0001517650-16-000181.txt : 20160628
0001517650-16-000181.hdr.sgml : 20160628
20160628162847
ACCESSION NUMBER: 0001517650-16-000181
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160624
FILED AS OF DATE: 20160628
DATE AS OF CHANGE: 20160628
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Interactive Intelligence Group, Inc.
CENTRAL INDEX KEY: 0001517650
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 451505676
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7601 INTERACTIVE WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
BUSINESS PHONE: (317) 872-3000
MAIL ADDRESS:
STREET 1: 7601 INTERACTIVE WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROWN DONALD E
CENTRAL INDEX KEY: 0001047736
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54450
FILM NUMBER: 161736404
MAIL ADDRESS:
STREET 1: 8909 PURDUE ROAD
STREET 2: SUITE 300
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46268
4
1
wf-form4_146714571415390.xml
FORM 4
X0306
4
2016-06-24
0
0001517650
Interactive Intelligence Group, Inc.
ININ
0001047736
BROWN DONALD E
7601 INTERACTIVE WAY
INDIANAPOLIS
IN
46278
1
1
1
0
Chairman, President and CEO
Common Stock
2016-06-24
4
A
0
66000
61.65
A
3327269
D
Common Stock
179.56
I
by 401(k) plan
Common Stock
500000
I
By Grantor Retained Annuity Trusts
Pursuant to the terms of the Stock Purchase Agreement, dated as of May 14, 2014 (the "Stock Purchase Agreement"), among Interactive Intelligence Group, Inc. (the "Company"), Dr. Donald E. Brown, Jeffrey Swartz and certain other sellers, the Company acquired all of the capital stock of OrgSpan, Inc. The Stock Purchase Agreement provided that, in exchange for his shares of OrgSpan stock, Dr. Brown has the right to receive an aggregate of 98,999 restricted shares of the Company's common stock, which shares vest and will be issued by the Company upon the achievement of certain performance-based conditionstied to the launch and sales of the Company's PureCloud platform. On June 30, 2015, Dr. Brown received 32,999 of those shares upon the launch of the Company's PureCloud Platform, and on June 24, 2016, Dr. Brown became entitled to receive the remaining 66,000 of those shares of the Company's common stock upon achieving certain levels of sales of the Company's PureCloud Platform.
The aggregate number of restricted shares to be received by Dr. Brown was determined on the basis of the average of the closing prices of the Company's common stock for the 20 trading day period ended May 12, 2014, which was $61.65 per share.
The number of shares reported as indirectly held by the reporting person in the Interactive Intelligence Group, Inc. 401(k) plan is based on a plan statement dated as of June 28, 2016.
/s/ Ashley A. Vukovits, Attorney-in-fact
2016-06-28