0001185185-23-000666.txt : 20230627
0001185185-23-000666.hdr.sgml : 20230627
20230627202013
ACCESSION NUMBER: 0001185185-23-000666
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230627
DATE AS OF CHANGE: 20230627
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRINS RICHARD K
CENTRAL INDEX KEY: 0001047579
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32830
FILM NUMBER: 231048957
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IGC Pharma, Inc.
CENTRAL INDEX KEY: 0001326205
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 202760393
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 10224 FALLS ROAD
CITY: POTOMAC
STATE: MD
ZIP: 20854
BUSINESS PHONE: 301-983-0998
MAIL ADDRESS:
STREET 1: 10224 FALLS ROAD
CITY: POTOMAC
STATE: MD
ZIP: 20854
FORMER COMPANY:
FORMER CONFORMED NAME: India Globalization Capital, Inc.
DATE OF NAME CHANGE: 20050505
4
1
ownership.xml
X0407
4
2023-03-31
0
0001326205
IGC Pharma, Inc.
IGC
0001047579
PRINS RICHARD K
10224 FALLS ROAD
POTOMAC
MD
20854
1
0
0
0
0
Common Stock
2023-03-31
4
M
0
100000
0.0
A
855000
D
Common Stock
2023-03-31
4
M
0
58334
0.0
A
913334
D
Restricted Stock Units
2022-05-25
4
A
0
175000
0.0
A
Common Stock
175000
175000
D
Restricted Stock Units
2023-03-31
4
M
0
58334
0.0
D
Common Stock
58334
116666
D
Restricted Stock Units
2023-03-31
4
M
0
100000
0.0
D
Common Stock
100000
100000
D
Restricted Stock Units
2023-06-20
4
A
0
300000
0.0
A
Common Stock
300000
1050000
D
Restricted Stock Units
2023-06-20
4
A
0
285000
0.0
A
2033-03-31
Common Stock
285000
1335000
D
On July 19, 2021, the Reporting Person was granted RSUs subject to vesting equally over three years starting on March 31, 2022.
On May 25, 2022, the Reporting Person was granted RSUs subject to vesting equally over three years starting on March 31, 2023.
On June 20, 2023, the Reporting Person was granted RSUs subject to vesting equally over three years starting on March 31, 2024.
On June 20, 2023, the Reporting Person was granted RSUs subject to vesting according to specific milestones set by the Company's Board of Directors. The RSUs vest when milestones are achieved.
Each restricted stock unit represents a right to receive one share of IGC common stock.
/s/ Richard Prins
2023-06-27