-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W0jJaDErfTz+Kc1Mn1DUxv6V899LSL+IjvsRZqB3gMa7OsKfzrU0U5QT43p6WiGP CeVyvQbc2bTWMT2v9+P32Q== 0001047469-03-006782.txt : 20030226 0001047469-03-006782.hdr.sgml : 20030226 20030226114903 ACCESSION NUMBER: 0001047469-03-006782 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030226 EFFECTIVENESS DATE: 20030226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RELATIONAL INVESTORS LLC CENTRAL INDEX KEY: 0001047644 IRS NUMBER: 330694767 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06854 FILM NUMBER: 03580287 BUSINESS ADDRESS: STREET 1: 4330 LA JOLLA VILLAGE DRIVE, SUITE 220 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: 6195979400 13F-HR/A 1 a2104338z13f-hra.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment [ x ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ x ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Relational Investors LLC Address: 11975 El Camino Real, Suite 300 San Diego, CA 92130 13F File Number: 028-06854 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jay N. Sitlani Title: Director of Operations Phone: 858-704-3336 Signature, Place, and Date of Signing: /s/ J. SITLANI San Diego, California 02/25/03 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Page 1 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 2 Form 13F Information Table Value Total: $112,184 This filing lists securities holdings reported on the form 13F filed for the quarter ending December 31, 2002 pursuant to a request for confidential treatment and for which confidential treatment is no longer warranted or has been denied. List of Other Included Managers: NONE FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------- --------- --------- -------- -------- --- ---- ------- ----------- ------ ------- ---- Sovereign Bancorp, Inc. COM 845905108 $ 72,651 5,170,900 SH SOLE 5,170,900 Cigna Corporation COM 125509109 $ 39,533 961,400 SH SOLE 961,400
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