-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ls/an6xfpcd9LxEhWXmmCmy1Hu2AGe45a1pRPpExFVz7I0aQ/pjJO5SWDV7IJXwG EcoGAtouThw8Y75RQRC8pg== 0001013594-10-000722.txt : 20101115 0001013594-10-000722.hdr.sgml : 20101115 20101115142716 ACCESSION NUMBER: 0001013594-10-000722 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIOTT MANAGEMENT CORP CENTRAL INDEX KEY: 0001048445 IRS NUMBER: 133798650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05115 FILM NUMBER: 101191337 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212506299 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: STONINGTON MANAGEMENT CORP DATE OF NAME CHANGE: 19971024 13F-HR 1 elliott13fhr-111510.txt NOVEMBER 15, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Elliott Management Corporation Address: 712 Fifth Avenue, 36th floor New York, NY 10019 13F File Number: 28-5115 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all reqired items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Singer Phone: 212-974-6000 Signature, Place, and Date of Signing: /s/ Paul Singer New York, New York November 16, 2010 - --------------- ------------------ ----------------- Signature City, State Date Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 105 Form 13F Information Table Value Total: $1,425,490 List of Other Included Managers: No. 13F File Number Name 01 28-4724 ELLIOTT ASSOCIATES, L.P. 02 28-6628 ELLIOTT INTERNATIONAL, L.P. FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- ALLIANT TECHSYSTEMS INC NOTE 2.750% 2/1 018804AH 10,021 10,000,000 PRN DEFINED 01 0 10,000,000 ALLIANT TECHSYSTEMS INC NOTE 3.000% 8/1 018804AK 9,124 800,000 PRN DEFINED 01 0 800,000 AMYLIN PHARMACEUTICALS INC NOTE 3.000% 6/1 032346AF 3,103 3,400,000 PRN DEFINED 01 0 3,400,000 AVI BIOPHARMA INC COM 00234610 36 20,000 SHS DEFINED 01 0 20,000 BARRICK GOLD CORP COM 6790110 1,848 40,000 SHS DEFINED 01 0 40,000 BIODELIVERY SCIENCES INTL COM 09060J10 627 217,219 SHS DEFINED 01 0 217,219 BLUE COAT SYSTEMS INC COM 09534T50 14,760 615,039 SHS DEFINED 01 0 615,039 BLUE COAT SYSTEMS INC CALL 09534T90 1,924 80,000 SHS C DEFINED 01 0 80,000 BOARDWALK PIPELINE PARTNERS COM 09662710 4,721 144,624 SHS DEFINED 01 0 144,624 CAL DIVE INTL INC NOTE 3.250% 12/1 127914AB 5,202 5,600,000 PRN DEFINED 01 0 5,600,000 CIENA CORP NOTE 0.875% 6/1 171779AE 1,172 1,600,000 PRN DEFINED 01 0 1,600,000 CITIGROUP INC UNIT 17296741 2,942 25,000 SHS DEFINED 01 0 25,000 DEUTSCHE BANK AG NAMEN AKT D1819089 2,023 37,000 SHS DEFINED 01 0 37,000 DOLE FOOD CO INC NEW COM 25660310 141 15,480 SHS DEFINED 01 0 15,480 D R HORTON INC NOTE 2.000% 5/1 23331ABB 5,520 5,000,000 PRN DEFINED 01 0 5,000,000 DRYSHIPS INC. SHS Y2109Q10 171 35,720 SHS DEFINED 01 0 35,720 DRYSHIPS INC. NOTE 5.000% 12/0 262498AB 942 1,000,000 PRN DEFINED 01 0 1,000,000 E M C CORP MASS NOTE 1.750% 12/0 268648AM 11,038 8,000,000 PRN DEFINED 01 0 8,000,000 ENDO PHARMACEUTICALS HLDGS I NOTE 1.750% 4/1 29264FAA 6,096 4,800,000 PRN DEFINED 01 0 4,800,000 ENDOLOGIX INC COM 29266S10 10,532 2,319,998 SHS DEFINED 01 0 2,319,998 EPICOR SOFTWARE CORP NOTE 2.375% 5/1 29426LAA 22,278 24,516,000 PRN DEFINED 01 0 24,516,000 EPICOR SOFTWARE CORP COM 29426L10 30,362 3,494,001 SHS DEFINED 01 0 3,494,001 FLAGSTAR BANCORP INC COM 33793010 800 43,999 SHS DEFINED 01 0 43,999 FORD MTR CO DEL NOTE 4.250% 12/1 345370CN 11,824 8,000,000 PRN DEFINED 01 0 8,000,000 FORD MTR CO DEL NOTE 4.250% 11/1 345370CF 4,750 3,200,000 PRN DEFINED 01 0 3,200,000 FORD MTR CO DEL CALL 34537090 26,595 2,172,800 SHS C DEFINED 01 0 2,172,800 FRONTEER DEVELOPMENT GROUP INC COM 35903Q10 1,088 152,000 SHS DEFINED 01 0 152,000 INGERSOLL-RAND GLOBAL HLDG C NOTE 4.5% 4/1 45687AAD 20,344 24,609,600 PRN DEFINED 01 0 24,609,600 IRIDIUM COMMINICATIONS INC COM 46269C10 6,018 705,558 SHS DEFINED 01 0 705,558 IRON MTN INC COM 46284610 22,340 1,000,000 SHS DEFINED 01 0 1,000,000 ISHARES TR RUSSELL 2000 46428765 2,038 30,200 SHS DEFINED 01 0 30,200 ISHARES INC PUT 46428695 16,200 240,000 SHS P DEFINED 01 0 240,000 KING PHARMACEUTICALS INC NOTE 1.250% 4/0 495582AJ 2,707 2,880,000 PRN DEFINED 01 0 2,880,000 LAWSON SOFTWARE INC NEW COM 52078P10 4,784 566,229 SHS DEFINED 01 0 566,229 LIFEPOINT HOSPITALS INC NOTE 3.50% 5/1 53219LAH 1,992 2,000,000 PRN DEFINED 01 0 2,000,000 LOEWS CORP COM 54042410 21,792 575,000 SHS DEFINED 01 0 575,000 MGM MIRAGE CALL 55295390 4,512 400,000 SHS C DEFINED 01 0 400,000 MICROCHIP TECHNOLOGY INC SDCV 2.125% 12/1 595017AB 5,617 5,000,000 PRN DEFINED 01 0 5,000,000 MYLAN INC PFD CONV 62853020 58,657 52,500 PRN DEFINED 01 0 52,500 NOVELL INC COM 67000610 71,007 11,894,134 SHS DEFINED 01 0 11,894,134 PACIFIC RIM MINING CORP COM NEW 69491520 162 854,075 SHS DEFINED 01 0 854,075 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V40 50,123 1,381,955 SHS DEFINED 01 0 1,381,955 PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH 10,021 8,000,000 PRN DEFINED 01 0 8,000,000 POWERSHARES QQQ TRUST PUT 73935A95 78,561 1,601,000 SHS P DEFINED 01 0 1,601,000 PROTEIN DESIGN LAGS INC NOTE 2.000% 2/1 74369LAF 1,936 2,000,000 PRN DEFINED 01 0 2,000,000 QWEST COMMUNICATIONS INTL IN NOTE 3.500% 11/1 749121BY 7,862 6,000,000 PRN DEFINED 01 0 6,000,000 SALESFORCE.COM INC COM 79466L30 863 7,720 SHS DEFINED 01 0 7,720 SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR 13,700 13,000,000 PRN DEFINED 01 0 13,000,000 STEEL DYNAMICS INC NOTE 5.125% 6/1 858119AP 3,658 3,200,000 PRN DEFINED 01 0 3,200,000 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 87403910 8,379 826,400 SHS DEFINED 01 0 826,400 TATA MTRS LTD SPONSORED ADR 87656850 5,688 223,000 SHS DEFINED 01 0 223,000 TELECOMMUNICATION SYS INC CL A 87929J10 187 47,962 SHS DEFINED 01 0 47,962 TEVA PHARMACEUTICAL INDS LTD ADR 88162420 1,877 35,600 SHS DEFINED 01 0 35,600 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE 37,436 24,200,000 PRN DEFINED 01 0 24,200,000 VALE CAP II GTD CV 6.75% 12 91912F20 2,211 25,000 PRN DEFINED 01 0 25,000 VALE CAP II VALEP 6.75% 12 91912F30 5,616 62,000 PRN DEFINED 01 0 62,000 VMWARE INC CL A COM 92856390 10,617 125,000 SHS DEFINED 01 0 125,000 ALLIANT TECHSYSTEMS INC NOTE 2.750% 2/1 018804AH 15,032 15,000,000 PRN DEFINED 02 0 15,000,000 ALLIANT TECHSYSTEMS INC NOTE 3.000% 8/1 018804AK 1,368 1,200,000 PRN DEFINED 02 0 1,200,000 AMYLIN PHARMACEUTICALS INC NOTE 3.000% 6/1 032346AF 4,655 5,100,000 PRN DEFINED 02 0 5,100,000 AVI BIOPHARMA INC COM 00234610 54 30,000 SHS DEFINED 02 0 30,000 BARRICK GOLD CORP COM 6790110 2,773 60,000 SHS DEFINED 02 0 60,000 BIODELIVERY SCIENCES INTL COM 09060J10 399 138,328 SHS DEFINED 02 0 138,328 BLUE COAT SYSTEMS INC COM 09534T50 22,142 922,611 SHS DEFINED 02 0 922,611 BLUE COAT SYSTEMS INC CALL 09534T90 2,887 120,000 SHS C DEFINED 02 0 120,000 CAL DIVE INTL INC NOTE 3.250% 12/1 127914AB 7,804 8,400,000 PRN DEFINED 02 0 8,400,000 CIENA CORP NOTE 0.875% 6/1 171779AE 1,759 2,400,000 PRN DEFINED 02 0 2,400,000 DEUTSCHE BANK AG NAMEN AKT D1819089 3,035 55,500 SHS DEFINED 02 0 55,500 DOLE FOOD CO INC NEW COM 25660310 212 23,220 SHS DEFINED 02 0 23,220 D R HORTON INC NOTE 2.000% 5/1 23331ABB 8,280 7,500,000 PRN DEFINED 02 0 7,500,000 DRYSHIPS INC. SHS Y2109Q10 257 53,580 SHS DEFINED 02 0 53,580 DRYSHIPS INC. NOTE 5.000% 12/0 262498AB 1,413 1,500,000 PRN DEFINED 02 0 1,500,000 E M C CORP MASS NOTE 1.750% 12/0 268648AM 16,557 12,000,000 PRN DEFINED 02 0 12,000,000 ENDO PHARMACEUTICALS HLDGS I NOTE 1.750% 4/1 29264FAA 9,145 7,200,000 PRN DEFINED 02 0 7,200,000 ENDOLOGIX INC COM 29266S10 15,799 3,480,002 SHS DEFINED 02 0 3,480,002 EPICOR SOFTWARE CORP NOTE 2.375% 5/1 29426LAA 33,418 36,774,000 PRN DEFINED 02 0 36,774,000 EPICOR SOFTWARE CORP COM 29426L10 45,544 5,240,999 SHS DEFINED 02 0 5,240,999 FLAGSTAR BANCORP INC COM 33793010 120 66,000 SHS DEFINED 02 0 66,000 FORD MTR CO DEL NOTE 4.250% 12/1 345370CN 17,887 12,000,000 PRN DEFINED 02 0 12,000,000 FORD MTR CO DEL NOTE 4.250% 11/1 345370CF 7,126 4,800,000 PRN DEFINED 02 0 4,800,000 FORD MTR CO DEL CALL 34537090 39,892 3,259,200 SHS C DEFINED 02 0 3,259,200 FRONTEER DEVELOPMENT GROUP INC COM 35903Q10 1,633 228,000 SHS DEFINED 02 0 228,000 INGERSOLL-RAND GLOBAL HLDG C NOTE 4.5% 4/1 45687AAD 75,516 36,914,400 PRN DEFINED 02 0 36,914,400 IRON MTN INC COM 46284610 33,510 1,500,000 SHS DEFINED 02 0 1,500,000 ISHARES TR RUSSELL 2000 46428765 3,057 45,300 SHS DEFINED 02 0 45,300 ISHARES INC PUT 46428695 24,300 360,000 SHS P DEFINED 02 0 360,000 KING PHARMACEUTICALS INC NOTE 1.250% 4/0 495582AJ 4,060 4,320,000 PRN DEFINED 02 0 4,320,000 LAWSON SOFTWARE INC NEW COM 52078P10 7,176 849,342 SHS DEFINED 02 0 849,342 LIFEPOINT HOSPITALS INC NOTE 3.50% 5/1 53219LAH 2,989 3,000,000 PRN DEFINED 02 0 3,000,000 MGM MIRAGE CALL 55295390 6,768 600,000 SHS C DEFINED 02 0 600,000 MICROCHIP TECHNOLOGY INC SDCV 2.125% 12/1 595017AB 8,426 7,500,000 PRN DEFINED 02 0 7,500,000 NOVELL INC COM 67000610 76,451 12,805,866 SHS DEFINED 02 0 12,805,866 PACIFIC RIM MINING CORP COM NEW 69491520 162 854,110 SHS DEFINED 02 0 854,110 PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH 15,031 12,000,000 PRN DEFINED 02 0 12,000,000 POWERSHARES QQQ TRUST PUT 73935A95 117,841 2,401,500 SHS P DEFINED 02 0 2,401,500 PROTEIN DESIGN LAGS INC NOTE 2.000% 2/1 74369LAF 2,905 3,000,000 PRN DEFINED 02 0 3,000,000 QWEST COMMUNICATIONS INTL IN NOTE 3.500% 11/1 749121BY 11,793 9,000,000 PRN DEFINED 02 0 9,000,000 SALESFORCE.COM INC COM 79466L30 1,294 11,580 SHS DEFINED 02 0 11,580 SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR 20,551 19,500,000 PRN DEFINED 02 0 19,500,000 STEEL DYNAMICS INC NOTE 5.125% 6/1 858119AP 5,487 4,800,000 PRN DEFINED 02 0 4,800,000 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 87403910 12,569 1,239,600 SHS DEFINED 02 0 1,239,600 TELECOMMUNICATION SYS INC CL A 87929J10 280 71,943 SHS DEFINED 02 0 71,943 TEVA PHARMACEUTICAL INDS LTD ADR 88162420 2,816 53,400 SHS DEFINED 02 0 53,400 VMWARE INC CL A COM 92856390 10,617 125,000 SHS DEFINED 02 0 125,000 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE 56,155 36,300,000 PRN DEFINED 02 0 36,300,000
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