0001048268-23-000111.txt : 20231212
0001048268-23-000111.hdr.sgml : 20231212
20231212173601
ACCESSION NUMBER: 0001048268-23-000111
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231207
FILED AS OF DATE: 20231212
DATE AS OF CHANGE: 20231212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McLauchlin Tracy
CENTRAL INDEX KEY: 0001456922
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13783
FILM NUMBER: 231482233
MAIL ADDRESS:
STREET 1: 2 RIVERWAY, SUITE 1730
CITY: HOUSTON
STATE: TX
ZIP: 77056
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IES Holdings, Inc.
CENTRAL INDEX KEY: 0001048268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731]
IRS NUMBER: 760542208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 2 RIVERWAY
STREET 2: SUITE 1730
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 7138601500
MAIL ADDRESS:
STREET 1: 2 RIVERWAY
STREET 2: SUITE 1730
CITY: HOUSTON
STATE: TX
ZIP: 77056
FORMER COMPANY:
FORMER CONFORMED NAME: Integrated Electrical Services, Inc.
DATE OF NAME CHANGE: 20150106
FORMER COMPANY:
FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC
DATE OF NAME CHANGE: 19971022
4/A
1
wk-form4a_1702420552.xml
FORM 4/A
X0508
4/A
2023-12-07
2023-12-08
0
0001048268
IES Holdings, Inc.
IESC
0001456922
McLauchlin Tracy
2 RIVERWAY, SUITE 1730
HOUSTON
TX
77056
0
1
0
0
SVP, CFO & Treasurer
0
Common Stock
2023-12-07
4
A
0
8903
74.70
A
77880
D
Common Stock
2023-12-07
4
F
0
3503
74.70
D
74377
D
On December 7, 2020, Ms. McLauchlin was granted shares of time- and performance-based phantom stock units ("PSUs") pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan"). Each PSU represented a contractual right in respect of one share of the Issuer's Common Stock and would vest, if at all, upon the achievement of certain specified annual financial performance objectives and the continued performance of services through the scheduled vesting date. On December 7, 2023, upon the filing of the Issuer's Annual Report on Form 10-K for its fiscal year ended September 30, 2023, the performance and service criteria were determined to have been met, resulting in the vesting of 8,903 PSUs under this award.
The original Form 4, filed on December 8, 2023, is being amended by this Form 4 amendment solely to correct an administrative error on the part of the company, which misreported the amount of PSUs in which the reporting person vested and the amount of shares withheld to satisfy the tax obligation resulting from the vesting event.
Represents shares of Common Stock withheld to satisfy the tax obligation resulting from the vesting of the PSUs granted to Ms. McLauchlin on December 7, 2020 pursuant to the 2006 Equity Incentive Plan.
/s/ Tracy A. McLauchlin
2023-12-12