0001540463-16-000003.txt : 20161215 0001540463-16-000003.hdr.sgml : 20161215 20161215200348 ACCESSION NUMBER: 0001540463-16-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161213 FILED AS OF DATE: 20161215 DATE AS OF CHANGE: 20161215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IES Holdings, Inc. CENTRAL INDEX KEY: 0001048268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 760542208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7138601500 MAIL ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: Integrated Electrical Services, Inc. DATE OF NAME CHANGE: 20150106 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC DATE OF NAME CHANGE: 19971022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lewey Robert W. CENTRAL INDEX KEY: 0001540463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13783 FILM NUMBER: 162054837 MAIL ADDRESS: STREET 1: 5433 WESTHEIMER, SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-12-13 0 0001048268 IES Holdings, Inc. IESC 0001540463 Lewey Robert W. 5433 WESTHEIMER, SUITE 500 HOUSTON TX 77056 1 1 0 0 Director & President Common Stock 2016-12-13 4 M 0 13000 5.76 A 97604 D Common Stock 2016-12-13 4 S 0 13000 22.03 D 84604 D Employee Stock Option (right to buy) 5.76 2016-12-13 4 M 0 13000 0 D 2015-05-01 2023-05-01 Common Stock 13000 0 D Represents common stock received from the exercise of stock options granted pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan (as amended and restated through February 2016). The price reported in Column 4 is a weighted price for shares sold in multiple transactions at prices ranging from $21.55 to $22.95 inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The date indicated is the vesting date for the stock options. The price reported in Column 8 reflects that the stock options were granted to the employee pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan (as amended and restated through February 2016). /s/Gail D. Makode, Attorney-in-Fact 2016-12-15