
SH
DFND
01,02
0
7091000
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
81567
1124440
SH
DFND
01,02
0
1124440
0
CORMEDIX INC
COM
21900C100
2167
4166868
SH
DFND
01,02
0
4166868
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
431743
5591799
SH
DFND
01,02
0
5591799
0
ENCANA CORP
COM
292505104
441750
37500000
SH
DFND
01,02
0
37500000
0
ENERGEN CORP
COM
29265N108
150370
2750000
SH
DFND
01,02
0
2750000
0
ENERGEN CORP
COM
29265N108
30473
557300
SH
Call
DFND
01,02
0
557300
0
EQT CORP
COM
26884L109
25869
396521
SH
DFND
01,02
0
396521
0
GENTEX CORP
COM
371901109
10336
522000
SH
DFND
01,02
0
522000
0
GENTHERM INC
COM
37253A103
1054
28381
SH
DFND
01,02
0
28381
0
GIGAMON INC
COM
37518B102
110914
2631400
SH
DFND
01,02
0
2631400
0
GRACE W R & CO DEL NEW
COM
38388F108
20616
285741
SH
DFND
01,02
0
285741
0
GROUP 1 AUTOMOTIVE INC
COM
398905109
22344
308362
SH
DFND
01,02
0
308362
0
GTY TECHNOLOGY HOLDINGS INC
CL A
G4182A102
44257
4400000
SH
DFND
01,02
0
4400000
0
GTY TECHNOLOGY HOLDINGS INC
*W EXP 99/99/999
G4182A128
1716
1466666
SH
DFND
01,02
0
1466666
0
HESS CORP
COM
42809H107
990293
21119500
SH
DFND
01,02
0
21119500
0
IMPERVA INC
COM
45321L100
97613
2249137
SH
DFND
01,02
0
2249137
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
18389
10000000
PRN
DFND
01,02
0
10000000
0
INVESTORS BANCORP INC NEW
COM
46146L101
78771
5775000
SH
DFND
01,02
0
5775000
0
IRSA INVERSIONES Y REP S A
GLOBL DEP RCPT
450047204
12790
520986
SH
DFND
01,02
0
520986
0
ISHARES TR
IBOXX HI YD ETF
464288513
665700
7500000
SH
Put
DFND
01,02
0
7500000
0
ISHARES TR
IBOXX HI YD ETF
464288513
665700
7500000
SH
Call
DFND
01,02
0
7500000
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
41832
125400
SH
Put
DFND
01,02
0
125400
0
LAM RESEARCH CORP
COM
512807108
91595
495000
SH
Put
DFND
01,02
0
495000
0
MARATHON PETE CORP
COM
56585A102
278406
4964435
SH
DFND
01,02
0
4964435
0
MARATHON PETE CORP
COM
56585A102
42060
750000
SH
Call
DFND
01,02
0
750000
0
MATLIN & PARTNERS ACQUISITIO
CL A
57682V106
28910
2950000
SH
DFND
01,02
0
2950000
0
MATLIN & PARTNERS ACQUISITIO
*W EXP 05/28/202
57682V114
1239
2950000
SH
DFND
01,02
0
2950000
0
MICROCHIP TECHNOLOGY INC
SDCV 2.125%12/1
595017AB0
19054
5000000
PRN
DFND
01,02
0
5000000
0
MITEL NETWORKS CORP
COM
60671Q104
93816
11181836
SH
DFND
01,02
0
11181836
0
MONSANTO CO NEW
COM
61166W101
53010
442416
SH
DFND
01,02
0
442416
0
NEWFIELD EXPL CO
COM
651290108
11512
388000
SH
DFND
01,02
0
388000
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
137520
9438601
SH
DFND
01,02
0
9438601
0
NORTHERN OIL & GAS INC NEV
COM
665531109
4126
4582814
SH
DFND
01,02
0
4582814
0
NRG ENERGY INC
COM NEW
629377508
358260
14000000
SH
DFND
01,02
0
14000000
0
NRG ENERGY INC
COM NEW
629377508
6398
250000
SH
Call
DFND
01,02
0
250000
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1858946
16437756
SH
DFND
01,02
0
16437756
0
OCEAN RIG UDW INC
SHS NEW
G66964118
439616
18494587
SH
DFND
01,02
0
18494587
0
OPUS BK IRVINE CALIF
COM
684000102
130060
5419153
SH
DFND
01,02
0
5419153
0
PEABODY ENERGY CORP NEW
COM
704551100
614841
21194102
SH
DFND
01,02
0
21194102
0
PEABODY ENERGY CORP NEW
8.5% PFD CONV A
704551407
410135
7206850
SH
DFND
01,02
0
7206850
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
122107
10951281
SH
DFND
01,02
0
10951281
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
1563151
10747000
SH
Put
DFND
01,02
0
10747000
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
64871
446000
SH
Call
DFND
01,02
0
446000
0
ROADRUNNER TRNSN SVCS HLDG I
COM
76973Q105
31549
3310483
SH
DFND
01,02
0
3310483
0
RYANAIR HLDGS PLC
SPONSORED ADR NE
783513203
105787
1003485
SH
DFND
01,02
0
1003485
0
SANOFI
RIGHT 12/31/2020
80105N113
7364
20454561
SH
DFND
01,02
0
20454561
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
273920
4000000
SH
Put
DFND
01,02
0
4000000
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
211283
3575000
SH
Put
DFND
01,02
0
3575000
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
530500
10000000
SH
Put
DFND
01,02
0
10000000
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
81730
1000000
SH
Call
DFND
01,02
0
1000000
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
126682
1550000
SH
Put
DFND
01,02
0
1550000
0
SIMON PPTY GROUP INC NEW
COM
828806109
23749
147500
SH
Put
DFND
01,02
0
147500
0
SONIC AUTOMOTIVE INC
CL A
83545G102
18202
892275
SH
DFND
01,02
0
784904
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
42570
750000
SH
Put
DFND
01,02
0
750000
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
828046
24290000
SH
Put
DFND
01,02
0
24290000
0
SPDR SERIES TRUST
S&P METALS MNG
78464A755
102976
3200000
SH
Put
DFND
01,02
0
3200000
0
TAUBMAN CTRS INC
COM
876664103
115548
2324902
SH
DFND
01,02
0
2324902
0
TENNECO INC
COM
880349105
1292
21299
SH
DFND
01,02
0
21299
0
ULTRA PETROLEUM CORP
COM NEW
903914208
2168
250000
SH
DFND
01,02
0
250000
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189F718
3650
140000
SH
Put
DFND
01,02
0
140000
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
482931
5175000
SH
Put
DFND
01,02
0
5175000
0
VANGUARD INDEX FDS
REIT ETF
922908553
63979
770000
SH
Call
DFND
01,02
0
770000
0
VANGUARD INDEX FDS
REIT ETF
922908553
224925
2707000
SH
Put
DFND
01,02
0
2707000
0
VANTAGE ENERGY ACQUISITION
COM CL A
92211L105
39200
4000000
SH
DFND
01,02
0
4000000
0
VANTAGE ENERGY ACQUISITION
*W EXP 04/12/202
92211L113
1681
1333333
SH
DFND
01,02
0
1333333
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
31136
10000000
PRN
DFND
01,02
0
10000000
0
WAYFAIR INC
NOTE 0.375% 9/0
94419LAA9
482
500000
PRN
DFND
01,02
0
500000
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
84329
800013
SH
DFND
01,02
0
800013
0
ZIONS BANCORPORATION
*W EXP 5/22/202
989701115
5541
365000
SH
DFND
01,02
0
365000
0