0001048268-23-000111.txt : 20231212 0001048268-23-000111.hdr.sgml : 20231212 20231212173601 ACCESSION NUMBER: 0001048268-23-000111 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231207 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McLauchlin Tracy CENTRAL INDEX KEY: 0001456922 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13783 FILM NUMBER: 231482233 MAIL ADDRESS: STREET 1: 2 RIVERWAY, SUITE 1730 CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IES Holdings, Inc. CENTRAL INDEX KEY: 0001048268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 760542208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2 RIVERWAY STREET 2: SUITE 1730 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7138601500 MAIL ADDRESS: STREET 1: 2 RIVERWAY STREET 2: SUITE 1730 CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: Integrated Electrical Services, Inc. DATE OF NAME CHANGE: 20150106 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC DATE OF NAME CHANGE: 19971022 4/A 1 wk-form4a_1702420552.xml FORM 4/A X0508 4/A 2023-12-07 2023-12-08 0 0001048268 IES Holdings, Inc. IESC 0001456922 McLauchlin Tracy 2 RIVERWAY, SUITE 1730 HOUSTON TX 77056 0 1 0 0 SVP, CFO & Treasurer 0 Common Stock 2023-12-07 4 A 0 8903 74.70 A 77880 D Common Stock 2023-12-07 4 F 0 3503 74.70 D 74377 D On December 7, 2020, Ms. McLauchlin was granted shares of time- and performance-based phantom stock units ("PSUs") pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan"). Each PSU represented a contractual right in respect of one share of the Issuer's Common Stock and would vest, if at all, upon the achievement of certain specified annual financial performance objectives and the continued performance of services through the scheduled vesting date. On December 7, 2023, upon the filing of the Issuer's Annual Report on Form 10-K for its fiscal year ended September 30, 2023, the performance and service criteria were determined to have been met, resulting in the vesting of 8,903 PSUs under this award. The original Form 4, filed on December 8, 2023, is being amended by this Form 4 amendment solely to correct an administrative error on the part of the company, which misreported the amount of PSUs in which the reporting person vested and the amount of shares withheld to satisfy the tax obligation resulting from the vesting event. Represents shares of Common Stock withheld to satisfy the tax obligation resulting from the vesting of the PSUs granted to Ms. McLauchlin on December 7, 2020 pursuant to the 2006 Equity Incentive Plan. /s/ Tracy A. McLauchlin 2023-12-12