0001517650-16-000181.txt : 20160628 0001517650-16-000181.hdr.sgml : 20160628 20160628162847 ACCESSION NUMBER: 0001517650-16-000181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160624 FILED AS OF DATE: 20160628 DATE AS OF CHANGE: 20160628 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Interactive Intelligence Group, Inc. CENTRAL INDEX KEY: 0001517650 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 451505676 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7601 INTERACTIVE WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46278 BUSINESS PHONE: (317) 872-3000 MAIL ADDRESS: STREET 1: 7601 INTERACTIVE WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46278 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN DONALD E CENTRAL INDEX KEY: 0001047736 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54450 FILM NUMBER: 161736404 MAIL ADDRESS: STREET 1: 8909 PURDUE ROAD STREET 2: SUITE 300 CITY: INDIANAPOLIS STATE: IN ZIP: 46268 4 1 wf-form4_146714571415390.xml FORM 4 X0306 4 2016-06-24 0 0001517650 Interactive Intelligence Group, Inc. ININ 0001047736 BROWN DONALD E 7601 INTERACTIVE WAY INDIANAPOLIS IN 46278 1 1 1 0 Chairman, President and CEO Common Stock 2016-06-24 4 A 0 66000 61.65 A 3327269 D Common Stock 179.56 I by 401(k) plan Common Stock 500000 I By Grantor Retained Annuity Trusts Pursuant to the terms of the Stock Purchase Agreement, dated as of May 14, 2014 (the "Stock Purchase Agreement"), among Interactive Intelligence Group, Inc. (the "Company"), Dr. Donald E. Brown, Jeffrey Swartz and certain other sellers, the Company acquired all of the capital stock of OrgSpan, Inc. The Stock Purchase Agreement provided that, in exchange for his shares of OrgSpan stock, Dr. Brown has the right to receive an aggregate of 98,999 restricted shares of the Company's common stock, which shares vest and will be issued by the Company upon the achievement of certain performance-based conditionstied to the launch and sales of the Company's PureCloud platform. On June 30, 2015, Dr. Brown received 32,999 of those shares upon the launch of the Company's PureCloud Platform, and on June 24, 2016, Dr. Brown became entitled to receive the remaining 66,000 of those shares of the Company's common stock upon achieving certain levels of sales of the Company's PureCloud Platform. The aggregate number of restricted shares to be received by Dr. Brown was determined on the basis of the average of the closing prices of the Company's common stock for the 20 trading day period ended May 12, 2014, which was $61.65 per share. The number of shares reported as indirectly held by the reporting person in the Interactive Intelligence Group, Inc. 401(k) plan is based on a plan statement dated as of June 28, 2016. /s/ Ashley A. Vukovits, Attorney-in-fact 2016-06-28