6-K 1 d339237d6k.htm FORM 6-K Form 6-K

1934 ACT FILE NO. 001-14714

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of 1934

For the month of February 2017

 

 

Yanzhou Coal Mining Company Limited

(Translation of Registrant’s name into English)

 

 

298 Fushan South Road

Zoucheng, Shandong Province

People’s Republic of China

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  ☒            Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ☐            No  ☒

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-            

 

 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    Yanzhou Coal Mining Company Limited
Date February 7, 2017    

By         /s/ Jin Qingbin

    Name:   Jin Qingbin
    Title:   Company Secretary

Certain statements contained in this announcement may be regarded as forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, and as defined in the U.S. Private Securities Litigation Reform Act of 1995. These forward-looking statements involve inherent risks and uncertainties that may cause the actual performance, financial condition or results of operations of the Company to be materially different from any future performance, financial condition or results of operations implied by such forward-looking statements. Further information regarding these risks and uncertainties is included in the Company’s filings with the U.S. Securities and Exchange Commission. The forward-looking statements included in this announcement represent the Company’s views as of the date of this announcement. Except as required by law, the Company undertakes no obligation to update or revise publicly any forward-looking statements, whether as a result of new information, future events or otherwise, after the date on which the statements are made or to reflect the occurrence of unanticipated events. These forward-looking statements should not be relied upon as representing the Company’s views as of any date subsequent to the date of this announcement.

 

LOGO

Monthly Return of Equity Issuer on Movements in Securities

 

For the month ended (dd/mm/yyyy) :   

31/1/2017

To : Hong Kong Exchanges and Clearing Limited

 

Name of Issuer   

Yanzhou Coal Mining Company Limited

Date Submitted   

06/02/2017

   

I. Movements in Authorised Share Capital

1. Ordinary Shares

 

(1) Stock code :   

600188

(Shanghai Stock Exchange)

    Description :   

A Shares

 

     No. of ordinary
shares		     

Par value

(State
currency)

   

Authorised share

capital

(State currency)

  

Balance at close of preceding month

      2,960,000,000       RMB 1.00      RMB 2,960,000,000   
  

 

 

     

 

   

 

 

  

Increase/(decrease)

      0            0   
  

 

 

        

 

 

  

Balance at close of the month

      2,960,000,000       RMB 1.00      RMB 2,960,000,000   
  

 

 

     

 

   

 

 

  

 

(2) Stock code :   

01171

    Description :   

H Shares

 

     No. of ordinary
shares		     

Par value

(State
currency)

   

Authorised share

capital

(State currency)

  

Balance at close of preceding month

      1,952,016,000       RMB 1.00      RMB 1,952,016,000   
  

 

 

     

 

   

 

 

  

Increase/(decrease)

      0            0   
  

 

 

        

 

 

  

Balance at close of the month

      1,952,016,000       RMB 1.00      RMB 1,952,016,000   
  

 

 

     

 

   

 

 

  

2. Preference Shares

 

Stock code :   

—

    Description :   

—

 

     No. of preference
shares		     

Par value

(State
currency)

     

Authorised share
capital

(State currency)

  

Balance at close of preceding month

      —           —           —     
  

 

 

     

 

 

     

 

 

  

Increase/(decrease)

      —              —     
  

 

 

        

 

 

  

Balance at close of the month

      —           —           —     
  

 

 

     

 

 

     

 

 

  

3. Other Classes of Shares

 

Stock code :   

—

    Description :   

—

 

     No. of other
classes of shares		     

Par value

(State
currency)

     

Authorised share

capital

(State currency)

  

Balance at close of preceding month

      —           —           —     
  

 

 

     

 

 

     

 

 

  

Increase/(decrease)

      —              —     
  

 

 

        

 

 

  

Balance at close of the month

      —           —           —     
  

 

 

     

 

 

     

 

 

  

Total authorised share capital at the end of the month (State currency) :

            RMB 4,912,016,000   
        

 

 

  

II. Movements in Issued Share Capital

 

     No. of ordinary shares      No of preference
shares		      No. of other
classes of shares		  
     (1)      (2)        
     A Shares      H Shares                

Balance at close of preceding month

      2,960,000,000         1,952,016,000         —           —     
  

 

 

     

 

 

     

 

 

     

 

 

  

Increase/ (decrease) during the month

      0         0         —           —     
  

 

 

     

 

 

     

 

 

     

 

 

  

Balance at close of the month

      2,960,000,000         1,952,016,000         —           —     
  

 

 

     

 

 

     

 

 

     

 

 

  

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

 

Particulars of share

option scheme

including EGM

approval date

(dd/mm/yyyy) and

class of shares

issuable

  

Movement during the month

  

No. of new shares of

issuer issued during

the month pursuant

thereto

  

No. of new shares of

issuer which may be

issued pursuant

thereto as at close of

the month

 

Granted

  

Exercised

  

Cancelled

  

Lapsed

    

1.

            

 

            

 

            

 

            

(    /    /        )

            

shares

  

 

  

 

  

 

  

 

  

 

  

 

(Note 1)            

2.

            

 

            

 

            

 

            

(    /    /        )

            

shares

  

 

  

 

  

 

  

 

  

 

  

 

(Note 1)            

3.

            

 

            

 

            

 

            

(    /    /        )

            

shares

  

 

  

 

  

 

  

 

  

 

  

 

(Note 1)            
      Total A.    (Ordinary shares)  

 

  
      (Preference shares)  

 

  
      (Other class)  

 

  

 

Total funds raised during the month from exercise

    

of options (State currency)

  

 

  

Warrants to Issue Shares of the Issuer which are to be Listed

 

Description of warrants

(Date of expiry - dd/mm/yyyy)

  

Currency
of nominal

value

  

Nominal value
at close of

preceding
month

   Exercised
during the
month		     Nominal value
at close of the
month		     No. of new
shares of
issuer
issued
during the
month
pursuant
thereto		     No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		  

1.                                              

            

                                                 

            

                                                 

            
 

 

  

 

  

 

 

    

 

 

    

 

 

    

 

 

  

    (    /    /         )

          

Stock code (if listed)

  

                                 

        

Class of shares issuable (Note 1)

  

                                 

        

Subscription price

  

                                 

        

EGM approval date

          

(if applicable)

          

(dd/mm/yyyy)

       (    /    /        )            

2.                                         

           

                                             

            

                                             

            
 

 

  

 

  

 

 

    

 

 

    

 

 

    

 

 

  

(    /    /        )

            

Stock code (if listed)

  

                                 

        

Class of shares issuable (Note 1)

  

                                 

        

Subscription price

  

                                 

        

EGM approval date

          

(if applicable)

            

(dd/mm/yyyy)

       (    /    /        )            

3.                                     

            

                                         

            

                                         

            

(    /    /        )

            
 

 

  

 

  

 

 

    

 

 

    

 

 

    

 

 

  

Stock code (if listed)

  

                                 

        

Class of shares issuable (Note 1)

  

                                 

        

Subscription price

  

                                 

        

EGM approval date

          

(if applicable)

          

(dd/mm/yyyy)

       (    /    /        )            

4.                                     

            

                                         

            

                                         

            
 

 

  

 

  

 

 

    

 

 

    

 

 

    

 

 

  

(    /    /        )

            

Stock code (if listed)

  

                                 

        

Class of shares issuable (Note 1)

  

                                 

        

Subscription price

  

                                 

        

EGM approval date

          

(if applicable)

            

(dd/mm/yyyy)

       (    /    /        )            
           
        Total B.        (Ordinary shares)                                   
          (Preference shares)                                   
          (Other class)                                   

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

 

Class and description

    Currency of
amount
outstanding		      Amount at
close of
preceding
month		      Converted
during the
month		      Amount at
close of the
month		     No. of new
shares of
issuer
issued
during the
month
pursuant
thereto		      No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		  

1.                             

                 

                                 

                 

                                 

                 

                                 

                 
  

 

 

     

 

 

     

 

 

     

 

 

    

 

 

     

 

 

  

Stock code (if listed)

   

 

                                 

  

           

Class of shares issuable (Note 1)

   

 

                                

  

           

Subscription price

   

 

                                

  

           

EGM approval date

              

(if applicable)

              

(dd/mm/yyyy))

          (    /    /        )                  

2.                             

                 

                                 

                 

                                 

                 

                                 

                 
  

 

 

     

 

 

     

 

 

     

 

 

    

 

 

     

 

 

  

Stock code (if listed)

   

 

                                

  

           

Class of shares issuable (Note 1)

   

 

                                 

  

           

Subscription price

   

 

                                 

  

           

EGM approval date

              

(if applicable)

                 

(dd/mm/yyyy)

          (    /    /        )                  

3.                             

                 

                                 

                 

                                 

                 

                                 

                 
  

 

 

     

 

 

     

 

 

     

 

 

    

 

 

     

 

 

  

Stock code (if listed)

   

 

                                 

  

           

Class of shares issuable (Note 1)

   

 

                                 

  

           

Subscription price

   

 

                                 

  

           

EGM approval date

              

(if applicable)

              

(dd/mm/yyyy)

          (    /    /        )                  

4.                             

                 

                                 

                 

                                 

                 

                                 

                 
  

 

 

     

 

 

     

 

 

     

 

 

    

 

 

     

 

 

  

Stock code (if listed)

   

 

                                

  

           

Class of shares issuable (Note 1)

   

 

                                 

  

           

Subscription price

   

 

                                 

  

           

EGM approval date

              

(if applicable)

                 

(dd/mm/yyyy)

          (    /    /        )                  
                
           Total C.         (Ordinary shares )                                  
              (Preference shares )                                  
              (Other class )                                  

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

 

Full particulars including EGM approval date (dd/mm/yyyy),

if applicable, and class of shares issuable:

   

No. of new shares
of issuer issued
during the month
pursuant thereto

   

No. of new shares of
issuer which may be
issued pursuant
thereto as at close of
the month

1.

   

 

      
  

 

      
  

 

      
  

(    /    /        )

      
  

shares (Note 1)

   

 

   

 

2.

   

 

      
  

 

      
  

 

      
  

(    /    /        )

      
  

shares (Note 1)

   

 

   

 

3.

   

 

      
  

 

      
  

 

      
  

(    /    /        )

      
  

shares (Note 1)

   

 

   

 

  

 

      
  

Total D.     (Ordinary shares)

   

 

   
  

(Preference shares)

   

 

   
   (Other class)   

 

   

Other Movements in Issued Share Capital

 

    

Type of Issue

                        No. of new
shares of
issuer
issued
during the
month
pursuant
thereto		   

No. of new
shares of

issuer which
may be

issued

pursuant
thereto as at
close of the
month

            Class of shares issuable                               
           

(Note 1)

 

         
1.    Rights issue   

At price :

    State                    Issue and allotment    (    /    /        )      
         currency   

date : (dd/mm/yyyy)

 

         
            EGM approval date:    (    /    /        )      
            (dd/mm/yyyy)         
                 

 

   

 

            Class of shares issuable                               
           

(Note 1)

 

         
2.    Open offer   

At price :

    State                    Issue and allotment    (    /    /        )      
         currency    date : (dd/mm/yyyy)         
            EGM approval date:    (    /    /        )      
            (dd/mm/yyyy)         
                 

 

   

 

            Class of shares issuable                               
           

(Note 1)

 

         
3.    Placing   

At price :

    State                    Issue and allotment    (    /    /        )      
         currency    date : (dd/mm/yyyy)         
            EGM approval date:    (    /    /        )      
            (dd/mm/yyyy)         
                 

 

   

 

            Class of shares issuable                               
            (Note 1)         
4.    Bonus issue          Issue and allotment    (    /    /        )      
            date : (dd/mm/yyyy)         
            EGM approval date:    (    /    /        )      
            (dd/mm/yyyy)         
                 

 

   

 

    

Type of Issue

                        No. of new
shares of
issuer
issued
during the
month
pursuant
thereto		   

No. of new
shares of

issuer which
may be

issued

pursuant
thereto as at
close of the
month

            Class of shares issuable                               
           

(Note 1)

 

         

5.

    Scrip dividend   

At price :

    State                    Issue and allotment    (    /    /        )      
         currency    date : (dd/mm/yyyy)         
            EGM approval date:    (    /    /        )      
            (dd/mm/yyyy)         
                 

 

   

 

            Class of shares                               
            repurchased (Note 1)         
6.    Repurchase of shares          Cancellation date :    (    /    /        )      
            (dd/mm/yyyy)         
            EGM approval date:    (    /    /        )      
            (dd/mm/yyyy)         
                 

 

   

 

            Class of shares                               
            redeemed (Note 1)         
7.    Redemption of shares          Redemption date :    (    /    /        )      
            (dd/mm/yyyy)         
            EGM approval date:    (    /    /        )      
            (dd/mm/yyyy)         
                 

 

   

 

            Class of shares issuable                               
            (Note 1)         
8.    Consideration issue    At price :    State                    Issue and allotment    (    /    /        )      
         currency    date : (dd/mm/yyyy)         
            EGM approval date:    (    /    /        )      
            (dd/mm/yyyy)         
                 

 

   

 

            Class of shares issuable                               
            (Note 1)         
9.    Capital reorganisation          Issue and allotment    (    /    /        )      
            date : (dd/mm/yyyy)         
            EGM approval date:    (    /    /        )      
            (dd/mm/yyyy)         
                 

 

   

 

    

Type of Issue

                        No. of new
shares of
issuer
issued
during the
month
pursuant
thereto		     

No. of new
shares of

issuer which
may be

issued

pursuant
thereto as at
close of the
month

            Class of shares issuable                               
            (Note 1)         
10.   

Other

(Please specify)

   

At price :

    State                    Issue and allotment    (    /    /        )      
         currency    date : (dd/mm/yyyy)         
            EGM approval date:    (    /    /        )      
            (dd/mm/yyyy)         
                 

 

 

     

 

            Total E.    (Ordinary shares)                            
               (Preference shares)                            
               (Other class)                            

 

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):

      (1 )                  0               
     (2 )                  0               

Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):

                    —             

Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):

                    —             

(These figures should be the same as the relevant figures under II above (“Movements in Issued Share Capital”).)

Remarks (if any):

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Submitted by:  

Jin Qing Bin

   
Title:  

Joint Company Secretary

   

(Director, Secretary or other duly authorised officer)

   

 

 

Notes :

 

1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.

About the Company

For more information, please contact:

Yanzhou Coal Mining Company Limited

Jin Qingbin, Company Secretary

+86 537 538 2319

Address: 298 Fushan South Road, Zoucheng, Shandong Province, 273500 PRC