The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALCOA CORP | COM | 013872106 | 287,468 | 10,237,457 | SH | DFND | 01, 02 | 0 | 10,237,457 | 0 | |
APPLE INC | COM | 037833100 | 298,758 | 2,579,500 | SH | Put | DFND | 01, 02 | 0 | 2,579,500 | 0 |
ASBURY AUTOMOTIVE GROUP INC | COM | 043436104 | 23,201 | 376,024 | SH | DFND | 01, 02 | 0 | 376,024 | 0 | |
ATLANTICA YIELD PLC | SHS | G0751N103 | 11,030 | 570,000 | SH | Put | DFND | 01, 02 | 0 | 570,000 | 0 |
AMERICAN CAP LTD | COM | 02503Y103 | 223,552 | 12,475,000 | SH | DFND | 01, 02 | 0 | 12,475,000 | 0 | |
ADIENT PLC | ORD SHS | G0084W101 | 119,544 | 2,040,000 | SH | DFND | 01, 02 | 0 | 2,040,000 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 574,377 | 2,735,000 | SH | DFND | 01, 02 | 0 | 2,735,000 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 210,010 | 1,000,000 | SH | Call | DFND | 01, 02 | 0 | 1,000,000 | 0 |
AMERICAN TOWER CORP NEW | DEP PFD CONV SE | 03027X407 | 1,040 | 10,000 | SH | DFND | 01, 02 | 0 | 10,000 | 0 | |
WELLPOINT INC | NOTE 2.750%10/1 | 94973VBG1 | 9,952 | 5,000,000 | PRN | DFND | 01, 02 | 0 | 5,000,000 | 0 | |
ARES CAP CORP | COM | 04010L103 | 11,543 | 700,000 | SH | DFND | 01, 02 | 0 | 700,000 | 0 | |
ARCONIC INC | COM | 03965L100 | 696,066 | 37,544,000 | SH | DFND | 01, 02 | 0 | 37,544,000 | 0 | |
ARCONIC INC | COM | 03965L100 | 261,414 | 14,100,000 | SH | Call | DFND | 01, 02 | 0 | 14,100,000 | 0 |
BHP BILLITON PLC | SPONSORED ADR | 05545E209 | 63,239 | 2,010,151 | SH | DFND | 01, 02 | 0 | 2,010,151 | 0 | |
CDK GLOBAL INC | COM | 12508E101 | 484,086 | 8,110,000 | SH | DFND | 01, 02 | 0 | 8,110,000 | 0 | |
CONDUENT INC | COM | 206787103 | 26,075 | 1,750,000 | SH | DFND | 01, 02 | 0 | 1,750,000 | 0 | |
COVISINT CORP | COM | 22357R103 | 5,609 | 2,952,357 | SH | DFND | 01, 02 | 0 | 2,952,357 | 0 | |
CALPINE CORP | COM NEW | 131347304 | 40,005 | 3,500,000 | SH | Call | DFND | 01, 02 | 0 | 3,500,000 | 0 |
CORMEDIX INC | COM | 21900C100 | 2,295 | 1,500,200 | SH | DFND | 01, 02 | 0 | 1,500,200 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 63,002 | 1,124,440 | SH | DFND | 01, 02 | 0 | 1,124,440 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 168,090 | 3,000,000 | SH | Call | DFND | 01, 02 | 0 | 3,000,000 | 0 |
CITRIX SYS INC | COM | 177376100 | 598,961 | 6,706,544 | SH | DFND | 01, 02 | 0 | 6,706,544 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 10,202 | 1,825,000 | SH | DFND | 01, 02 | 0 | 1,825,000 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 392,181 | 7,134,450 | SH | DFND | 01, 02 | 0 | 7,134,450 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 154,642 | 2,813,200 | SH | Call | DFND | 01, 02 | 0 | 2,813,200 | 0 |
ENCANA CORP | COM | 292505104 | 142,406 | 12,130,000 | SH | DFND | 01, 02 | 0 | 12,130,000 | 0 | |
FLAGSTAR BANCORP INC | COM PAR .001 | 337930705 | 5,792 | 214,990 | SH | DFND | 01, 02 | 0 | 214,990 | 0 | |
FLUOR CORP NEW | COM | 343412102 | 1,948 | 37,100 | SH | DFND | 01, 02 | 0 | 37,100 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 7,773 | 20,454,561 | SH | DFND | 01, 02 | 0 | 20,454,561 | 0 | |
GROUP 1 AUTOMOTIVE INC | COM | 398905109 | 19,115 | 245,251 | SH | DFND | 01, 02 | 0 | 245,251 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 46,200 | 4,400,000 | SH | DFND | 01, 02 | 0 | 4,400,000 | 0 | |
HCA HOLDINGS INC | COM | 40412C101 | 65,508 | 885,000 | SH | DFND | 01, 02 | 0 | 885,000 | 0 | |
HESS CORP | COM | 42809H107 | 1,171,052 | 18,800,000 | SH | DFND | 01, 02 | 0 | 18,800,000 | 0 | |
HESS CORP | COM | 42809H107 | 6,229 | 100,000 | SH | Call | DFND | 01, 02 | 0 | 100,000 | 0 |
HARTFORD FINL SVCS GROUP INC | *W EXP 06/26/201 | 416515120 | 20,620 | 500,000 | SH | DFND | 01, 02 | 0 | 500,000 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 649,125 | 7,500,000 | SH | Put | DFND | 01, 02 | 0 | 7,500,000 | 0 |
ISHARES TR | NA TEC MULTM ETF | 464287531 | 87,240 | 2,000,000 | SH | Put | DFND | 01, 02 | 0 | 2,000,000 | 0 |
IMPERVA INC | COM | 45321L100 | 90,573 | 2,358,671 | SH | DFND | 01, 02 | 0 | 2,358,671 | 0 | |
INNOCOLL HLDGS PLC | SHS | G4783X105 | 118 | 170,391 | SH | DFND | 01, 02 | 0 | 170,391 | 0 | |
INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 13,232 | 7,500,000 | PRN | DFND | 01, 02 | 0 | 7,500,000 | 0 | |
IRSA INVERSIONES Y REP S A | GLOBL DEP RCPT | 450047204 | 9,607 | 520,986 | SH | DFND | 01, 02 | 0 | 520,986 | 0 | |
KINDER MORGAN INC DEL | *W EXP 05/25/201 | 49456B119 | 0 | 75,000 | SH | DFND | 01, 02 | 0 | 75,000 | 0 | |
MICROCHIP TECHNOLOGY INC | SDCV 2.125%12/1 | 595017AB0 | 13,421 | 5,000,000 | PRN | DFND | 01, 02 | 0 | 5,000,000 | 0 | |
MENTOR GRAPHICS CORP | COM | 587200106 | 177,994 | 4,825,000 | SH | DFND | 01, 02 | 0 | 4,825,000 | 0 | |
MITEL NETWORKS CORP | COM | 60671Q104 | 83,287 | 12,248,059 | SH | DFND | 01, 02 | 0 | 12,248,059 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 312,138 | 6,199,359 | SH | DFND | 01, 02 | 0 | 6,199,359 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 50,350 | 1,000,000 | SH | Call | DFND | 01, 02 | 0 | 1,000,000 | 0 |
MICRON TECHNOLOGY INC | COM | 595112103 | 17,098 | 780,000 | SH | Call | DFND | 01, 02 | 0 | 780,000 | 0 |
NOBLE CORP PLC | SHS USD | G65431101 | 15,984 | 2,700,000 | SH | Call | DFND | 01, 02 | 0 | 2,700,000 | 0 |
NORTHERN OIL & GAS INC NEV | COM | 665531109 | 6,738 | 2,450,259 | SH | DFND | 01, 02 | 0 | 2,450,259 | 0 | |
NRG ENERGY INC | COM NEW | 629377508 | 53,640 | 4,375,239 | SH | DFND | 01, 02 | 0 | 4,375,239 | 0 | |
NVIDIA CORP | NOTE 1.000%12/0 | 67066GAC8 | 92,669 | 17,500,000 | PRN | DFND | 01, 02 | 0 | 17,500,000 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 88,923 | 907,285 | SH | DFND | 01, 02 | 0 | 907,285 | 0 | |
OPUS BK IRVINE CALIF | COM | 684000102 | 151,791 | 5,051,279 | SH | DFND | 01, 02 | 0 | 5,051,279 | 0 | |
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 107,432 | 10,951,281 | SH | DFND | 01, 02 | 0 | 10,951,281 | 0 | |
PULTE GROUP INC | COM | 745867101 | 91,900 | 5,000,000 | SH | DFND | 01, 02 | 0 | 5,000,000 | 0 | |
QUALCOMM INC | COM | 747525103 | 67,417 | 1,034,000 | SH | Put | DFND | 01, 02 | 0 | 1,034,000 | 0 |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 2,513,932 | 21,218,200 | SH | Put | DFND | 01, 02 | 0 | 21,218,200 | 0 |
B RILEY FINL INC | COM | 05580M108 | 42,554 | 2,306,450 | SH | DFND | 01, 02 | 0 | 2,306,450 | 0 | |
RAPID7 INC | COM | 753422104 | 5,149 | 423,056 | SH | DFND | 01, 02 | 0 | 423,056 | 0 | |
ROADRUNNER TRNSN SVCS HLDG I | COM | 76973Q105 | 19,369 | 1,864,200 | SH | DFND | 01, 02 | 0 | 1,864,200 | 0 | |
RYANAIR HLDGS PLC | SPONSORED ADR NE | 783513203 | 81,382 | 977,445 | SH | DFND | 01, 02 | 0 | 977,445 | 0 | |
SONIC AUTOMOTIVE INC | CL A | 83545G102 | 17,974 | 784,904 | SH | DFND | 01, 02 | 0 | 784,904 | 0 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 268,292 | 3,745,000 | SH | Put | DFND | 01, 02 | 0 | 3,745,000 | 0 |
SYMANTEC CORP | COM | 871503108 | 286,680 | 12,000,000 | SH | DFND | 01, 02 | 0 | 12,000,000 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 22,176 | 1,494,358 | SH | DFND | 01, 02 | 0 | 1,494,358 | 0 | |
TIM PARTICIPACOES S A | SPONSORED ADR | 88706P205 | 89,280 | 7,566,070 | SH | DFND | 01, 02 | 0 | 7,566,070 | 0 | |
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 117,200 | 10,000,000 | SH | Put | DFND | 01, 02 | 0 | 10,000,000 | 0 |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 127,096 | 1,540,000 | SH | Call | DFND | 01, 02 | 0 | 1,540,000 | 0 |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 236,242 | 2,862,500 | SH | Put | DFND | 01, 02 | 0 | 2,862,500 | 0 |
VERISIGN INC | SDCV 3.250% 8/1 | 92343EAD4 | 22,244 | 10,000,000 | PRN | DFND | 01, 02 | 0 | 10,000,000 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 32,820 | 483,000 | SH | Call | DFND | 01, 02 | 0 | 483,000 | 0 |
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 225,960 | 3,000,000 | SH | Put | DFND | 01, 02 | 0 | 3,000,000 | 0 |
XILINX INC | NOTE 2.625% 6/1 | 983919AF8 | 10,489 | 5,000,000 | PRN | DFND | 01, 02 | 0 | 5,000,000 | 0 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 246,449 | 5,950,000 | SH | Call | DFND | 01, 02 | 0 | 5,950,000 | 0 |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 561,241 | 13,550,000 | SH | Put | DFND | 01, 02 | 0 | 13,550,000 | 0 |
ZIONS BANCORPORATION | *W EXP 5/22/202 | 989701115 | 4,289 | 365,000 | SH | DFND | 01, 02 | 0 | 365,000 | 0 |