0001540463-16-000002.txt : 20160831 0001540463-16-000002.hdr.sgml : 20160831 20160831173816 ACCESSION NUMBER: 0001540463-16-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160829 FILED AS OF DATE: 20160831 DATE AS OF CHANGE: 20160831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IES Holdings, Inc. CENTRAL INDEX KEY: 0001048268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 760542208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7138601500 MAIL ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: Integrated Electrical Services, Inc. DATE OF NAME CHANGE: 20150106 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC DATE OF NAME CHANGE: 19971022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lewey Robert W. CENTRAL INDEX KEY: 0001540463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13783 FILM NUMBER: 161864057 MAIL ADDRESS: STREET 1: 5433 WESTHEIMER, SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-08-29 0 0001048268 IES Holdings, Inc. IESC 0001540463 Lewey Robert W. 5433 WESTHEIMER, SUITE 500 HOUSTON TX 77056 1 1 0 0 Director & President Common Stock 2016-08-29 4 M 0 5000 5.76 A 89604 D Common Stock 2016-08-29 4 S 0 5000 17 D 84604 D Employee Stock Option (right to buy) 5.76 2016-08-29 4 M 0 5000 0 D 2015-05-01 2023-05-01 Common Stock 5000 13000 D Represents common stock received from the exercise of stock options granted pursuant to the Integrated Electrical Services, Inc. (n/k/a IES Holdings, Inc.) 2006 Equity Incentive Plan (as amended and restated through October 2007). These shares were sold in a single transaction. The exercise of options and sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2016. The date indicated is the vesting date for the stock options. The price reported in Column 8 reflects that the stock options were granted to the employee pursuant to the Integrated Electrical Services, Inc. (n/k/a IES Holdings, Inc.) 2006 Equity Incentive Plan (as amended and restated through October 2007). /s/ Gail D. Makode, Attorney-in-Fact 2016-08-31