0001048268-24-000006.txt : 20240103 0001048268-24-000006.hdr.sgml : 20240103 20240103175005 ACCESSION NUMBER: 0001048268-24-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240102 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gendell David B. CENTRAL INDEX KEY: 0001408176 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13783 FILM NUMBER: 24508539 MAIL ADDRESS: STREET 1: 2 RIVERWAY, SUITE 1730 CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IES Holdings, Inc. CENTRAL INDEX KEY: 0001048268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 760542208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2 RIVERWAY STREET 2: SUITE 1730 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7138601500 MAIL ADDRESS: STREET 1: 2 RIVERWAY STREET 2: SUITE 1730 CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: Integrated Electrical Services, Inc. DATE OF NAME CHANGE: 20150106 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC DATE OF NAME CHANGE: 19971022 4 1 wk-form4_1704322190.xml FORM 4 X0508 4 2024-01-02 0 0001048268 IES Holdings, Inc. IESC 0001408176 Gendell David B. 2 RIVERWAY, SUITE 1730 HOUSTON TX 77056 1 0 0 0 0 Common Stock 2024-01-02 4 A 0 228 0 A 137583 D Common Stock 6000 I Held in IRA Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. /s/ Mary K. Newman, Attorney-in-Fact 2024-01-03