0001047122-20-000116.txt : 20200408
0001047122-20-000116.hdr.sgml : 20200408
20200408152939
ACCESSION NUMBER: 0001047122-20-000116
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200403
FILED AS OF DATE: 20200408
DATE AS OF CHANGE: 20200408
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jimenez Frank R
CENTRAL INDEX KEY: 0001465175
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13699
FILM NUMBER: 20781937
MAIL ADDRESS:
STREET 1: XYLEM INC.
STREET 2: 1133 WESTCHESTER AVENUE, SUITE N200
CITY: WHITE PLAINS
STATE: NY
ZIP: 10604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYTHEON CO/
CENTRAL INDEX KEY: 0001047122
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 951778500
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 870 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451-1449
BUSINESS PHONE: 781-522-3000
MAIL ADDRESS:
STREET 1: 870 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451-1449
FORMER COMPANY:
FORMER CONFORMED NAME: HE HOLDINGS INC
DATE OF NAME CHANGE: 19971001
4
1
wf-form4_158637415830944.xml
FORM 4
X0306
4
2020-04-03
1
0001047122
RAYTHEON CO/
RTN
0001465175
Jimenez Frank R
870 WINTER STREET
WALTHAM
MA
02451
0
1
0
0
VP, General Counsel, Secretary
Common Stock
2020-04-03
4
D
0
26720
D
0
D
Performance Stock Units
2020-04-03
4
D
0
9524
D
Common Stock
9524.0
16288
D
Performance Stock Units
2020-04-03
4
D
0
9821
D
Common Stock
9821.0
6467
D
Performance Stock Units
2020-04-03
4
D
0
6467
D
Common Stock
6467.0
0
D
Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.
Includes 8,877 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock and 17,843 restricted shares of Raytheon Common Stock that were converted into awards of restricted shares of UTC Common Stock, in each case pursuant to the terms of the Merger Agreement.
Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.
Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.
Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.
Dana Ng, Attorney-in-fact
2020-04-07