-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P+DCKxc/wmPR5h+KL2+B+JOOcexTVMPOODfgGkNBhTwh9niqtla3m8pSAacWD6HT ddJV3a6soqJWuF3iiity/Q== 0001013594-08-000770.txt : 20081114 0001013594-08-000770.hdr.sgml : 20081114 20081114121652 ACCESSION NUMBER: 0001013594-08-000770 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIOTT MANAGEMENT CORP CENTRAL INDEX KEY: 0001048445 IRS NUMBER: 133798650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05115 FILM NUMBER: 081188573 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212506299 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: STONINGTON MANAGEMENT CORP DATE OF NAME CHANGE: 19971024 13F-HR 1 elliott13fhr-111408.txt NOVEMBER 14, 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Elliott Management Corporation Address: 712 Fifth Avenue, 36th floor New York, NY 10019 13F File Number: 28-5115 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all reqired items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Singer Phone: 212-974-6000 Signature, Place, and Date of Signing: /s/Paul Singer - -------------- Paul Singer New York, New York November 13, 2008 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 155 Form 13F Information Table Value Total: $ 1,539,533 List of Other Included Managers: No. 13F File Number Name 01 28-4724 ELLIOTT ASSOCIATES, L.P. 02 28-6628 ELLIOTT INTERNATIONAL, L.P. FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- AK STL HLDG CORP COM 00154710 9,331 360,000 SHS DEFINED 01 0 360,000 ALTERNATIVE ASSET MGMT ACQU CP WT EXP 080112 02149U11 52 148,000 SHS DEFINED 01 0 148,000 ANHEUSER BUSCH COS INC COM 03522910 39,468 608,327 SHS DEFINED 01 0 608,327 APACHE CORP COM 03741110 1,251 12,000 SHS DEFINED 01 0 12,000 ASHLAND INC NEW COM 04420910 5,804 198,503 SHS DEFINED 01 0 198,503 BARR PHARMACEUTICALS INC COM 06830610 3,396 52,000 SHS DEFINED 01 0 52,000 BIODELIVERY SCIENCES INTL INC COM 09060J10 440 175,230 SHS DEFINED 01 0 175,230 BLUE COAT SYSTEMS INC COM NEW 09534T50 568 40,000 SHS C DEFINED 01 0 40,000 BLUE COAT SYSTEMS INC COM NEW 09534T50 2,440 171,980 SHS DEFINED 01 0 171,980 BORLAND SOFTWARE CORP SR NT CV 2.75%12 099849AB 7,200 10,000,000 PRN DEFINED 01 0 10,000,000 CALPINE CORP COM NEW 13134730 2,428 186,800 SHS P DEFINED 01 0 186,800 CALPINE CORP COM NEW 13134730 10,402 800,120 SHS DEFINED 01 0 800,120 CHESAPEAKE ENERGY CORP COM 16516710 7,172 200,000 SHS DEFINED 01 0 200,000 COHEN & STEERS REIT & UTIL INC COM 19247Y10 13,944 1,111,954 SHS DEFINED 01 0 1,111,954 COMCAST CORP NEW CL A 20030N10 23,013 1,172,361 SHS DEFINED 01 0 1,172,361 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 20441220 12,350 200,000 SHS C DEFINED 01 0 200,000 CONSOL ENERGY INC COM 20854P10 5,507 120,000 SHS DEFINED 01 0 120,000 CONTINENTAL AIRLS INC CL B 21079530 905 54,253 SHS DEFINED 01 0 54,253 DANA HOLDING CORP COM 23582520 2,706 559,056 SHS DEFINED 01 0 559,056 DELTA AIR LINES INC DEL COM NEW 24736170 1,218 163,438 SHS DEFINED 01 0 163,438 DIME BANCORP INC NEW WT LIG TRCK 25429Q11 180 2,004,575 SHS DEFINED 01 0 2,004,575 EATON VANCE FLTING RATE INC TR COM 27827910 1,332 118,614 SHS DEFINED 01 0 118,614 ENDOLOGIX INC COM 29266S10 5,068 2,496,384 SHS DEFINED 01 0 2,496,384 EOG RES INC COM 26875P10 4,545 50,800 SHS DEFINED 01 0 50,800 EPICOR SOFTWARE CORP SR NT CV2.375%27 29426LAA 8,452 11,498,800 PRN DEFINED 01 0 11,498,800 EPICOR SOFTWARE CORP COM 29426L10 19,190 2,426,001 SHS DEFINED 01 0 2,426,001 EXPRESSJET HOLDINGS INC GTD CV 11.25%23 30218UAB 260 400,000 PRN DEFINED 01 0 400,000 FEDERAL MOGUL CORP COM 31354940 2,494 198,233 SHS DEFINED 01 0 198,233 FIRST TR/FOUR CRNRS SR FLOAT COM 33733U10 1,386 132,624 SHS DEFINED 01 0 132,624 FISERV INC COM 33773810 3,786 80,000 SHS P DEFINED 01 0 80,000 FLAGSTAR BANCORP INC COM 33793010 6,393 2,145,294 SHS DEFINED 01 0 2,145,294 GENERAL MOLY INC COM 37037310 2,116 486,519 SHS DEFINED 01 0 486,519 GOODYEAR TIRE & RUBR CO COM 38255010 6,124 400,000 SHS DEFINED 01 0 400,000 GRANAHAN MCCOURT ACQ CORP COM 38503410 4,717 575,200 SHS DEFINED 01 0 575,200 HEARTLAND EXPRESS INC COM 42234710 454 29,800 SHS P DEFINED 01 0 29,800 HUTCHISON TELECOMM INTL LTD SPONSORED ADR 44841T10 635 38,240 SHS DEFINED 01 0 38,240 IKON OFFICE SOLUTIONS INC COM 45171310 14,307 841,089 SHS DEFINED 01 0 841,089 ING PRIME RATE TR SH BEN INT 44977W10 1,067 245,892 SHS DEFINED 01 0 245,892 ISCO INTL INC COM 46426P10 195 19,523,835 SHS DEFINED 01 0 19,523,835 JETBLUE AIRWAYS CORP COM 47714310 882 178,483 SHS DEFINED 01 0 178,483 KING PHARMACEUTICALS INC COM 49558210 18,705 1,952,550 SHS DEFINED 01 0 1,952,550 LAMAR ADVERTISING CO CL A 51281510 1,827 60,000 SHS P DEFINED 01 0 60,000 LEHMAN BROS HLDGS INC COM 52490810 16 75,300 SHS DEFINED 01 0 75,300 LEVEL 3 COMMUNICATIONS INC COM 52729N10 699 260,000 SHS DEFINED 01 0 260,000 MAIDEN HOLDINGS LTD SHS G5753U11 6,855 1,500,000 SHS DEFINED 01 0 1,500,000 MANNKIND CORP SR NT CV 3.75%13 56400PAA 9,094 17,487,600 PRN DEFINED 01 0 17,487,600 MCDERMOTT INTL INC COM 58003710 6,132 240,000 SHS DEFINED 01 0 240,000 MERRILL LYNCH & CO INC COM 59018810 7,590 300,000 SHS P DEFINED 01 0 300,000 MORGAN STANLEY COM NEW 61744644 4,600 200,000 SHS P DEFINED 01 0 200,000 MSC SOFTWARE CORP COM 55353110 24,904 2,325,334 SHS DEFINED 01 0 2,325,334 NATIONWIDE FINL SVCS INC CL A 63861210 60,183 1,220,000 SHS DEFINED 01 0 1,220,000 NEUBERGER BERMAN RE ES SEC FD COM 64190A10 291 40,708 SHS DEFINED 01 0 40,708 NEWS CORP CL B 65248E20 851 70,000 SHS DEFINED 01 0 70,000 NORTHWEST AIRLS CORP COM 66728040 1,261 139,680 SHS DEFINED 01 0 139,680 NUCOR CORP COM 67034610 3,160 80,000 SHS DEFINED 01 0 80,000 NYSE EURONEXT COM 62949110 3,729 100,000 SHS C DEFINED 01 0 100,000 NYSE EURONEXT COM 62949110 4,702 120,000 SHS DEFINED 01 0 120,000 PACIFIC RIM MNG CORP COM NEW 69491520 272 854,075 SHS DEFINED 01 0 854,075 PETROLEO BRASILEIRO SA PETROBR SP ADR NON VTG 71654V10 5,334 142,534 SHS DEFINED 01 0 142,534 PHILADELPHIA CONS HLDG CORP COM 71752810 10,170 173,872 SHS DEFINED 01 0 173,872 REPUBLIC SVCS INC COM 76075910 30,439 1,015,326 SHS DEFINED 01 0 1,015,326 ROHM & HAAS CO COM 77537110 95,352 1,362,173 SHS DEFINED 01 0 1,362,173 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y60 13,987 703,200 SHS DEFINED 01 0 703,200 SOUTHWESTERN ENERGY CO COM 84546710 2,101 68,800 SHS DEFINED 01 0 68,800 TECK COMINCO LTD CL B 87874220 10,171 160,000 SHS C DEFINED 01 0 160,000 TECK COMINCO LTD CL B 87874220 1,514 51,980 SHS DEFINED 01 0 51,980 TESORO CORP COM 88160910 3,298 200,000 SHS C DEFINED 01 0 200,000 U S AIRWAYS GROUP INC COM 90341W10 1,237 205,112 SHS DEFINED 01 0 205,112 UAL CORP COM NEW 90254980 806 91,818 SHS DEFINED 01 0 91,818 UNITED STATES STL CORP NEW COM 91290910 6,209 80,000 SHS C DEFINED 01 0 80,000 UNITED STATES STL CORP NEW COM 91290910 10,865 140,000 SHS DEFINED 01 0 140,000 VAN KAMPEN SENIOR INCOME TR COM 92096110 1,012 248,134 SHS DEFINED 01 0 248,134 VION PHARMACEUTICALS INC COM NEW 92762450 11 29,957 SHS DEFINED 01 0 29,957 VIRGIN MEDIA INC COM 92769L10 7,789 988,493 SHS DEFINED 01 0 988,493 WACHOVIA CORP NEW CONV7.5%PFD CL A 92990321 4,081 10,600 SHS DEFINED 01 0 10,600 WACHOVIA CORP NEW COM 92990310 30,177 8,622,000 SHS DEFINED 01 0 8,622,000 WALTER INDS INC COM 93317Q10 2,420 51,000 SHS DEFINED 01 0 51,000 XTO ENERGY INC COM 98385X10 3,703 79,600 SHS DEFINED 01 0 79,600 AK STL HLDG CORP COM 00154710 13,997 540,000 SHS DEFINED 02 0 540,000 ALTERNATIVE ASSET MGMT ACQU CP WT EXP 080112 02149U11 78 222,000 SHS DEFINED 02 0 222,000 ANHEUSER BUSCH COS INC COM 03522910 59,202 912,491 SHS DEFINED 02 0 912,491 APACHE CORP COM 03741110 1,877 18,000 SHS DEFINED 02 0 18,000 ASHLAND INC NEW COM 04420910 8,706 297,755 SHS DEFINED 02 0 297,755 BARR PHARMACEUTICALS INC COM 06830610 5,093 78,000 SHS DEFINED 02 0 78,000 BIODELIVERY SCIENCES INTL INC COM 09060J10 660 262,845 SHS DEFINED 02 0 262,845 BLUE COAT SYSTEMS INC COM NEW 09534T50 851 60,000 SHS C DEFINED 02 0 60,000 BLUE COAT SYSTEMS INC COM NEW 09534T50 3,661 258,020 SHS DEFINED 02 0 258,020 BORLAND SOFTWARE CORP SR NT CV 2.75%12 099849AB 10,800 15,000,000 PRN DEFINED 02 0 15,000,000 CALPINE CORP COM NEW 13134730 3,643 280,200 SHS P DEFINED 02 0 280,200 CALPINE CORP COM NEW 13134730 15,602 1,200,180 SHS DEFINED 02 0 1,200,180 CHESAPEAKE ENERGY CORP COM 16516710 10,758 300,000 SHS DEFINED 02 0 300,000 COMCAST CORP NEW CL A 20030N10 34,520 1,758,541 SHS DEFINED 02 0 1,758,541 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 20441220 18,525 300,000 SHS C DEFINED 02 0 300,000 CONSOL ENERGY INC COM 20854P10 8,260 180,000 SHS DEFINED 02 0 180,000 CONTINENTAL AIRLS INC CL B 21079530 1,355 81,262 SHS DEFINED 02 0 81,262 DANA HOLDING CORP COM 23582520 4,059 838,585 SHS DEFINED 02 0 838,585 DELTA AIR LINES INC DEL COM NEW 24736170 1,826 245,158 SHS DEFINED 02 0 245,158 DIME BANCORP INC NEW WT LIG TRCK 25429Q11 221 2,450,035 SHS DEFINED 02 0 2,450,035 EATON VANCE FLTING RATE INC TR COM 27827910 1,998 177,921 SHS DEFINED 02 0 177,921 ENDOLOGIX INC COM 29266S10 7,601 3,744,581 SHS DEFINED 02 0 3,744,581 EOG RES INC COM 26875P10 6,817 76,200 SHS DEFINED 02 0 76,200 EPICOR SOFTWARE CORP SR NT CV2.375%27 29426LAA 12,677 17,248,200 PRN DEFINED 02 0 17,248,200 EPICOR SOFTWARE CORP COM 29426L10 28,784 3,638,999 SHS DEFINED 02 0 3,638,999 EXPRESSJET HOLDINGS INC GTD CV 11.25%23 30218UAB 390 600,000 PRN DEFINED 02 0 600,000 FEDERAL MOGUL CORP COM 31354940 3,741 297,350 SHS DEFINED 02 0 297,350 FIRST TR/FOUR CRNRS SR FLOAT COM 33733U10 2,079 198,935 SHS DEFINED 02 0 198,935 FISERV INC COM 33773810 5,678 120,000 SHS P DEFINED 02 0 120,000 FLAGSTAR BANCORP INC COM 33793010 8,473 2,843,176 SHS DEFINED 02 0 2,843,176 GENERAL MOLY INC COM 37037310 3,175 729,781 SHS DEFINED 02 0 729,781 GOODYEAR TIRE & RUBR CO COM 38255010 9,186 600,000 SHS DEFINED 02 0 600,000 HEARTLAND EXPRESS INC COM 42234710 682 44,700 SHS P DEFINED 02 0 44,700 HUTCHISON TELECOMM INTL LTD SPONSORED ADR 44841T10 952 57,360 SHS DEFINED 02 0 57,360 IKON OFFICE SOLUTIONS INC COM 45171310 21,460 1,261,635 SHS DEFINED 02 0 1,261,635 ING PRIME RATE TR SH BEN INT 44977W10 1,601 368,837 SHS DEFINED 02 0 368,837 ISCO INTL INC COM 46426P10 199 19,904,159 SHS DEFINED 02 0 19,904,159 JETBLUE AIRWAYS CORP COM 47714310 1,323 267,724 SHS DEFINED 02 0 267,724 KING PHARMACEUTICALS INC COM 49558210 28,058 2,928,828 SHS DEFINED 02 0 2,928,828 LAMAR ADVERTISING CO CL A 51281510 2,741 90,000 SHS P DEFINED 02 0 90,000 LEHMAN BROS HLDGS INC COM 52490810 24 112,900 SHS DEFINED 02 0 112,900 LEVEL 3 COMMUNICATIONS INC COM 52729N10 1,049 390,000 SHS DEFINED 02 0 390,000 MAIDEN HOLDINGS LTD SHS G5753U11 10,283 2,250,000 SHS DEFINED 02 0 2,250,000 MANNKIND CORP SR NT CV 3.75%13 56400PAA 13,640 26,231,400 PRN DEFINED 02 0 26,231,400 MCDERMOTT INTL INC COM 58003710 9,198 360,000 SHS DEFINED 02 0 360,000 MERRILL LYNCH & CO INC COM 59018810 11,385 450,000 SHS P DEFINED 02 0 450,000 MORGAN STANLEY COM NEW 61744644 6,900 300,000 SHS P DEFINED 02 0 300,000 MSC SOFTWARE CORP COM 55353110 37,356 3,488,001 SHS DEFINED 02 0 3,488,001 MUELLER WTR PRODS INC COM SER B 62475820 98 15,000 SHS DEFINED 02 0 15,000 NATIONWIDE FINL SVCS INC CL A 63861210 90,274 1,830,000 SHS DEFINED 02 0 1,830,000 NEUBERGER BERMAN RE ES SEC FD COM 64190A10 437 61,063 SHS DEFINED 02 0 61,063 NEWS CORP CL B 65248E20 1,276 105,000 SHS DEFINED 02 0 105,000 NORTHWEST AIRLS CORP COM 66728040 1,892 209,520 SHS DEFINED 02 0 209,520 NUCOR CORP COM 67034610 4,740 120,000 SHS DEFINED 02 0 120,000 NYSE EURONEXT COM 62949110 5,594 150,000 SHS C DEFINED 02 0 150,000 NYSE EURONEXT COM 62949110 7,052 180,000 SHS DEFINED 02 0 180,000 PACIFIC RIM MNG CORP COM NEW 69491520 272 854,110 SHS DEFINED 02 0 854,110 PETROLEO BRASILEIRO SA PETROBR SP ADR NON VTG 71654V10 8,000 213,799 SHS DEFINED 02 0 213,799 PHILADELPHIA CONS HLDG CORP COM 71752810 15,255 260,808 SHS DEFINED 02 0 260,808 REPUBLIC SVCS INC COM 76075910 45,659 1,522,989 SHS DEFINED 02 0 1,522,989 ROHM & HAAS CO COM 77537110 143,028 2,043,259 SHS DEFINED 02 0 2,043,259 SEARS HLDGS CORP COM 81235010 17,996 904,800 SHS DEFINED 02 0 904,800 SOUTHWESTERN ENERGY CO COM 84546710 3,152 103,200 SHS DEFINED 02 0 103,200 TECK COMINCO LTD CL B 87874220 15,256 240,000 SHS C DEFINED 02 0 240,000 TECK COMINCO LTD CL B 87874220 2,270 77,970 SHS DEFINED 02 0 77,970 TESORO CORP COM 88160910 4,947 300,000 SHS C DEFINED 02 0 300,000 U S AIRWAYS GROUP INC COM 90341W10 1,855 307,669 SHS DEFINED 02 0 307,669 UAL CORP COM NEW 90254980 1,209 137,729 SHS DEFINED 02 0 137,729 UNITED STATES STL CORP NEW COM 91290910 9,313 120,000 SHS C DEFINED 02 0 120,000 UNITED STATES STL CORP NEW COM 91290910 16,298 210,000 SHS DEFINED 02 0 210,000 VAN KAMPEN SENIOR INCOME TR COM 92096110 1,519 372,201 SHS DEFINED 02 0 372,201 VION PHARMACEUTICALS INC COM NEW 92762450 16 44,936 SHS DEFINED 02 0 44,936 VIRGIN MEDIA INC COM 92769L10 11,684 1,482,740 SHS DEFINED 02 0 1,482,740 WACHOVIA CORP NEW CONV7.5%PFD CL A 92990321 6,122 15,900 SHS DEFINED 02 0 15,900 WACHOVIA CORP NEW COM 92990310 45,266 12,933,000 SHS DEFINED 02 0 12,933,000 WALTER INDS INC COM 93317Q10 3,630 76,500 SHS DEFINED 02 0 76,500 XTO ENERGY INC COM 98385X10 5,554 119,400 SHS DEFINED 02 0 119,400
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