0001517650-16-000106.txt : 20160217 0001517650-16-000106.hdr.sgml : 20160217 20160217160416 ACCESSION NUMBER: 0001517650-16-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160127 FILED AS OF DATE: 20160217 DATE AS OF CHANGE: 20160217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Interactive Intelligence Group, Inc. CENTRAL INDEX KEY: 0001517650 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 451505676 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7601 INTERACTIVE WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46278 BUSINESS PHONE: (317) 872-3000 MAIL ADDRESS: STREET 1: 7601 INTERACTIVE WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46278 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN DONALD E CENTRAL INDEX KEY: 0001047736 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54450 FILM NUMBER: 161433211 MAIL ADDRESS: STREET 1: 8909 PURDUE ROAD STREET 2: SUITE 300 CITY: INDIANAPOLIS STATE: IN ZIP: 46268 4 1 wf-form4_145574304439793.xml FORM 4 X0306 4 2016-01-27 0 0001517650 Interactive Intelligence Group, Inc. ININ 0001047736 BROWN DONALD E 7601 INTERACTIVE WAY INDIANAPOLIS IN 46278 1 1 1 0 Chairman, President and CEO Common Stock 2016-02-13 4 M 0 4125 0 A 3259674 D Common Stock 2016-02-13 4 F 0 1265 26.54 D 3258409 D Common Stock 2016-02-13 4 M 0 4126 0 A 3262535 D Common Stock 2016-02-13 4 F 0 1266 26.54 D 3261269 D Common Stock 179.56 I by 401(k) plan Common Stock 500000 I By Grantor Retained Annuity Trusts Restricted Stock Units 2016-01-27 4 A 0 16500 0 A Common Stock 16500.0 16500 D Restricted Stock Units 2016-02-13 4 M 0 4125 0 D Common Stock 4125.0 12375 D Restricted Stock Units 2016-02-13 4 M 0 4126 0 D Common Stock 4126.0 12374 D Represents shares withheld by Interactive Intelligence Group, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units. The number of shares reported as indirectly held by the reporting person in the Interactive Intelligence Group, Inc. 401(k) plan is based on a plan statement dated as of February 17, 2016. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Interactive Intelligence Group, Inc. common stock. On February 13, 2015, the reporting person was granted performance-based RSUs, with the number of RSUs to be determined based on the extent to which certain performance conditions were met for 2015. As determined on January 27, 2016, the reporting person earned 16,500 RSUs based on the Company's 2015 performance. These earned RSUs are subject to additional time-based vesting, as described in footnote 5 below. The earned performance-based RSUs are subject to additional time-based vesting as follows: 4,126 shares vested on 2/13/16 and the remaining 12,374 RSUs are scheduled to vest equally on 2/13/17, 2/13/18 and 2/13/19. The earned time-based RSUs vest as follows: 4,125 vested on 2/13/16 and the remaining 12,375 RSUs are scheduled to vest equally on 2/13/17, 2/13/18 and 2/13/19. /s/ Ashley A. Vukovits, Attorney-in-fact 2016-02-17