0001517650-16-000106.txt : 20160217
0001517650-16-000106.hdr.sgml : 20160217
20160217160416
ACCESSION NUMBER: 0001517650-16-000106
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160127
FILED AS OF DATE: 20160217
DATE AS OF CHANGE: 20160217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Interactive Intelligence Group, Inc.
CENTRAL INDEX KEY: 0001517650
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 451505676
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7601 INTERACTIVE WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
BUSINESS PHONE: (317) 872-3000
MAIL ADDRESS:
STREET 1: 7601 INTERACTIVE WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROWN DONALD E
CENTRAL INDEX KEY: 0001047736
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54450
FILM NUMBER: 161433211
MAIL ADDRESS:
STREET 1: 8909 PURDUE ROAD
STREET 2: SUITE 300
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46268
4
1
wf-form4_145574304439793.xml
FORM 4
X0306
4
2016-01-27
0
0001517650
Interactive Intelligence Group, Inc.
ININ
0001047736
BROWN DONALD E
7601 INTERACTIVE WAY
INDIANAPOLIS
IN
46278
1
1
1
0
Chairman, President and CEO
Common Stock
2016-02-13
4
M
0
4125
0
A
3259674
D
Common Stock
2016-02-13
4
F
0
1265
26.54
D
3258409
D
Common Stock
2016-02-13
4
M
0
4126
0
A
3262535
D
Common Stock
2016-02-13
4
F
0
1266
26.54
D
3261269
D
Common Stock
179.56
I
by 401(k) plan
Common Stock
500000
I
By Grantor Retained Annuity Trusts
Restricted Stock Units
2016-01-27
4
A
0
16500
0
A
Common Stock
16500.0
16500
D
Restricted Stock Units
2016-02-13
4
M
0
4125
0
D
Common Stock
4125.0
12375
D
Restricted Stock Units
2016-02-13
4
M
0
4126
0
D
Common Stock
4126.0
12374
D
Represents shares withheld by Interactive Intelligence Group, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units.
The number of shares reported as indirectly held by the reporting person in the Interactive Intelligence Group, Inc. 401(k) plan is based on a plan statement dated as of February 17, 2016.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Interactive Intelligence Group, Inc. common stock.
On February 13, 2015, the reporting person was granted performance-based RSUs, with the number of RSUs to be determined based on the extent to which certain performance conditions were met for 2015. As determined on January 27, 2016, the reporting person earned 16,500 RSUs based on the Company's 2015 performance. These earned RSUs are subject to additional time-based vesting, as described in footnote 5 below.
The earned performance-based RSUs are subject to additional time-based vesting as follows: 4,126 shares vested on 2/13/16 and the remaining 12,374 RSUs are scheduled to vest equally on 2/13/17, 2/13/18 and 2/13/19.
The earned time-based RSUs vest as follows: 4,125 vested on 2/13/16 and the remaining 12,375 RSUs are scheduled to vest equally on 2/13/17, 2/13/18 and 2/13/19.
/s/ Ashley A. Vukovits, Attorney-in-fact
2016-02-17