0001185185-23-000666.txt : 20230627 0001185185-23-000666.hdr.sgml : 20230627 20230627202013 ACCESSION NUMBER: 0001185185-23-000666 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230627 DATE AS OF CHANGE: 20230627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRINS RICHARD K CENTRAL INDEX KEY: 0001047579 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32830 FILM NUMBER: 231048957 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IGC Pharma, Inc. CENTRAL INDEX KEY: 0001326205 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 202760393 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 10224 FALLS ROAD CITY: POTOMAC STATE: MD ZIP: 20854 BUSINESS PHONE: 301-983-0998 MAIL ADDRESS: STREET 1: 10224 FALLS ROAD CITY: POTOMAC STATE: MD ZIP: 20854 FORMER COMPANY: FORMER CONFORMED NAME: India Globalization Capital, Inc. DATE OF NAME CHANGE: 20050505 4 1 ownership.xml X0407 4 2023-03-31 0 0001326205 IGC Pharma, Inc. IGC 0001047579 PRINS RICHARD K 10224 FALLS ROAD POTOMAC MD 20854 1 0 0 0 0 Common Stock 2023-03-31 4 M 0 100000 0.0 A 855000 D Common Stock 2023-03-31 4 M 0 58334 0.0 A 913334 D Restricted Stock Units 2022-05-25 4 A 0 175000 0.0 A Common Stock 175000 175000 D Restricted Stock Units 2023-03-31 4 M 0 58334 0.0 D Common Stock 58334 116666 D Restricted Stock Units 2023-03-31 4 M 0 100000 0.0 D Common Stock 100000 100000 D Restricted Stock Units 2023-06-20 4 A 0 300000 0.0 A Common Stock 300000 1050000 D Restricted Stock Units 2023-06-20 4 A 0 285000 0.0 A 2033-03-31 Common Stock 285000 1335000 D On July 19, 2021, the Reporting Person was granted RSUs subject to vesting equally over three years starting on March 31, 2022. On May 25, 2022, the Reporting Person was granted RSUs subject to vesting equally over three years starting on March 31, 2023. On June 20, 2023, the Reporting Person was granted RSUs subject to vesting equally over three years starting on March 31, 2024. On June 20, 2023, the Reporting Person was granted RSUs subject to vesting according to specific milestones set by the Company's Board of Directors. The RSUs vest when milestones are achieved. Each restricted stock unit represents a right to receive one share of IGC common stock. /s/ Richard Prins 2023-06-27