SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Engel Kevin

(Last) (First) (Middle)
2045 EAST INNOVATION CIRCLE

(Street)
TEMPE AZ 85284

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/07/2023
3. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY, INC. [ AMKR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 525 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) (1) Common Stock 2,451 $0.00 D
Restricted Stock Units (2) (2) Common Stock 3,761 $0.00 D
Employee Stock Option (Right-to-Buy) 02/15/2020(3) 02/15/2029 Common Stock 6,250 $9.48 D
Explanation of Responses:
1. Represents shares of time-vested restricted stock units (the "2021 RSUs") granted pursuant to the Amkor Technology, Inc. (the "Issuer") Second Amended and Restated 2007 Equity Incentive Plan, as amended, and the related award agreement on February 11, 2021 (the "2021 RSU Grant Date"). The 2021 RSUs vest in four equal annual installments beginning on the first anniversary of the 2021 RSU Grant Date.
2. Represents shares of time-vested restricted stock units (the "2022 RSUs") granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the related award agreement on February 24, 2022 (the "2022 RSU Grant Date"). The 2022 RSUs vest in four equal annual installments beginning on the first anniversary of the 2022 RSU Grant Date.
3. This stock option (the "Option Shares") to acquire 100,000 shares of the Issuer's common stock was granted on February 15, 2019 (the "Option Grant Date") and vests over four years as follows: (i) with respect to 25% of the Option Shares, on the first anniversary of the Option Grant Date; (ii) with respect to the remainder of the Option Shares, in equal quarterly installments thereafter, such that 100% of the Option will vest on the fourth anniversary of the Option Grant Date.
Remarks:
EXHIBIT LIST: Exhibit 24-Power of Attorney
Mark N. Rogers, Attorney-in-Fact for Kevin Engel 02/14/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.