0001185185-24-000267.txt : 20240318
0001185185-24-000267.hdr.sgml : 20240318
20240318155207
ACCESSION NUMBER: 0001185185-24-000267
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240313
FILED AS OF DATE: 20240318
DATE AS OF CHANGE: 20240318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MUKUNDA RAM
CENTRAL INDEX KEY: 0001047575
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32830
FILM NUMBER: 24758853
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IGC Pharma, Inc.
CENTRAL INDEX KEY: 0001326205
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 202760393
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 10224 FALLS ROAD
CITY: POTOMAC
STATE: MD
ZIP: 20854
BUSINESS PHONE: 301-983-0998
MAIL ADDRESS:
STREET 1: 10224 FALLS ROAD
CITY: POTOMAC
STATE: MD
ZIP: 20854
FORMER COMPANY:
FORMER CONFORMED NAME: India Globalization Capital, Inc.
DATE OF NAME CHANGE: 20050505
4
1
ownership.xml
X0508
4
2024-03-13
0
0001326205
IGC Pharma, Inc.
IGC
0001047575
MUKUNDA RAM
10224 FALLS ROAD
POTOMAC
MD
20854
1
1
0
0
CEO
0
Common Stock
2024-03-13
4
M
0
333333
0.0
A
2908093
D
Common Stock
2024-03-13
4
M
0
233334
0.0
A
3141427
D
Common Stock
2024-03-13
4
M
0
333334
0.0
A
3474761
D
Common Stock
2024-03-13
4
M
0
251250
0.0
A
3726011
D
Common Stock
2024-03-13
4
G
0
200000
0.0
D
3526011
D
Common Stock
2024-03-13
4
M
0
16667
0.0
A
794085
I
BY SPOUSE
Common Stock
2024-03-13
4
M
0
16667
0.0
A
810752
I
BY SPOUSE
Restricted Stock Units
2024-03-13
4
M
0
233333
0.0
D
Common Stock
233333
233333
D
Restricted Stock Units
2024-03-13
4
M
0
333333
0.0
D
Common Stock
333333
0
D
Restricted Stock Units
2024-03-13
4
M
0
333334
0.0
D
Common Stock
333334
666667
D
Restricted Stock Units
2024-03-13
4
M
0
251250
0.0
D
2033-03-31
Common Stock
251250
783750
D
Options
2024-03-13
4
A
0
1000002
0.0
A
2034-03-12
Common Stock
1000002
0
D
Options
2024-03-13
4
A
0
1500000
0.0
A
2034-03-12
Common Stock
1500000
0
D
Restricted Stock Units
2024-03-13
4
M
0
16667
0.0
D
Common Stock
16667
0
I
BY SPOUSE
Restricted Stock Units
2024-03-13
4
M
0
16667
0.0
D
Common Stock
16667
33333
I
BY SPOUSE
On July 19, 2021, the Reporting Person and the Reporting Person's spouse were granted RSUs subject to vesting equally over three and two years, respectively, and starting on March 31, 2022.
On May 25, 2022, the Reporting Person and the Reporting Person's spouse were granted RSUs subject to vesting equally over three years starting on March 31, 2023.
Gift of shares of the Company's common stock to the reporting person's children who do not share the reporting person's household.
On June 20, 2023, the Reporting Person and the Reporting Person's spouse were granted RSUs subject to vesting equally over three years starting on March 31, 2024.
On June 20, 2023, the Reporting Person was granted RSUs subject to vesting according to specific milestones set by the Company's Board of Directors. The RSUs vest when milestones are achieved. One milestone (156,750) was achieved, and one milestone (156,750) was not achieved.
Each restricted stock unit represents a right to receive one share of IGC common stock.
On March 13, 2024, the Reporting Person was granted options exercisable at $0.26, vesting over three years starting in March 2025.
On March 13, 2024, the Reporting Person was granted options exercisable at $0.26 vesting at the time that certain milestones set by the Board of Directors are achieved.
/s/ Ram Mukunda
2024-03-18