0001209191-21-012051.txt : 20210218 0001209191-21-012051.hdr.sgml : 20210218 20210218181034 ACCESSION NUMBER: 0001209191-21-012051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210211 FILED AS OF DATE: 20210218 DATE AS OF CHANGE: 20210218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rutten Guillaume Marie Jean CENTRAL INDEX KEY: 0001596796 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29472 FILM NUMBER: 21651020 MAIL ADDRESS: STREET 1: 1900 S. PRICE ROAD CITY: CHANDLER STATE: AZ ZIP: 85286 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMKOR TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001047127 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 231722724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2045 EAST INNOVATION CIRCLE CITY: TEMPE STATE: AZ ZIP: 85284 BUSINESS PHONE: 480-821-5000 MAIL ADDRESS: STREET 1: 2045 EAST INNOVATION CIRCLE CITY: TEMPE STATE: AZ ZIP: 85284 FORMER COMPANY: FORMER CONFORMED NAME: AMKOR TECHNOLOGY INC DATE OF NAME CHANGE: 19971001 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-11 0 0001047127 AMKOR TECHNOLOGY, INC. AMKR 0001596796 Rutten Guillaume Marie Jean 2045 EAST INNOVATION CIRCLE TEMPE AZ 85284 1 1 0 0 President and CEO Common Stock 2021-02-11 4 A 0 50000 0.00 A 425000 D Common Stock 2021-02-16 4 M 0 14037 9.86 A 439037 D Common Stock 2021-02-16 4 S 0 14037 24.42 D 425000 D Common Stock 2021-02-16 4 M 0 963 9.48 A 425963 D Common Stock 2021-02-16 4 S 0 963 24.42 D 425000 D Common Stock 2021-02-16 4 M 0 62500 14.17 A 487500 D Common Stock 2021-02-16 4 S 0 62500 24.45 D 425000 D Employee Stock Option (Right-to-Buy) 9.86 2021-02-16 4 M 0 14037 0.00 D 2018-02-27 2027-02-27 Common Stock 14037 9375 D Employee Stock Option (Right-to-Buy) 9.48 2021-02-16 4 M 0 963 0.00 D 2020-02-15 2029-02-15 Common Stock 963 102162 D Employee Stock Option (Right-to-Buy) 14.17 2021-02-16 4 M 0 62500 0.00 D 2021-07-30 2030-07-30 Common Stock 62500 312500 D These are restricted shares of common stock; they vest in ten equal installments at the rate of 5,000 shares per quarter, beginning with the initial vesting on April 30, 2021, and ending with the final vesting on July 30, 2023, so that 100% of the award will be vested on July 30, 2023. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.03 to $25.06. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.37 to $25.06. This stock option was granted on February 27, 2017 and will vest over four years as follows: 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested. This stock option was granted on February 15, 2019 and vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16 of the option vests each quarter thereafter, such that 100% of the option will vest on the fourth anniversary of the grant date. This stock option was granted on July 30, 2020 and vests as follows: the option will vest quarterly over three years at the rate of 31,250 per quarter, such that 100% will be vested on the third anniversary of the grant date. Mark N. Rogers, Attorney-in-Fact for Guillaume Marie Jean Rutten 2021-02-17