-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HSzuk1YRAqz2vtcJ9GmVYifdR4KCHA7UkDSTeVAQQR3OjYfvy0wGTCGfSKe+OqwP Iw/CiIrqBS5HI4sFe5LGEw== 0000926877-08-000044.txt : 20080528 0000926877-08-000044.hdr.sgml : 20080528 20080528170131 ACCESSION NUMBER: 0000926877-08-000044 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080528 DATE AS OF CHANGE: 20080528 EFFECTIVENESS DATE: 20080528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARSICO INVESTMENT FUND CENTRAL INDEX KEY: 0001047112 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-08397 FILM NUMBER: 08864141 BUSINESS ADDRESS: STREET 1: 1200 17TH ST STREET 2: STE 1600 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3034545600 MAIL ADDRESS: STREET 1: 1200 17TH STREET SUITE 1600 CITY: DENVER STATE: CO ZIP: 80202 0001047112 S000007710 MARSICO FOCUS FUND C000020960 MARSICO FOCUS FUND MFOCX 0001047112 S000007711 MARSICO GROWTH FUND C000020961 MARSICO GROWTH FUND MGRIX 0001047112 S000007712 MARSICO 21ST CENTURY FUND C000020962 MARSICO 21ST CENTURY FUND MXXIX 0001047112 S000007713 MARSICO INTERNATIONAL OPPORTUNITIES FUND C000020963 MARSICO INTERNATIONAL OPPORTUNITIES FUND MIOFX 0001047112 S000014643 MARSICO FLEXIBLE CAPITAL FUND C000040092 MARSICO FLEXIBLE CAPITAL FUND MFCFX 0001047112 S000017705 MARSICO GLOBAL FUND C000048905 MARSICO GLOBAL FUND MGLBX NSAR-A 1 answer.fil ANSWER FILE 3-31-08 PAGE 1 000 A000000 03/31/2008 000 C000000 0001047112 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 THE MARSICO INVESTMENT FUND 001 B000000 811-08397 001 C000000 4142992200 002 A000000 1200 17TH STREET SUITE 1600 002 B000000 DENVER 002 C000000 CO 002 D010000 80202 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 6 007 C010100 1 007 C020100 MARSICO FOCUS FUND 007 C030100 N 007 C010200 2 007 C020200 MARSICO GROWTH FUND 007 C030200 N 007 C010300 3 007 C020300 MARSICO 21ST CENTURY FUND 007 C030300 N 007 C010400 4 007 C020400 MARSICO INTERNATIONAL OPPORTUNITIES FUND 007 C030400 N 007 C010500 5 007 C020500 MARSICO FLEXIBLE CAPITAL FUND 007 C030500 N 007 C010600 6 007 C020600 MARSICO GLOBAL FUND 007 C030600 N 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 007 C011100 11 007 C011200 12 007 C011300 13 007 C011400 14 007 C011500 15 007 C011600 16 007 C011700 17 PAGE 2 007 C011800 18 007 C011900 19 007 C012000 20 007 C012100 21 007 C012200 22 007 C012300 23 007 C012400 24 007 C012500 25 007 C012600 26 007 C012700 27 007 C012800 28 007 C012900 29 007 C013000 30 008 A00AA01 MARSICO CAPITAL MANAGEMENT, LLC 008 B00AA01 A 008 C00AA01 801-54914 008 D01AA01 DENVER 008 D02AA01 CO 008 D03AA01 80202 010 A00AA01 UMB FUND SERVICES, INC. 010 B00AA01 84-5792 010 C01AA01 MILWAUKEE 010 C02AA01 WI 010 C03AA01 53233 010 C04AA01 2301 011 A00AA01 UMB DISTRIBUTION SERVICES LLC 011 B00AA01 8-42106 011 C01AA01 MILWAUKEE 011 C02AA01 WI 011 C03AA01 53233 011 C04AA01 2301 012 A00AA01 UMB FUND SERVICES, INC. 012 B00AA01 84-5792 012 C01AA01 MILWAUKEE 012 C02AA01 WI 012 C03AA01 53233 012 C04AA01 2301 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 DENVER 013 B02AA01 CO 013 B03AA01 80202 014 A00AA01 BANC OF AMERICA SECURITIES LLC 014 B00AA01 8-42263 015 A00AA01 STATE STREET BANK & TRUST CO 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02171 015 C04AA01 2197 015 E01AA01 X 015 A00AA02 CITIBANK N.A. 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MORGAN SECURITIES, INC. 025 B000201 13-3224016 025 C000201 E 025 D000201 1735 025 A000202 GOLDMAN SACHS & CO. 025 B000202 13-5108880 025 C000202 E 025 D000202 466 025 A000203 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 025 B000203 13-5674085 025 C000203 E 025 D000203 304 025 D000204 0 025 D000205 0 025 D000206 0 025 D000207 0 025 D000208 0 028 A010200 101433 028 A020200 0 028 A030200 0 028 A040200 51416 028 B010200 73115 028 B020200 0 PAGE 21 028 B030200 0 028 B040200 72848 028 C010200 60082 028 C020200 92101 028 C030200 0 028 C040200 81338 028 D010200 98524 028 D020200 0 028 D030200 0 028 D040200 90712 028 E010200 83923 028 E020200 0 028 E030200 0 028 E040200 57716 028 F010200 76729 028 F020200 0 028 F030200 0 028 F040200 96054 028 G010200 493806 028 G020200 92101 028 G030200 0 028 G040200 450084 028 H000200 0 037 000200 Y 038 000200 84 039 000200 N 040 000200 Y 041 000200 Y 042 A000200 6 042 B000200 0 042 C000200 2 042 D000200 92 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 043 000200 3977 044 000200 0 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.000 048 A010200 3000000 048 A020200 0.850 048 B010200 99999999 048 B020200 0.750 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 PAGE 22 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 N 055 A000200 N 055 B000200 N 056 000200 Y 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 1000 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 063 A000200 0 063 B000200 0.0 066 A000200 Y 066 B000200 N 066 C000200 N 066 D000200 Y PAGE 23 066 E000200 N 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 Y 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 1119790 071 B000200 1069868 071 C000200 2905302 071 D000200 37 072 A000200 6 072 B000200 1739 072 C000200 20151 072 D000200 0 PAGE 24 072 E000200 0 072 F000200 12607 072 G000200 148 072 H000200 0 072 I000200 1371 072 J000200 262 072 K000200 0 072 L000200 263 072 M000200 -2 072 N000200 56 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 22 072 S000200 58 072 T000200 3708 072 U000200 0 072 V000200 0 072 W000200 58 072 X000200 18551 072 Y000200 2 072 Z000200 3341 072AA000200 86316 072BB000200 132416 072CC010200 0 072CC020200 394080 072DD010200 0 072DD020200 0 072EE000200 97785 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.7230 073 C000200 0.0000 074 A000200 0 074 B000200 0 074 C000200 113948 074 D000200 0 074 E000200 0 074 F000200 2586939 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 17153 074 K000200 0 074 L000200 7857 074 M000200 402 074 N000200 2726299 074 O000200 30168 074 P000200 1940 074 Q000200 0 074 R010200 0 PAGE 25 074 R020200 0 074 R030200 0 074 R040200 5088 074 S000200 0 074 T000200 2689103 074 U010200 139814 074 U020200 0 074 V010200 19.23 074 V020200 0.00 074 W000200 0.0000 074 X000200 87547 074 Y000200 0 075 A000200 0 075 B000200 2982781 076 000200 0.00 024 000300 Y 025 A000301 JEFFERIES GROUP, INC. 025 B000301 95-2622900 025 C000301 E 025 D000301 2626 025 A000302 J.P. MORGAN SECURITIES, INC. 025 B000302 13-3224016 025 C000302 E 025 D000302 1509 025 A000303 CREDIT SUISSE FIRST BOLSTON CORP. 025 B000303 13-5659485 025 C000303 E 025 D000303 842 025 D000304 0 025 D000305 0 025 D000306 0 025 D000307 0 025 D000308 0 028 A010300 151346 028 A020300 0 028 A030300 0 028 A040300 40296 028 B010300 128759 028 B020300 0 028 B030300 0 028 B040300 65026 028 C010300 115628 028 C020300 105830 028 C030300 0 028 C040300 43312 028 D010300 149461 028 D020300 0 028 D030300 0 028 D040300 107120 028 E010300 100574 028 E020300 0 PAGE 26 028 E030300 0 028 E040300 41678 028 F010300 74319 028 F020300 0 028 F030300 0 028 F040300 119952 028 G010300 720087 028 G020300 105830 028 G030300 0 028 G040300 417384 028 H000300 0 037 000300 Y 038 000300 110 039 000300 N 040 000300 Y 041 000300 Y 042 A000300 6 042 B000300 0 042 C000300 2 042 D000300 92 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 043 000300 3474 044 000300 0 045 000300 Y 046 000300 N 047 000300 Y 048 000300 0.850 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B000300 N 069 000300 N 070 A010300 Y 070 A020300 N 070 B010300 Y 070 B020300 N 070 C010300 Y PAGE 28 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 Y 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 1677445 071 B000300 1463176 071 C000300 2330729 071 D000300 63 072 A000300 6 072 B000300 5120 072 C000300 13616 072 D000300 0 072 E000300 0 072 F000300 10897 072 G000300 138 072 H000300 0 072 I000300 1507 072 J000300 296 072 K000300 0 072 L000300 208 072 M000300 -17 072 N000300 93 072 O000300 0 072 P000300 0 PAGE 29 072 Q000300 0 072 R000300 17 072 S000300 47 072 T000300 3205 072 U000300 0 072 V000300 0 072 W000300 33 072 X000300 16424 072 Y000300 2 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E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 063 A000500 0 063 B000500 0.0 PAGE 37 066 A000500 Y 066 B000500 N 066 C000500 N 066 D000500 Y 066 E000500 N 066 F000500 N 066 G000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 Y 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 21991 071 B000500 26207 071 C000500 19261 071 D000500 114 PAGE 38 072 A000500 6 072 B000500 40 072 C000500 173 072 D000500 0 072 E000500 0 072 F000500 91 072 G000500 22 072 H000500 0 072 I000500 23 072 J000500 57 072 K000500 0 072 L000500 2 072 M000500 -26 072 N000500 13 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 0 072 S000500 1 072 T000500 27 072 U000500 0 072 V000500 0 072 W000500 3 072 X000500 213 072 Y000500 133 072 Z000500 133 072AA000500 1829 072BB000500 2791 072CC010500 0 072CC020500 1302 072DD010500 633 072DD020500 0 072EE000500 805 073 A010500 0.3460 073 A020500 0.0000 073 B000500 0.4400 073 C000500 0.0000 074 A000500 0 074 B000500 0 074 C000500 2547 074 D000500 0 074 E000500 0 074 F000500 15145 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 0 074 K000500 3 074 L000500 17 074 M000500 168 074 N000500 17880 PAGE 39 074 O000500 0 074 P000500 0 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 252 074 S000500 0 074 T000500 17628 074 U010500 1841 074 U020500 0 074 V010500 9.57 074 V020500 0.00 074 W000500 0.0000 074 X000500 981 074 Y000500 0 075 A000500 0 075 B000500 21852 076 000500 0.00 024 000600 Y 025 A000601 CREDIT SUISSE FIRST BOSTON CORP. 025 B000601 13-5659485 025 C000601 E 025 D000601 68 025 A000602 J.P. MORGAN SECURITIES, INC. 025 B000602 13-3224016 025 C000602 E 025 D000602 55 025 D000603 0 025 D000604 0 025 D000605 0 025 D000606 0 025 D000607 0 025 D000608 0 028 A010600 12699 028 A020600 0 028 A030600 0 028 A040600 153 028 B010600 7758 028 B020600 0 028 B030600 0 028 B040600 1457 028 C010600 10266 028 C020600 987 028 C030600 0 028 C040600 1331 028 D010600 29162 028 D020600 0 028 D030600 0 028 D040600 6447 028 E010600 10990 PAGE 40 028 E020600 0 028 E030600 0 028 E040600 1291 028 F010600 3669 028 F020600 0 028 F030600 0 028 F040600 2810 028 G010600 74544 028 G020600 987 028 G030600 0 028 G040600 13489 028 H000600 0 037 000600 Y 038 000600 23 039 000600 N 040 000600 Y 041 000600 Y 042 A000600 6 042 B000600 0 042 C000600 27 042 D000600 67 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 043 000600 53 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.850 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 PAGE 41 048 K010600 0 048 K020600 0.000 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 Y 053 B000600 Y 055 A000600 N 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 Y 060 B000600 Y 061 000600 1000 062 A000600 N 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 066 A000600 Y 066 B000600 N 066 C000600 N 066 D000600 Y 066 E000600 N 066 F000600 N 066 G000600 N 067 000600 N 068 A000600 N 068 B000600 Y 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y PAGE 42 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 N 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 Y 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 Y 070 L010600 Y 070 L020600 Y 070 M010600 Y 070 M020600 Y 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 Y 070 R020600 N 071 A000600 94286 071 B000600 43409 071 C000600 54360 071 D000600 80 072 A000600 6 072 B000600 194 072 C000600 256 072 D000600 0 072 E000600 0 072 F000600 269 072 G000600 37 072 H000600 0 072 I000600 28 072 J000600 81 072 K000600 0 072 L000600 3 072 M000600 0 072 N000600 15 072 O000600 0 072 P000600 0 PAGE 43 072 Q000600 0 072 R000600 0 072 S000600 1 072 T000600 79 072 U000600 0 072 V000600 0 072 W000600 1 072 X000600 514 072 Y000600 276 072 Z000600 212 072AA000600 2189 072BB000600 7281 072CC010600 0 072CC020600 3384 072DD010600 238 072DD020600 0 072EE000600 764 073 A010600 0.0530 073 A020600 0.0000 073 B000600 0.1700 073 C000600 0.0000 074 A000600 0 074 B000600 0 074 C000600 16118 074 D000600 0 074 E000600 0 074 F000600 69318 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 1168 074 K000600 0 074 L000600 283 074 M000600 37 074 N000600 86924 074 O000600 2382 074 P000600 9 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 277 074 S000600 0 074 T000600 84256 074 U010600 8149 074 U020600 0 074 V010600 10.34 074 V020600 0.00 074 W000600 0.0000 074 X000600 4253 074 Y000600 0 PAGE 44 075 A000600 0 075 B000600 58916 076 000600 0.00 SIGNATURE MIKE THILL TITLE OPERATIONS MANAGER EX-99.77C VOTES 2 proxy.txt PROXY Results of Shareholder Meeting Unaudited A special meeting of shareholders of the Trust was held on November 9, 2007, a continuation of the meeting held on October 12, 2007. The sole matter voted on by the shareholders of record as of July 26, 2007 the Record Date was the approval of new Investment Advisory and Management Agreements for each of the Funds. The number of shares outstanding for each Fund as of the Record Date was 236,914,857 for the Focus Fund; 132,813,850 for the Growth Fund 125,873,061 for the 21st Century Fund; and 41,093,133 for the International Opportunities Fund. With respect to the proposal to approve the new Investment Advisory and Management Agreement for each of the Funds, the results of the vote were as follows FUND FOR AGAINST ABSTAIN Focus 115,458,798 2,765,940 6,688,289 Growth 68,104,290 774,234 3,369,075 21st Century 64,837,358 1,081,319 1,923,931 International Opportunities 21,692,237 343,892 656,855 Shareholders of the Flexible Capital Fund and the Global Fund approved new Investment Advisory and Management Agreements at the special meeting of shareholders on October 12, 2007, as reported in the Trusts Annual Report dated September 30, 2007. -----END PRIVACY-ENHANCED MESSAGE-----