0001047122-20-000121.txt : 20200408
0001047122-20-000121.hdr.sgml : 20200408
20200408153157
ACCESSION NUMBER: 0001047122-20-000121
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200403
FILED AS OF DATE: 20200408
DATE AS OF CHANGE: 20200408
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RHOADS REBECCA R
CENTRAL INDEX KEY: 0001196852
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13699
FILM NUMBER: 20781947
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYTHEON CO/
CENTRAL INDEX KEY: 0001047122
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 951778500
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 870 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451-1449
BUSINESS PHONE: 781-522-3000
MAIL ADDRESS:
STREET 1: 870 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451-1449
FORMER COMPANY:
FORMER CONFORMED NAME: HE HOLDINGS INC
DATE OF NAME CHANGE: 19971001
4
1
wf-form4_158637429749554.xml
FORM 4
X0306
4
2020-04-03
1
0001047122
RAYTHEON CO/
RTN
0001196852
RHOADS REBECCA R
870 WINTER STREET
WALTHAM
MA
02451
0
1
0
0
Vice President
Common Stock
2020-04-03
4
D
0
20460
D
0
D
Common Stock
2020-04-03
4
D
0
1853
D
0
I
401(k)
Common Stock
2020-04-03
4
D
0
4101
D
0
I
Benefit Plan
Restricted Stock Units
2020-04-03
4
D
0
2345
D
Common Stock
2345.0
8320
D
Restricted Stock Units
2020-04-03
4
D
0
3623
D
Common Stock
3623.0
4697
D
Restricted Stock Units
2020-04-03
4
D
0
4697
D
Common Stock
4697.0
0
D
Performance Stock Units
2020-04-03
4
D
0
6857
D
Common Stock
6857.0
11302
D
Performance Stock Units
2020-04-03
4
D
0
6815
D
Common Stock
6815.0
4487
D
Performance Stock Units
2020-04-03
4
D
0
4487
D
Common Stock
4487.0
0
D
Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.
Includes 18,704 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock and 1,756 restricted shares of Raytheon Common Stock that were converted into awards of restricted shares of UTC Common Stock, in each case pursuant to the terms of the Merger Agreement.
The Reporting Person indirectly beneficially owned 1,853 shares of Raytheon Common Stock based on funds in the Reporting Person's Savings and Investment Plan Account.
The Reporting Person indirectly beneficially owned 4,101 shares of Raytheon Common Stock based on funds in the Reporting Person's other employee benefit plan accounts.
Time-based restricted stock units ("RSUs"), granted on March 21, 2018, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.
Time-based RSUs, granted on March 20, 2019, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.
Time-based RSUs, granted on March 25, 2020, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.
Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.
Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.
Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.
Dana Ng, Attorney-in-fact
2020-04-07