0001517650-16-000276.txt : 20161202 0001517650-16-000276.hdr.sgml : 20161202 20161202100925 ACCESSION NUMBER: 0001517650-16-000276 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161201 FILED AS OF DATE: 20161202 DATE AS OF CHANGE: 20161202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Interactive Intelligence Group, Inc. CENTRAL INDEX KEY: 0001517650 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 451505676 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7601 INTERACTIVE WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46278 BUSINESS PHONE: (317) 872-3000 MAIL ADDRESS: STREET 1: 7601 INTERACTIVE WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46278 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN DONALD E CENTRAL INDEX KEY: 0001047736 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54450 FILM NUMBER: 162030014 MAIL ADDRESS: STREET 1: 8909 PURDUE ROAD STREET 2: SUITE 300 CITY: INDIANAPOLIS STATE: IN ZIP: 46268 4 1 wf-form4_148069135239961.xml FORM 4 X0306 4 2016-12-01 1 0001517650 Interactive Intelligence Group, Inc. ININ 0001047736 BROWN DONALD E 7601 INTERACTIVE WAY INDIANAPOLIS IN 46278 1 1 1 0 Chairman, President and CEO Common Stock 2016-12-01 4 D 0 3327269 60.50 D 0 D Common Stock 2016-12-01 4 D 0 500000 60.50 D 0 I By Grantor Retained Annuity Trusts Common Stock 2016-12-01 4 D 0 179.56 60.50 D 0 I by 401(k) plan Stock Option (right to Buy) 32.33 2016-12-01 4 D 0 50000 28.17 D 2015-01-21 2017-01-21 Common Stock 50000.0 0 D Stock Option (right to Buy) 24.5 2016-12-01 4 D 0 60000 36 D 2016-01-09 2018-01-09 Common Stock 60000.0 0 D Stock Option (right to Buy) 39.97 2016-12-01 4 D 0 30000 20.53 D 2019-01-11 Common Stock 30000.0 0 D Stock Option (right to Buy) 66.39 2016-12-01 4 D 0 30000 0 D 2020-01-13 Common Stock 30000.0 0 D Stock Option (right to Buy) 27.73 2016-12-01 4 D 0 100000 32.77 D 2022-02-04 Common Stock 100000.0 0 D Stock Option (right to Buy) 34.57 2016-12-01 4 D 0 9340 25.93 D 2022-05-18 Common Stock 9340.0 0 D Restricted Stock Units 2016-12-01 4 D 0 2500 60.50 D Common Stock 2500.0 0 D Restricted Stock Units 2016-12-01 4 D 0 4000 60.50 D Common Stock 4000.0 0 D Restricted Stock Units 2016-12-01 4 D 0 12375 60.50 D Common Stock 12375.0 0 D Restricted Stock Units 2016-12-01 4 D 0 12374 60.50 D Common Stock 12374.0 0 D Pursuant to the Agreement and Plan of Merger, dated as of August 30, 2016 (the "Merger Agreement"), by and among Interactive Intelligence Group, Inc., Genesys Telecommunications Laboratories, Inc., Giant Merger Sub Inc. and, solely for the purposes of Section 5.16 of the Merger Agreement, Greeneden Lux 3 S.A.R.L., Greeneden U.S. Holdings I, LLC and Greeneden U.S. Holdings II, LLC, these shares were cancelled and converted into the right to receive a cash payment of $60.50 per share. Pursuant to the Merger Agreement, this option, which was fully vested, was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the exercise price per share of the common stock previously subject to this option (the "Exercise Price") and (b) the number of shares of common stock previously subject to this option. Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 1/11/2014, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the Exercise Price and (b) the number of shares of common stock previously subject to this option. Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 1/13/2015, was cancelled for no consideration because the Exercise Price was in excess of $60.50. Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 2/4/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the Exercise Price and (b) the number of shares of common stock previously subject to this option. Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 5/18/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the Exercise Price and (b) the number of shares of common stock previously subject to this option. Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock upon vesting of the unit. Pursuant to the Merger Agreement, this RSU, which was to vest on 1/11/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU. Pursuant to the Merger Agreement, this RSU, which was to vest in two equal annual installments beginning on 1/13/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU. Pursuant to the Merger Agreement, this RSU, which was to vest in three equal annual installments beginning on 2/13/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU. /s/ Ashley A. Vukovits, Attorney-in-fact 2016-12-02