-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QWdi0iyXeYh1A5W9h6C2CuMOyOVA76ygnbxe3dzV45cCfELT7yy8HxAIJ1tt/t84 o36JGpx/B9MLXiMmy3pMSg== 0000893838-04-000093.txt : 20040430 0000893838-04-000093.hdr.sgml : 20040430 20040430171056 ACCESSION NUMBER: 0000893838-04-000093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040428 FILED AS OF DATE: 20040430 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMAGIN CORP CENTRAL INDEX KEY: 0001046995 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 880378451 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2070 ROUTE 52 STREET 2: SUITE 2000 V6E 2K3 CITY: HOPEWELL JUNCTION STATE: NY ZIP: 12533 BUSINESS PHONE: 845 892 1900 MAIL ADDRESS: STREET 1: 2070 ROUTE 52 STREET 2: SUITE 2000 V6E 2K3 CITY: HOPEWELL JUNCITON STATE: NY ZIP: 12533 FORMER COMPANY: FORMER CONFORMED NAME: FASHION DYNAMICS CORP DATE OF NAME CHANGE: 19980805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GINOLA LTD CENTRAL INDEX KEY: 0001230770 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15751 FILM NUMBER: 04770658 BUSINESS ADDRESS: STREET 1: C/O OGLER FIDUCIARY SERVICES LTD STREET 2: WHITELEY CHAMBERS/DON STREET CITY: ST HELLER JERSEY JE4 92G STATE: A1 ZIP: 00000 BUSINESS PHONE: 011 44 1534 504000 4 1 ginola4042804_ex.xml X0202 4 2004-04-28 0 0001046995 EMAGIN CORP EMA 0001230770 GINOLA LTD C/O OGLER FIDUCIARY SERVICES LTD WHITELEY CHAMBERS/DON STREET ST HELLER JERSEY JE4 92G A1 00000 0 0 1 0 Common Stock 2004-04-28 4 S 0 375000 2.50 D 2204305 D Common Stock 396223 I By Crestflower Corporation Common Stock 119116 I By Ogier Trustee Limited Common Stock 1051216 I By Rainbow Gate Corporation Stock Purchase Warrants (right to buy) Common Stock 123288 123288 D Stock Purchase Warrants (right to buy) Common Stock 218657 218657 D Stock Purchase Warrants (right to buy) Common Stock 1291651 1291651 D Stock Purchase Warrants (right to buy) Common Stock 249785 249785 D Stock Purchase Warrants (right to buy) Common Stock 166523 166523 D Stock Purchase Warrants (right to buy) Common Stock 289310 289310 I By Rainbow Gate Corporation The reporting person sold these shares to an accredited investor pursuant to a privately-negotiated agreement. These securities are owned solely by Crestflower Corporation and Ogier Trustee Limited as indicated. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities. These securities are owned by Rainbow Gate Corporation. The sole shareholder of the Reporting Person is also the sole shareholder of Rainbow Gate Corporation. The warrants to purchase Issuer's Common Stock have an exercise price of $0.5469 per share, are exercisable immediately, and have an expiration date of November 26, 2004. The warrants to purchase Issuer's Common Stock have an exercise price of $0.5469 per share, are exercisable immediately, and have an expiration date of January 14, 2005. The warrants to purchase Issuer's Common Stock have an exercise price of $0.8110 per share, are exercisable immediately, and have an expiration date of April 25, 2006. The warrants to purchase Issuer's Common Stock have an exercise price of $2.76 per share, are exercisable immediately, and will expire on the later of (i) twelve months from the effective date of a registration statement that registers the underlying common stock of the warrants and (ii) December 31, 2005. The warrants to purchase Issuer's Common Stock have an exercise price of $2.76 per share, are exercisable immediately, and will expire forty-eight months after the effective date of the registration statement that registers the underlying common stock of the warrants. The warrants to purchase Issuer's Common Stock have an exercise price of $0.7542 per share, are exercisable immediately, and have an expiration date of February 28, 2005. /s/ Jonathan C. White 2004-04-30 -----END PRIVACY-ENHANCED MESSAGE-----