-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UMA0kN6vp5OU05dwuzJ5u1M7zoUgFBld4IN0gNL5X8kUMydEgzs81a4lvWXbYG3W cI4H4iW29GOABeT6a4fomQ== 0000950129-04-003822.txt : 20040603 0000950129-04-003822.hdr.sgml : 20040603 20040603141400 ACCESSION NUMBER: 0000950129-04-003822 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040603 ITEM INFORMATION: ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20040603 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTEGRATED ELECTRICAL SERVICES INC CENTRAL INDEX KEY: 0001048268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 760542208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13783 FILM NUMBER: 04846761 BUSINESS ADDRESS: STREET 1: 1800 WEST LOOP SOUTH STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 7138601500 MAIL ADDRESS: STREET 1: 1800 WEST LOOP SOUTH STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77027 8-K 1 h15922e8vk.htm INTEGRATED ELECTRICAL SERVICES, INC. - 6/3/2004 e8vk
 



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934

Date of Report: June 3, 2004

Commission File No. 001-13783

INTEGRATED ELECTRICAL SERVICES, INC.

(Exact name of registrant as specified in its charter)
     
Delaware
(State or other jurisdiction of
incorporation or organization)
  76-0542208
(I.R.S. Employer Identification No.)

1800 West Loop South
Suite 500
Houston, Texas 77027
(Address of principal executive offices) (zip code)

Registrant’s telephone number, including area code: (713) 860-1500



 


 

Item 7. Financial Statements and Exhibits

(c) Exhibits

     
Exhibit No.
  Description
99.1
  Notice to Directors and Executive Officers of Integrated Electrical Services, Inc. dated June 3, 2004.

Item 11. Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans

     The Plan Administrator of the Integrated Electrical Services, Inc. 401(k) Retirement Savings Plan (the “Plan”) has engaged a new service provider for the Plan. As a result, there will be a blackout period that will temporarily prevent participants in the Plan from engaging in transactions in Integrated Electrical Services, Inc. (“IES”) common stock held in their individual accounts. Pursuant to Section 306(a) of the Sarbanes-Oxley Act of 2002 and Regulation BTR promulgated thereunder, IES mailed a notice to its directors and executive officers informing them that a blackout period will begin at 5:00 PM Central Time on June 20, 2004 and is expected to end on July 12, 2004. A copy of the notice mailed on June 3, 2004 is set forth in Exhibit 99.1 and is incorporated herein by reference.

     During the blackout period, plan participants will not be able to direct or diversify investments in their individual accounts, obtain a loan, or obtain a distribution from the 401(k) plan. The reason for the blackout period is to complete the transfer of the trustee and recordkeeping services under the 401(k) plan to Merrill Lynch, who will become the new trustee for the 401(k) plan effective July 1, 2004.

     During the blackout period, and for a period of two years after the end of the blackout period, a security holder or other interested person may obtain from IES, without charge, the actual start and end dates of the blackout period by contacting Curt L. Warnock, IES’ Vice President, Law, at 1800 West Loop South, Suite 500, Houston, TX 77027, telephone number: (713) 860-1500.

 


 

SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report to be signed on its behalf by the undersigned, thereunto duly authorized.
         
  INTEGRATED ELECTRICAL SERVICES, INC.
 
 
  By:   /s/ Curt L. Warnock    
    Curt L. Warnock   
    Vice President, Law   
 

Dated: June 3, 2004

 


 

EXHIBIT INDEX

     
Exhibit No.
  Description
99.1
  Notice to Directors and Executive Officers of Integrated Electrical Services, Inc. dated June 3, 2004.

 

EX-99.1 2 h15922exv99w1.htm NOTICE TO DIRECTORS AND EO OF IES DATED 6/3/2004 exv99w1
 

EXHIBIT 99.1

NOTICE TO DIRECTORS AND EXECUTIVE OFFICERS OF
INTEGRATED ELECTRICAL SERVICES, INC.

Restriction on Trading in Integrated Electrical Services, Inc. Common Stock
During a Blackout Period

     During an upcoming blackout period in Integrated Electrical Services, Inc. 401(k) Plan, new rules prohibit you from purchasing, selling, acquiring or transferring IES common stock or associated derivative securities (i.e. stock options) that you acquired in connection with your service or employment as a director or executive officer of IES.

     A blackout period will be in effect as a result of a transfer of the trustee and recordkeeping services under the 401(k) plan to Merrill Lynch. This blackout period will begin at 5:00 PM Central Time on June 20, 2004 and is expected to end July 12, 2004. During the blackout period, plan participants will not be able to direct or diversify investments in their individual accounts, obtain a loan, or obtain a distribution.

     Under a new regulation adopted pursuant to the Sarbanes-Oxley Act of 2002, IES is required to notify you of this blackout period and of certain restrictions on trading in IES securities during the blackout period.

     You may not take the following actions during the blackout period:

Purchase, sell, acquire, or transfer shares of IES common stock that you acquired in connection with your service or employment as a director or executive officer of IES; or

Purchase, sell, transfer or exercise IES stock options.

     During the week of July 12, 2004, you should contact Merrill Lynch at (303) 264-6106 to determine when the blackout period has ended.

     For further information regarding this blackout period, please contact Curt L. Warnock at the following address and phone number:

Curt L. Warnock
Vice President, Law
Integrated Electrical Services, Inc.
1800 West Loop South, Suite 500
Houston, TX 77027
(713) 860-1500

Dated: June 3, 2004

 

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