0001209191-19-010853.txt : 20190219
0001209191-19-010853.hdr.sgml : 20190219
20190219074820
ACCESSION NUMBER: 0001209191-19-010853
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190215
FILED AS OF DATE: 20190219
DATE AS OF CHANGE: 20190219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAMPEN RICHARD
CENTRAL INDEX KEY: 0001047092
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32849
FILM NUMBER: 19613429
MAIL ADDRESS:
STREET 1: 4400 BISCAYNE BLVD.; 10TH FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33137
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Castle Brands Inc
CENTRAL INDEX KEY: 0001311538
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 000000000
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 122 EAST 42ND STREET
STREET 2: SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10168
BUSINESS PHONE: 646-356-0200
MAIL ADDRESS:
STREET 1: 122 EAST 42ND STREET
STREET 2: SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10168
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-02-15
0
0001311538
Castle Brands Inc
ROX
0001047092
LAMPEN RICHARD
4400 BISCAYNE BOULEVARD
MIAMI
FL
33137
1
1
0
0
President and CEO
Common Stock
2019-02-15
4
P
0
10000
0.8008
A
2777470
D
Common Stock
1016065
I
By spouse
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.7997 to $0.8030, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
/s/ Richard J. Lampen
2019-02-19