0001140361-13-042852.txt : 20131114 0001140361-13-042852.hdr.sgml : 20131114 20131114162127 ACCESSION NUMBER: 0001140361-13-042852 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIOTT MANAGEMENT CORP CENTRAL INDEX KEY: 0001048445 IRS NUMBER: 133798650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05115 FILM NUMBER: 131220395 BUSINESS ADDRESS: STREET 1: 40 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-974-6000 MAIL ADDRESS: STREET 1: 40 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: STONINGTON MANAGEMENT CORP DATE OF NAME CHANGE: 19971024 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001048445 XXXXXXXX 09-30-2013 09-30-2013 ELLIOTT MANAGEMENT CORP

40 WEST 57TH STREET NEW YORK NY 10019

13F HOLDINGS REPORT 028-05115 N Paul Singer 212-974-6000 /s/ Paul Singer New York NY 11-14-2013 2 94 5439982 false 1 0000904495 ELLIOTT ASSOCIATES, L.P. 2 0000937611 ELLIOTT INTERNATIONAL, L.P. INFORMATION TABLE 2 form13fInfoTable.xml ADVANCE AUTO PARTS INC COM 00751Y106 5788 70000 SH DFND 01 0 70000 0 ALCOA INC NOTE 5.25% 3/1 013817AT8 4506 3500000 PRN DFND 01 0 3500000 0 AUTODESK INC COM 052769106 23061 560000 SH DFND 01 0 560000 0 BARRICK GOLD CORP COM 067901108 15836 850500 SH Put DFND 01 0 850500 0 COMPUWARE CORP COM 205638109 73122 6534591 SH DFND 01 0 6534591 0 CORMEDIX INC COM 21900C100 721 781440 SH DFND 01 0 781440 0 CORMEDIX INC *W EXP 03/24/201 21900C118 0 390720 SH DFND 01 0 390720 0 CORONADO BIOSCIENCES COM 21976U109 14597 2076381 SH DFND 01 0 2076381 0 DELPHI AUTOMOTIVE PLC SHS G27823106 280180 4795960 SH DFND 01 0 4795960 0 DELL INC COM 24702R101 145332 10561886 SH DFND 01 0 10561886 0 DYNEGY INC NEW DEL COM 26817R108 189 9758 SH DFND 01 0 9758 0 ELAN PLC ADR 284131208 17450 1120000 SH DFND 01 0 1120000 0 EMULEX CORP COM NEW 292475209 24243 3124149 SH DFND 01 0 3124149 0 EQUINIX INC NOTE 3.000% 10/1 29444UAG1 4396 2625000 PRN DFND 01 0 2625000 0 HARTFORD FINL SVCS GROUP INC *W EXP 06/26/201 416515120 4302 192500 SH DFND 01 0 192500 0 HESS CORP COM 42809H107 462738 5983160 SH DFND 01 0 5983160 0 JP MORGAN CHASE & CO ALERIAN ML ETN 46625H365 15610 350000 SH Put DFND 01 0 350000 0 LINEAR TECHNOLOGY CORP NOTE 3.000% 5/0 535678AC0 3166 2975000 PRN DFND 01 0 2975000 0 LINCOLN NATL CORP IND *W EXP 07/10/201 534187117 458 14000 SH DFND 01 0 14000 0 MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 31406 787500 SH Put DFND 01 0 787500 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1821 72800 SH Put DFND 01 0 72800 0 MELCO CROWN ENTMT LTD ADR 585464100 28175 885449 SH DFND 01 0 885449 0 MERITOR INC COM 59001K100 138 17500 SH Put DFND 01 0 17500 0 MITEL NETWORKS CORP COM 60671Q104 3182 535691 SH DFND 01 0 535691 0 MYLAN INC NOTE 3.750% 9/1 628530AJ6 5071 1750000 PRN DFND 01 0 1750000 0 GENERAL MTRS CO COM 37045V100 6579 182900 SH Put DFND 01 0 182900 0 NATIONAL BK HLDGS CORP CL A 633707104 27333 1334375 SH DFND 01 0 1334375 0 NETAPP INC COM 64110D104 160391 3765050 SH DFND 01 0 3765050 0 ISHARES TR RUSSELL 2000 464287655 33582 315000 SH Put DFND 01 0 315000 0 NEWMONT MINING CORP COM 651639106 16110 573300 SH Put DFND 01 0 573300 0 NEWS CORP NEW CL B 65249B208 15047 916930 SH DFND 01 0 916930 0 NVIDIA CORP COM 67066G104 8906 572762 SH DFND 01 0 572762 0 NVIDIA CORP COM 67066G104 5446 350000 SH Call DFND 01 0 350000 0 ONEOK INC NEW COM 682680103 5026 94259 SH DFND 01 0 94259 0 VENTRUS BIOSCIENCES INC COM 922822101 3064 1060158 SH DFND 01 0 1060158 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 2742 1750000 PRN DFND 01 0 1750000 0 ZIONS BANCORPORATION *W EXP 5/22/202 989701115 727 146000 SH DFND 01 0 146000 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 27608 350000 SH Put DFND 01 0 350000 0 RIVERBED TECHNOLOGY INC COM 768573107 33112 2269475 SH DFND 01 0 2269475 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 43528 525000 SH Put DFND 01 0 525000 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 13682 687200 SH Put DFND 01 0 687200 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3249 70000 SH Put DFND 01 0 70000 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 11214 350000 SH Put DFND 01 0 350000 0 SOLAZYME INC COM 83415T101 95 8788 SH DFND 01 0 8788 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 205812 1225000 SH Put DFND 01 0 1225000 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 122502 3667726 SH DFND 01 0 3667726 0 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 2689 2625000 PRN DFND 01 0 2625000 0 WILLIAMS COS INC DEL COM 969457100 2909 80010 SH DFND 01 0 80010 0 ADVANCE AUTO PARTS INC COM 00751Y106 10748 130000 SH DFND 02 0 130000 0 ALCOA INC NOTE 5.25% 3/1 013817AT8 8368 6500000 PRN DFND 02 0 6500000 0 AUTODESK INC COM 052769106 42827 1040000 SH DFND 02 0 1040000 0 ISHARES TR RUSSELL 2000 464287655 62367 585000 SH Put DFND 02 0 585000 0 BARRICK GOLD CORP COM 067901108 29410 1579500 SH Put DFND 02 0 1579500 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 51272 650000 SH Put DFND 02 0 650000 0 COMPUWARE CORP COM 205638109 135795 12135409 SH DFND 02 0 12135409 0 CORONADO BIOSCIENCES COM 21976U109 11634 1654898 SH DFND 02 0 1654898 0 DELPHI AUTOMOTIVE PLC SHS G27823106 520349 8907040 SH DFND 02 0 8907040 0 DELL INC COM 24702R101 269901 19614921 SH DFND 02 0 19614921 0 DYNEGY INC NEW DEL COM 26817R108 283 14637 SH DFND 02 0 14637 0 EMULEX CORP COM NEW 292475209 45022 5801778 SH DFND 02 0 5801778 0 ELAN PLC ADR 284131208 32406 2080000 SH DFND 02 0 2080000 0 EQUINIX INC NOTE 3.000% 10/1 29444UAG1 8163 4875000 PRN DFND 02 0 4875000 0 GENERAL MTRS CO COM 37045V100 12219 339700 SH Put DFND 02 0 339700 0 HARTFORD FINL SVCS GROUP INC *W EXP 06/26/201 416515120 6873 307500 SH DFND 02 0 307500 0 HESS CORP COM 42809H107 859390 11111840 SH DFND 02 0 11111840 0 JP MORGAN CHASE & CO ALERIAN ML ETN 46625H365 28990 650000 SH Put DFND 02 0 650000 0 LINEAR TECHNOLOGY CORP NOTE 3.000% 5/0 535678AC0 5880 5525000 PRN DFND 02 0 5525000 0 RIVERBED TECHNOLOGY INC COM 768573107 61497 4215025 SH DFND 02 0 4215025 0 LINCOLN NATL CORP IND *W EXP 07/10/201 534187117 687 21000 SH DFND 02 0 21000 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 3383 135200 SH Put DFND 02 0 135200 0 MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 58325 1462500 SH Put DFND 02 0 1462500 0 MELCO CROWN ENTMT LTD ADR 585464100 52322 1644298 SH DFND 02 0 1644298 0 MERITOR INC COM 59001K100 255 32500 SH Put DFND 02 0 32500 0 MITEL NETWORK CORP COM 60671Q104 5909 994857 SH DFND 02 0 994857 0 MYLAN INC NOTE 3.750% 9/1 628530AJ6 9417 3250000 PRN DFND 02 0 3250000 0 NATIONAL BK HLDGS CORP CL A 633707104 50762 2478125 SH DFND 02 0 2478125 0 NETAPP INC COM 64110D104 297559 6984950 SH DFND 02 0 6984950 0 NEWMONT MINING CORP COM 651639106 29918 1064700 SH Put DFND 02 0 1064700 0 NEWS CORP NEW CL B 65249B208 26371 1607022 SH DFND 02 0 1607022 0 NVIDIA CORP COM 67066G104 16541 1063699 SH DFND 02 0 1063699 0 NVIDIA CORP COM 67066G104 10114 650000 SH Call DFND 02 0 650000 0 ONEOK INC NEW COM 682680103 9334 175053 SH DFND 02 0 175053 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 80837 975000 SH Put DFND 02 0 975000 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 25411 1276300 SH Put DFND 02 0 1276300 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 6033 130000 SH Put DFND 02 0 130000 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 20826 650000 SH Put DFND 02 0 650000 0 SOLAZYME INC COM 83415T101 141 13046 SH DFND 02 0 13046 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 382223 2275000 SH Put DFND 02 0 2275000 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 214698 6428096 SH DFND 02 0 6428096 0 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 4993 4875000 PRN DFND 02 0 4875000 0 VENTRUS BIOSCIENCES INC COM 922822101 2101 727000 SH DFND 02 0 727000 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 5093 3250000 PRN DFND 02 0 3250000 0 WILLIAMS COS INC DEL COM 969457100 5403 148590 SH DFND 02 0 148590 0 ZIONS BANCORPORATION *W EXP 5/22/202 989701115 1091 219000 SH DFND 02 0 219000 0