0001209191-23-059787.txt : 20231227 0001209191-23-059787.hdr.sgml : 20231227 20231227163015 ACCESSION NUMBER: 0001209191-23-059787 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231222 FILED AS OF DATE: 20231227 DATE AS OF CHANGE: 20231227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIM JAMES J CENTRAL INDEX KEY: 0001158839 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29472 FILM NUMBER: 231518333 MAIL ADDRESS: STREET 1: C/O SIANA CARR O'CONNOR & LYNAM, LLP STREET 2: 1500 EAST LANCASTER AVENUE CITY: PAOLI STATE: PA ZIP: 19301-9713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMKOR TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001047127 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 231722724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2045 EAST INNOVATION CIRCLE CITY: TEMPE STATE: AZ ZIP: 85284 BUSINESS PHONE: 480-821-5000 MAIL ADDRESS: STREET 1: 2045 EAST INNOVATION CIRCLE CITY: TEMPE STATE: AZ ZIP: 85284 FORMER COMPANY: FORMER CONFORMED NAME: AMKOR TECHNOLOGY INC DATE OF NAME CHANGE: 19971001 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-22 0 0001047127 AMKOR TECHNOLOGY, INC. AMKR 0001158839 KIM JAMES J C/O SIANA CARR O'CONNOR & LYNAM 1500 EAST LANCASTER AVENUE PAOLI PA 19301-9713 1 0 1 1 Member of 10% owner group (4) 0 Common Stock 2023-12-22 4 G 0 715000 0.00 A 715000 I By Spouse Common Stock 798902 D Common Stock 1957350 I By John T. Kim G-S Trust dtd. 12/11/12 Common Stock 7828682 I By John T. Kim Family Trust U/A dtd. 12/11/12 Common Stock 1338097 I By self as Trustee of own GRATs Common Stock 164678 I By self as Trustee of Trust U/A dtd. 12/11/12 On December 22, 2023, the Agnes C. Kim 2020-1 Qualified Annuity Trust Under Agreement dated 12/6/2020 (the "ACK Trust") distributed 715,000 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to Agnes C. Kim. Agnes C. Kim is the spouse of the Reporting Person. Susan Y. Kim is the sole trustee of the ACK Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. The Reporting Person is (i) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 1,338,097 shares of the Issuer's Common Stock, (ii) a trustee of trusts for the benefit of his immediate family members which own 9,786,032 shares of the Issuer's Common Stock and (iii) a trustee of a trust which is a controlling member of a limited liability company being treated as a corporation for purposes of Section 16, which limited liability company holds 164,678 shares of the Issuer's Common stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. (4) The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose. /s/ Brian D. Short, Attorney-in-Fact for James J. Kim 2023-12-27