-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Um2LYS9sYvEMNabWgfRFuMEunn8Mt1dp1bnJJvbKaq2s43oW9NQd0A0fyE21bNoq FsABUy7HaKYtSalMYhCymA== 0001188112-04-001552.txt : 20041012 0001188112-04-001552.hdr.sgml : 20041012 20041012170212 ACCESSION NUMBER: 0001188112-04-001552 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040811 FILED AS OF DATE: 20041012 DATE AS OF CHANGE: 20041012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMBIENT CORP /NY CENTRAL INDEX KEY: 0001047919 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 980166007 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 270 MAIDOSN AVENUE STREET 2: BUILDING ONE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 8888610205 MAIL ADDRESS: STREET 1: 270 MADISON AVENUE STREET 2: BUILDING ONE CITY: NEW YORK STATE: NY ZIP: 10016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAO RAM CENTRAL INDEX KEY: 0001129520 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-23723 FILM NUMBER: 041075288 BUSINESS ADDRESS: STREET 1: C/O AMBIENT CORP STREET 2: 1033 BEACON HILL STREET CITY: BROOKLINE STATE: MA ZIP: 02246 BUSINESS PHONE: 6177359395 MAIL ADDRESS: STREET 1: C/O AMBIENT CORP STREET 2: 1033 BEACON HILL STREET CITY: BROOKLINE STATE: MA ZIP: 02446 4/A 1 t3707b_ex.xml X0202 4/A 2004-08-11 2004-08-13 0 0001047919 AMBIENT CORP /NY ABTG 0001129520 RAO RAM 70 CHAPEL STREET NEWTON MA 02458 0 1 0 0 Chief Network Architect Common Stock Options 0.30 2004-08-11 4 A 0 375000 0.30 A 2014-08-11 Common Stock 375000 0 D Common Stock Options 0.50 2004-08-11 4 A 0 375000 0.50 A 2014-08-11 Common Stock 375000 2992000 D This Amendment to Form 4 amends and restates in its entirety the Form 4 filed by the Reporting Person on August 13, 2004 (the "Original Form 4"). This option was previously reported on the Original Form 4. The options were issued under the Company's 2000 Equity Incentive Plan. They vest over two years in equal monthly installments. This option was inadvertently not reported on the Original Form 4. The Original Form 4 erroneously reported the number of derivative securities beneficially owned by the Reporting Person (Table II, Item 9) as 0. /s/ Ramdas Rao 2004-10-06 -----END PRIVACY-ENHANCED MESSAGE-----