0001540463-16-000003.txt : 20161215
0001540463-16-000003.hdr.sgml : 20161215
20161215200348
ACCESSION NUMBER: 0001540463-16-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161213
FILED AS OF DATE: 20161215
DATE AS OF CHANGE: 20161215
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IES Holdings, Inc.
CENTRAL INDEX KEY: 0001048268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731]
IRS NUMBER: 760542208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 5433 WESTHEIMER
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 7138601500
MAIL ADDRESS:
STREET 1: 5433 WESTHEIMER
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
FORMER COMPANY:
FORMER CONFORMED NAME: Integrated Electrical Services, Inc.
DATE OF NAME CHANGE: 20150106
FORMER COMPANY:
FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC
DATE OF NAME CHANGE: 19971022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lewey Robert W.
CENTRAL INDEX KEY: 0001540463
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13783
FILM NUMBER: 162054837
MAIL ADDRESS:
STREET 1: 5433 WESTHEIMER, SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77056
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-12-13
0
0001048268
IES Holdings, Inc.
IESC
0001540463
Lewey Robert W.
5433 WESTHEIMER, SUITE 500
HOUSTON
TX
77056
1
1
0
0
Director & President
Common Stock
2016-12-13
4
M
0
13000
5.76
A
97604
D
Common Stock
2016-12-13
4
S
0
13000
22.03
D
84604
D
Employee Stock Option (right to buy)
5.76
2016-12-13
4
M
0
13000
0
D
2015-05-01
2023-05-01
Common Stock
13000
0
D
Represents common stock received from the exercise of stock options granted pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan (as amended and restated through February 2016).
The price reported in Column 4 is a weighted price for shares sold in multiple transactions at prices ranging from $21.55 to $22.95 inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The date indicated is the vesting date for the stock options.
The price reported in Column 8 reflects that the stock options were granted to the employee pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan (as amended and restated through February 2016).
/s/Gail D. Makode, Attorney-in-Fact
2016-12-15