The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 | 35,052 | 1,256,795 | SH | DFND | 01,02 | 0 | 1,256,795 | 0 | |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 22,262 | 180,000 | SH | Call | DFND | 01,02 | 0 | 180,000 | 0 |
| ADIENT PLC | ORD SHS | G0084W101 | 133,375 | 2,040,000 | SH | DFND | 01,02 | 0 | 2,040,000 | 0 | |
| ADVISORY BRD CO | COM | 00762W107 | 104,593 | 2,030,927 | SH | DFND | 01,02 | 0 | 2,030,927 | 0 | |
| ALCOA CORP | COM | 013872106 | 383,228 | 11,737,457 | SH | DFND | 01,02 | 0 | 11,737,457 | 0 | |
| ANTHEM INC | NOTE 2.750%10/1 | 94973VBG1 | 12,888 | 5,000,000 | PRN | DFND | 01,02 | 0 | 5,000,000 | 0 | |
| ARCONIC INC | COM | 03965L100 | 1,157,463 | 51,102,133 | SH | DFND | 01,02 | 0 | 51,102,133 | 0 | |
| ARES CAP CORP | COM | 04010L103 | 18,343 | 1,119,863 | SH | DFND | 01, 02 | 0 | 1,119,863 | 0 | |
| ASBURY AUTOMOTIVE GROUP INC | COM | 043436104 | 14,532 | 256,977 | SH | DFND | 01,02 | 0 | 256,977 | 0 | |
| ATHENAHEALTH INC | COM | 04685W103 | 52,706 | 375,000 | SH | DFND | 01, 02 | 0 | 375,000 | 0 | |
| B RILEY FINL INC | COM | 05580M108 | 42,785 | 2,306,450 | SH | DFND | 01,02 | 0 | 2,306,450 | 0 | |
| BHP BILLITON PLC | SPONSORED ADR | 05545E209 | 61,832 | 2,010,151 | SH | DFND | 01,02 | 0 | 2,010,151 | 0 | |
| C&J ENERGY SVCS INC NEW | COM | 12674R100 | 34,430 | 1,004,661 | SH | DFND | 01,02 | 0 | 1,004,661 | 0 | |
| CALPINE CORP | COM NEW | 131347304 | 33,994 | 2,512,500 | SH | Call | DFND | 01,02 | 0 | 2,512,500 | 0 |
| CDK GLOBAL INC | COM | 12508E101 | 503,307 | 8,110,000 | SH | DFND | 01,02 | 0 | 8,110,000 | 0 | |
| CIMAREX ENERGY CO | COM | 171798101 | 288 | 3,063 | SH | DFND | 01, 02 | 0 | 3,063 | 0 | |
| CITRIX SYS INC | COM | 177376100 | 564,302 | 7,091,000 | SH | DFND | 01,02 | 0 | 7,091,000 | 0 | |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 74,663 | 1,124,440 | SH | DFND | 01,02 | 0 | 1,124,440 | 0 | |
| CORMEDIX INC | COM | 21900C100 | 1,785 | 4,166,868 | SH | DFND | 01,02 | 0 | 4,166,868 | 0 | |
| COVISINT CORP | COM | 22357R103 | 7,233 | 2,952,357 | SH | DFND | 01,02 | 0 | 2,952,357 | 0 | |
| DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 393,390 | 6,437,408 | SH | DFND | 01,02 | 0 | 6,437,408 | 0 | |
| ENCANA CORP | COM | 292505104 | 329,560 | 37,450,000 | SH | DFND | 01,02 | 0 | 37,450,000 | 0 | |
| ENCANA CORP | COM | 292505104 | 22,000 | 2,500,000 | SH | Call | DFND | 01,02 | 0 | 2,500,000 | 0 |
| ENERGEN CORP | COM | 29265N108 | 62,685 | 1,269,693 | SH | DFND | 01,02 | 0 | 1,269,693 | 0 | |
| ENERGEN CORP | COM | 29265N108 | 27,514 | 557,300 | SH | Call | DFND | 01,02 | 0 | 557,300 | 0 |
| EOG RES INC | COM | 26875P101 | 10,636 | 117,500 | SH | Put | DFND | 01,02 | 0 | 117,500 | 0 |
| FAIRMOUNT SANTROL HLDGS INC | COM | 30555Q108 | 18,720 | 4,800,000 | SH | DFND | 01,02 | 0 | 4,800,000 | 0 | |
| GIGAMON INC | COM | 37518B102 | 103,546 | 2,631,400 | SH | DFND | 01,02 | 0 | 2,631,400 | 0 | |
| GROUP 1 AUTOMOTIVE INC | COM | 398905109 | 19,525 | 308,362 | SH | DFND | 01,02 | 0 | 308,362 | 0 | |
| GTY TECHNOLOGY HOLDINGS INC | UNIT 99/99/9999 | G4182A110 | 46,244 | 4,400,000 | SH | DFND | 01,02 | 0 | 4,400,000 | 0 | |
| HESS CORP | COM | 42809H107 | 824,756 | 18,800,000 | SH | DFND | 01,02 | 0 | 18,800,000 | 0 | |
| IMPERVA INC | COM | 45321L100 | 112,862 | 2,358,671 | SH | DFND | 01,02 | 0 | 2,358,671 | 0 | |
| INNOCOLL HLDGS PLC | SHS | G4783X105 | 388 | 170,391 | SH | DFND | 01,02 | 0 | 170,391 | 0 | |
| INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 16,508 | 10,000,000 | PRN | DFND | 01,02 | 0 | 10,000,000 | 0 | |
| IRSA INVERSIONES Y REP S A | GLOBL DEP RCPT | 450047204 | 12,566 | 520,986 | SH | DFND | 01,02 | 0 | 520,986 | 0 | |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 1,370,045 | 15,500,000 | SH | Put | DFND | 01,02 | 0 | 15,500,000 | 0 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 44,195 | 500,000 | SH | Call | DFND | 01,02 | 0 | 500,000 | 0 |
| ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 38,884 | 125,400 | SH | Put | DFND | 01,02 | 0 | 125,400 | 0 |
| ISHARES TR | NA TEC-SFTWR ETF | 464287515 | 30,776 | 225,000 | SH | Put | DFND | 01,02 | 0 | 225,000 | 0 |
| ISHARES TR | NA TEC-SFTWR ETF | 464287515 | 61,551 | 450,000 | SH | Call | DFND | 01,02 | 0 | 450,000 | 0 |
| LAM RESEARCH CORP | COM | 512807108 | 29,417 | 208,000 | SH | Put | DFND | 01,02 | 0 | 208,000 | 0 |
| LOGMEIN INC | COM | 54142L109 | 70,528 | 674,910 | SH | DFND | 01,02 | 0 | 674,910 | 0 | |
| MARATHON PETE CORP | COM | 56585A102 | 258,481 | 4,939,435 | SH | DFND | 01,02 | 0 | 4,939,435 | 0 | |
| MARATHON PETE CORP | COM | 56585A102 | 193,621 | 3,700,000 | SH | Call | DFND | 01,02 | 0 | 3,700,000 | 0 |
| MATLIN & PARTNERS ACQUISITIO | UNIT 05/28/2021A | 57682V205 | 29,589 | 2,950,000 | SH | DFND | 01,02 | 0 | 2,950,000 | 0 | |
| MICROCHIP TECHNOLOGY INC | SDCV 2.125%12/1 | 595017AB0 | 16,358 | 5,000,000 | PRN | DFND | 01,02 | 0 | 5,000,000 | 0 | |
| MITEL NETWORKS CORP | COM | 60671Q104 | 90,023 | 12,248,059 | SH | DFND | 01,02 | 0 | 12,248,059 | 0 | |
| MONSANTO CO NEW | COM | 61166W101 | 52,364 | 442,416 | SH | DFND | 01,02 | 0 | 442,416 | 0 | |
| NEWFIELD EXPL CO | COM | 651290108 | 11,042 | 388,000 | SH | DFND | 01,02 | 0 | 388,000 | 0 | |
| NOMAD FOODS LTD | USD ORD SHS | G6564A105 | 15,427 | 1,093,368 | SH | DFND | 01,02 | 0 | 1,093,368 | 0 | |
| NORD ANGLIA EDUCATION INC | SHS | G6583A102 | 150,605 | 4,624,047 | SH | DFND | 01,02 | 0 | 4,624,047 | 0 | |
| NORTHERN OIL & GAS INC NEV | COM | 665531109 | 6,416 | 4,582,814 | SH | DFND | 01,02 | 0 | 4,582,814 | 0 | |
| NRG ENERGY INC | COM NEW | 629377508 | 337,512 | 19,600,000 | SH | DFND | 01,02 | 0 | 19,600,000 | 0 | |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 1,354,313 | 12,373,805 | SH | DFND | 01,02 | 0 | 12,373,805 | 0 | |
| OPUS BK IRVINE CALIF | COM | 684000102 | 131,144 | 5,419,153 | SH | DFND | 01,02 | 0 | 5,419,153 | 0 | |
| PEABODY ENERGY CORP NEW | COM | 704551100 | 518,196 | 21,194,102 | SH | DFND | 01,02 | 0 | 21,194,102 | 0 | |
| PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 138,862 | 10,951,281 | SH | DFND | 01,02 | 0 | 10,951,281 | 0 | |
| POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 2,477,107 | 17,997,000 | SH | Put | DFND | 01,02 | 0 | 17,997,000 | 0 |
| POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 46,977 | 341,300 | SH | DFND | 01,02 | 0 | 341,300 | 0 | |
| PULTE GROUP INC | COM | 745867101 | 122,650 | 5,000,000 | SH | DFND | 01,02 | 0 | 5,000,000 | 0 | |
| RITE AID CORP | COM | 767754104 | 8,082 | 2,739,600 | SH | Put | DFND | 01,02 | 0 | 2,739,600 | 0 |
| ROADRUNNER TRNSN SVCS HLDG I | COM | 76973Q105 | 24,067 | 3,310,483 | SH | DFND | 01,02 | 0 | 3,310,483 | 0 | |
| RYANAIR HLDGS PLC | SPONSORED ADR NE | 783513203 | 105,740 | 982,625 | SH | DFND | 01,02 | 0 | 982,625 | 0 | |
| SANOFI | RIGHT 12/31/2020 | 80105N113 | 7,773 | 20,454,561 | SH | DFND | 01,02 | 0 | 20,454,561 | 0 | |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 574,542 | 8,850,000 | SH | Put | DFND | 01,02 | 0 | 8,850,000 | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 391,248 | 7,150,000 | SH | Put | DFND | 01,02 | 0 | 7,150,000 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 400,092 | 7,700,000 | SH | Put | DFND | 01,02 | 0 | 7,700,000 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 127,822 | 2,460,000 | SH | Call | DFND | 01,02 | 0 | 2,460,000 | 0 |
| SIMON PPTY GROUP INC NEW | COM | 828806109 | 23,860 | 147,500 | SH | Put | DFND | 01,02 | 0 | 147,500 | 0 |
| SONIC AUTOMOTIVE INC | CL A | 83545G102 | 17,355 | 892,275 | SH | DFND | 01,02 | 0 | 784,904 | 0 | |
| SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 726,180 | 22,750,000 | SH | Put | DFND | 01,02 | 0 | 22,750,000 | 0 |
| SPDR SERIES TRUST | S&P METALS MNG | 78464A755 | 26,224 | 875,000 | SH | Put | DFND | 01,02 | 0 | 875,000 | 0 |
| U S SILICA HLDGS INC | COM | 90346E103 | 12,457 | 351,000 | SH | DFND | 01,02 | 0 | 351,000 | 0 | |
| ULTRA PETROLEUM CORP | COM NEW | 903914208 | 2,713 | 250,000 | SH | DFND | 01,02 | 0 | 250,000 | 0 | |
| VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 321,301 | 3,925,000 | SH | Put | DFND | 01,02 | 0 | 3,925,000 | 0 |
| VANGUARD INDEX FDS | REIT ETF | 922908553 | 64,087 | 770,000 | SH | Call | DFND | 01,02 | 0 | 770,000 | 0 |
| VANGUARD INDEX FDS | REIT ETF | 922908553 | 99,876 | 1,200,000 | SH | Put | DFND | 01,02 | 0 | 1,200,000 | 0 |
| VANTAGE ENERGY ACQUISITION | UNIT 04/12/2024 | 92211L204 | 40,520 | 4,000,000 | SH | DFND | 01,02 | 0 | 4,000,000 | 0 | |
| VERISIGN INC | SDCV 3.250% 8/1 | 92343EAD4 | 27,245 | 10,000,000 | PRN | DFND | 01,02 | 0 | 10,000,000 | 0 | |
| WYNDHAM WORLDWIDE CORP | COM | 98310W108 | 80,329 | 800,013 | SH | DFND | 01,02 | 0 | 800,013 | 0 | |
| ZHAOPIN LTD | SPONSORED ADR | 98954L103 | 3,790 | 204,509 | SH | DFND | 01,02 | 0 | 204,509 | 0 | |
| ZIONS BANCORPORATION | *W EXP 5/22/202 | 989701115 | 4,698 | 365,000 | SH | DFND | 01,02 | 0 | 365,000 | 0 | |