0001048268-22-000071.txt : 20220701 0001048268-22-000071.hdr.sgml : 20220701 20220701172045 ACCESSION NUMBER: 0001048268-22-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220701 FILED AS OF DATE: 20220701 DATE AS OF CHANGE: 20220701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baldock Jennifer A CENTRAL INDEX KEY: 0001281437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13783 FILM NUMBER: 221062409 MAIL ADDRESS: STREET 1: 7 WITHERELL DRIVE CITY: GREENWICH STATE: CT ZIP: 06831 FORMER NAME: FORMER CONFORMED NAME: ADAMS JENNIFER L DATE OF NAME CHANGE: 20040224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IES Holdings, Inc. CENTRAL INDEX KEY: 0001048268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 760542208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7138601500 MAIL ADDRESS: STREET 1: 5433 WESTHEIMER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: Integrated Electrical Services, Inc. DATE OF NAME CHANGE: 20150106 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC DATE OF NAME CHANGE: 19971022 4 1 wf-form4_165671042297752.xml FORM 4 X0306 4 2022-07-01 0 0001048268 IES Holdings, Inc. IESC 0001281437 Baldock Jennifer A 5433 WESTHEIMER RD SUITE 500 HOUSTON TX 77056 1 0 0 0 Common Stock 2022-07-01 4 A 0 600 0 A 2050 D Common Stock 375 I Held in Family LLC Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Ms. Baldock electing to receive PSUs in lieu of cash or common stock for that portion of her retainer. Each unit converts to one share of IES common stock when either (i) Ms. Baldock leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. The reporting person is a co-manager of the family limited liability company that owns the reported securities. /s/ Mary K. Newman, Attorney-in-Fact 2022-07-01