0000905718-21-000398.txt : 20210308 0000905718-21-000398.hdr.sgml : 20210308 20210308202926 ACCESSION NUMBER: 0000905718-21-000398 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210304 FILED AS OF DATE: 20210308 DATE AS OF CHANGE: 20210308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STILLWATER HOLDINGS LLC CENTRAL INDEX KEY: 0001230586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15751 FILM NUMBER: 21723733 BUSINESS ADDRESS: STREET 1: 655 MADISON AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-940-9660 MAIL ADDRESS: STREET 1: 655 MADISON AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 FORMER NAME: FORMER CONFORMED NAME: STILLWATER LLC DATE OF NAME CHANGE: 20030502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMAGIN CORP CENTRAL INDEX KEY: 0001046995 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 561764501 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 SOUTH DRIVE STREET 2: SUITE 201 CITY: HOPEWELL JUNCTION STATE: NY ZIP: 12533 BUSINESS PHONE: 845-838-7900 MAIL ADDRESS: STREET 1: 700 SOUTH DRIVE STREET 2: SUITE 201 CITY: HOPEWELL JUNCTION STATE: NY ZIP: 12533 FORMER COMPANY: FORMER CONFORMED NAME: FASHION DYNAMICS CORP DATE OF NAME CHANGE: 19980805 4 1 emagincorp_fm4mar82021.xml X0306 4 2021-03-04 0 0001046995 EMAGIN CORP EMAN 0001230586 STILLWATER HOLDINGS LLC 655 MADISON AVENUE 20TH FLOOR NEW YORK NY 10065 0 0 1 0 Common Stock 2021-03-04 4 X 0 500000 2.60 A 500000 I By Stillwater Trust LLC Common Stock 2021-03-08 4 S 0 27879 4.26 D 472121 I By Stillwater Trust LLC Common Stock 4250000 I By Flat Creek Fiduciary Management LLC, as Trustee Common Stock 783325 I By Rainbow Gate Corporation Common Stock Purchase Warrants 2.60 2021-03-04 4 X 0 500000 0 D 2017-02-24 2022-02-24 Common Stock 1152668 652668 I By Stillwater Trust LLC These securities are owned by Stillwater Trust LLC. The sole member of Reporting Person is the sole manager and president of Stillwater Trust LLC, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of these securities except to the extent of its pecuniary interest therein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.21 to $4.33 per share, inclusive. The Reporting Person undertakes to provide to Issuer any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. These securities are held by a trust for the benefit of minor beneficiaries of the sole member of Reporting Person with Flat Creek Fiduciary Management LLC as trustee where the sole member of the Reporting Person is the sole manager and president of the trustee. The sole member of Reporting Person has investment control over such securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of these securities except to the extent of its pecuniary interest therein. These securities are owned solely by Rainbow Gate Corporation. The sole member of Reporting Person is the investment manager of Rainbow Gate Corporation, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of these securities except to the extent of its pecuniary interest therein. The Common Stock Purchase Warrants were acquired as an inducement by the Issuer for Stillwater Trust LLC to exercise the Common Stock Purchase Warrants acquired as part of a private placement by the Issuer pursuant to the Securities Purchase Agreement, dated December 17, 2015 between the Issuer and Stillwater Trust LLC. /s/ Christopher Minton, Vice President 2021-03-08